2007-05-04 Memo in Opp to Summary Judgment05/04/07 13:13 FELHABER LAW � 9529461501
NO.504 D01
Felha]�er Larson
Fenton & Uogt
A Professional Assoctatfun —Attorneys at Low
444 Cedar Street I Suite 2100
St. Paul, Minnesota 55101.2136
651 222 6321 1 Fax: 651 222 0905
From:
Re:
Message:
To:
Jason Kuboushek
Cindi Matt
Anton van der Merwe
John Markert
Stephen F. Yoch
FAX COVER SHEET
pate; May 4, 2007
Number of Pages (Including this sheet): 30
Transmitter Name: Deb M
Transmitter Phone: 651 312 6029
TC/Alberiville/Cold Key et. al.
Fax Number:
952-946-1501
763-682.4465
612-339-7655
952-841-0041
PLEASE CALL TRANSMITTER IMMEDIATELY IF ANY PAGES ARE RECEIVED IMPROPERLY,
CONFIDENTIALITY NOTICE
The document(s) accompanying this fax may contain confidential information which is legally privileged.
The information is intended only for the use of the intended recipient. If you are not the intended recipient,
you are hereby notified that any disclosure, copying, distribution or the taking of any action in reliance on
the contents of this telecopied information except its direct delivery to the intended recipient named above is
strictly prohibited. If you have received this fax in error, please notify us immediately by telephone to
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0s 04 07
13:13
FELHABER LAW 9529461501
NO.s04 P02
MINN114PO4IS
220 South Sixth Street I Suite 2200
Mlnneapolla, MN 55402-4504
612 339 6321. I Fax 612 336 0535
Fel, er Larson
Fe on LVogt
A Prnjesslonal Association —Attorneys at taw
Stephen E. Yoch
syoch®felhaher.com
(651) 312-6040
Reply t0 St. Paul
May 4, 2007
SENT VIA FACSIMILE AND U.S. MAIL
Ms. Cindi S. Matt Mr. Jason J. Kuboushek
Jobnson, Larson, Peterson & Matt, P.A. Iverson Reuvers, LLC
908 Commercial Drive 9321 Ensign Avenue South
Buffalo, MN 55313 Bloomington, MN 55438
ST. PAUL
It" Cedar Street I Suite 2100
St. Paul, MN 55101.2136
651 222 6321 1 Fox 651 222 8905
Mr. John A. Marken Mr. Anton J. van der Merwe
Coleman, Hull & Van Vliet, PLLP Arthur Chapman
8500 Normandale Lake Blvd., Suite 2100 81 South Ninth Street, Suite 500
Minneapolis, MN 55437 Minneapolis, MN 55402-3214
Re: T/C Homest Inc, v. City of Albertville and Gold Key Development
Court File No.: 86-CV-06-4997
Consolidated with
_Gold Key Development, Inc. v. City of Albertville
Court File No.: CV-06-2998
Dear Counsel:
Enclosed and served upon you in the above -referenced matters are:
T/C Homes, Inc.'s Memorandum in Opposition to the City of Albertville's
Motion for Summary Judgment;
T/C Homes, Inc.'s Memorandum of Law in Opposition to Short -Elliott -Hendrickson
Incorporated's Motion for Summary Judgment;
SBY/dsm
Enclosures
cc: B. TO (via e-mail)
W. Ortell (via email)
D. Olson (via e-mail)
phtruly
n yours, Lr/
e. Yoch J�
9TPL-W0rd!97542.1
w Jelha6er.coro
05/04/07 13:13 FELHABER LAW � 9529461501
N0.504 IP03
Felhaer :Larson
Fen on & Vogt
A Professional Association — Attonieys at Law
Stephen E. Yoch
MINNEhPOt1S
(651) 312.6040
2211 50111h Sixth Slrect I Suite 2200
syochofelhaher-com
Minneopohs. MN 55402.4304
Reply to St. Paal
612 339 6321 1 Fax 612 338 0535
May 4, 2007
ST PAUL
441 Cedar Street I Suite 2100
St. Paul. MN 55101-2136
651 222 6121 1 Fax 651 222 B905
Court Administrator Sent Via Federal Express
Wright County District Court
Ten Second Street NW, Room 201
Buffalo, MN 55313-1192
Re: TIC Homes, Inc. v. City. of Albertville and Gold Key Develonment
Court File No.: 86-CV-06-4997
Consolidated with
Gold Key Development, Inc. v. City of Albertville
Court Pile No.: CV-06-2998
Dear Court Administrator:
Enclosed for filing in the above -referenced matters are the following:
1, T/C Homes, Inc.'s Memorandum in Opposition to die City of Albertville's
Motion for Summary Judgment;
2. T/C Homes, Inc.'s Memorandum of Law in Opposition to Short-Ellion-
Hendrickson Incorporated's Motion for Summary Judgment;
3. Affidavit of Service; and
4. Check in the amount of $110.00 for the filing fees.
If you have any questions regarding this filing, plede do not. hesitate to contact me,
Enclosures
cc: B. Tutt
C. Matt
I. Kuboushek
J. Markert
A. van der Merwe
STPL-word:6801.1.
www_leihaher com
05/04/07 13:13 FELHABER LAW � 9529461501
N0.504 D04
STATE OF MINNESOTA
COUNTY OF WRIGHT
T/C Homes, Inc.,
VS.
DISTRICT COURT
TENTH JUDICIAL DISTRICT
Case Type; ➢eclaratory Judgment/Breach of Contract
Court File No. CV-06-4997
Gold Key Development, Inc.,
Defendant and Third Party Plaintiff,
vs.
Hedlund Engineering,
Third Party Defendant,
and
City of Albertville,
Defendant and Third Party Plaintiff..
vs.
SHORT-ELLIOTT-HENDRICKSON, INCORPORATED
T/C HOMES, INC.'S
MEMORANDUM IN
OPPOSITION TO THE CITY
OF ALBERTVILLE'S
MOTION FOR SUMMARY
JUDGMENT
Third Parry Defendant and Cross Defendant.
Gold Key Development, Inc. Court rile No. CV-06-2998
Plaintiff,
V.
City of Albertville,
Defendant and Third Party Plaintiff,
V.
SliORT-LLLIOTT-IIENDRICKSON, INCORPORATED
Third Party Defendant.
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INTRODUCTION
The City of Albertville's (the "City") motion is flawed and should be denied because it
imposed a moratorium on the Prairie Run plat based upon photographs, within its sole
possession which it did not disclose to anyone yet now claims are so significant that the
development must be stopped. Tltis is akin to: "I could tell you, but then I'd have to ki11 you."
The City withheld these photographs and let the development proceed, but it now attempts to
hold itself above accountability.
Notably, the City's motion ignores the factual dispute that is at the crux of the claims
against it. Summary judgment must be denied because material facts remain in dispute as to
the City's failure to disclose photographs related to the 1.00-year high water level. The facts
show that the City failed to disclose the photographs and approved the original Prairie Run plat
without reference to the photographs. TIC Homes, Inc. (`TiC") purchased lots and
commenced construction in the development in reliance upon the City's approval of the plat.
Years later, the City used its photographs to impose a moratorium. Tactual issues remain as to
whether the City was negligent and can be estoppel from enforcing its ordinances based upon
information it failed to provide to the developer and its engineer. Consequently, the City's
motion for summary judgment must be denied.
TiC has appropriately brought its request for mandamus. In the interests of judicial
efficiency, and in compliance with Minn. Stat. § 586.08. TIC has included in its Complaint
both the request for mandamus and its tort and contractual claims. TIC's Complaint is
sufficient to satisfy the statutory requirements. As a result, the City's motion for summary
,judgment should be denied in its entirety.
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FACTUAL SUMMARY
The facts of the case have been extensively briefed and need not be repeated here. The
most objective and detailed recitation of the facts provided by Gold Key is relied upon by TIC
and is incorporated herein by reference.'
The City Failed to Disclose its Photographs Regarding the Fligh Water Level
On June 24, 2003, the City received complaints from at least 56 homeowners whose
homes were flooded or damaged during an enormous rain event. See Gold Key's
Memorandum of Law in Support of Summary Judgment, p. 8 (citing Sutherland Depo. at 28
and 124). Many of the homes were adjacent to what would become the Prairic Run
Development. Id. at p.9 (Sutherland Depo. at 28-30). John Sutherland, the City Zoning
Administrator, took photographs of the houses affected by the flooding (hereinafter the
"Photographs") and shared them with "anyone who was interested," including the City
Administrator, Larry Kruse, and Peter Carlson of Sh'H. Id. at p.9 (Sutherland Depo. at 15-18,
20-22).
The City did not provide the Photographs, or raise any concerns about the flooding and
potential affect on the future Prairie Run Development, with any other party. Id. at pp. 9-10.
(Sutherland Depo. at 1.6-18 and 84; Carlson Depo. at 81-82 and 144; Schultz Depo. at 65-66).
The Photographs were available to the City and the City Engineer prior to the time the
preliminary plat of Prairie Run was approved. However, the plat was approved using the
elevation line of permanent aquatic vegetation and the City made no mention of the
1 The adoption by TIC of Gold Key's recitation of the facts should not be as an
acknowledgment or waiver of any claims against Gold Key. Such claims are not the subject of
the pending motions.
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Photographs. Id. at p.14 (Johnson Depo. at 38-39; Hedlund Depo. at 70-71; Sutherland Depo.
at 63). At a June 7, 2004, City Council meeting, the City Council approved the final plat of
Prairie Run and accepted it as in compliance with Minn. Star. § 505.03, subd. 2. Id. p.12
(Kruse Depo. at 41-42). TIC later purchased lots from the developer and built homes on the
lots in reliance upon the City's approved grading plans and pen -nits. Id. p.14 (Sutherland
Depo. at 87-89; Johnson Depo. at 108-1.09).
The City Based Its Current Moratorium Upon an Analysis of
PhotograRbs it Failed to Disclose to A_yane
The City (for the second time)2 declared a default of the development based upon
further analysis of the photographs. id. p.19. Affidavit of Cindi Matt attached to CK's
Motion for Summary Judgment ("Matt Aff. ") at Ex. L.
On December 1., 2006, the City wrote a letter to Gold Key indicating that the City had
now set the highest known water elevation at 951.47 feet above sea level, based upon further
analysis of its Photographs. Id. Using this new created flood level, the City declared Gold Key
in default of paragraph 13.P. of the Development Agreement and informed Gold Key that it
would not be issuing building permits for Any lots, even those lots that met the ordinance
requiremems regarding elevations. Id. (Matt Aff. at Exs. I, and P). Due to die moratorium,
TIC continues to incur substantial damages, because it has been unable to build on its lots or
sell the lots for which it has already built houses. See TIC Complaint.
2 The City initially imposed a moratorium in November 2005, relying primarily upon an
undisclosed culvert risk assessment. See TIC's Memorandum in Opposition to SEH's Motion
for Summary Judgment at pp. 2-3 and fn A.
P07
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ARGUMENT
I. STANDARD OF REVIEW.
The City ignores significant fact questions which preclude dismissal of T/C's claims,
and it fails to meet its substantial burden by not addressing directly the Photographs relied
upon by the City.
Rule 56.03 of the Minnesota Rules of Civil Procedure provides that summary judgment
"shall be rendered forthwith if the pleadings, depositions, answers to interrogatories, and
admissions on file, together with the affidavits, if any, show that there is no genuine issue as to
any material fact and chat either party is entitled to a judgment as a matter of law." See Minn.
R. Civ. P. 56.03 (West 2006). Summary judgment is appropriate only against a party who
fails to establish the existence of an element central to its case and on which that parry will
bear the burden of proof at trial. Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986);
Tibbetts v. Crossroads. Inc., 411 N.W.2d 535, 539 (Minn. App. 1987).
In order for a moving party to prevail, it must demonstrate to the court that "there is no
genuine issue as to any material fact and that the moving party is entitled to judgment as a
matter of law." Celotex Corp., 477 U.S. at 317. A fact is material if its resolution affects the
outcome of the case. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). On a
motion for summary judgment, all evidence and inferences are to be viewed in a light most
favorable to the nonmoving party. Campion v. County of Wright, 347 N.W.2d 289, 291
(Minn. App. 1984). if the nonmoving party produces competent evidence showing a genuine
material factual dispute, summary judgment is not appropriate. See Kletschka v. Abbort-
Northwestern Hospital, Inc., 417 N.W.2d 752, 754 (Minn. App. 1988).
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The City repeatedly asserts that it.. is entitled to summary judgment without addressing
its unexplained failure to provide the Photographs which the City considered sufficiently
Important to justify shutting down the project. The City's failure to address this crucial issue
mandates denial in its motion for summary judgment.
H. WHETHER THE PHOTOGRAPHS SHOULD HAVE BEEN DISCLOSED IS A
QUESTION OF FACT WHICH PRECLUDES SUMMARY JUDGMENT.
A. Factual Issues Remain as to T/C's Negligent Misrepresentation Claina.
The City's motion to dismiss TIC'S negligence and negligent misrepresentation claims
must be denied. Negligent misrepresentation of fact is actionable against government officers
and employees, because members of the public have no other access to factual information
maintained by the government except through those individuals. Mohler v. City of St. Louis
Park, 643 N.W.2d 623 (Minn. App. 2002). Applied to the case at hand, the City withheld
factual information (specifically the Photographs), and affirmatively represented that the plat
was reviewed, approved, and that there was no other informationt pertaining to the water level.
T/C's negligence claims are based upon the City's factual misrepresentations and its
failure to disclose the Photograpbs. it is undisputed that the City was the only parry that was
aware or had access to the Photographs, and that the current moratorium issued years later was
based upon the Photographs. Supra pp.3-4. As a result, factual issues remain as to whether
the City should have disclosed the Photographs, and whether the City misrepresented that no
other information was available pertaining to the water level. Such issues preclude summary
judgment.
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a. Factual Issues Remain as to T/C's Nep-Heence Claim
Summary judgment is also not appropriate as to T/C's negligence claim because factual
issues remain as to whether the City should have disclosed die Photographs. In Gilbert v.
Hillman, 371 N.W.2d 542 (Minn. 1985), the court ruled that die plaintiff landowner was
allowed to sue the county based upon misinformation supplied by the county. The court
distinguished the same two cases heavily relied upon by the City (I-loffert and Cracraft and
explained:
The county misconstrues, however, the circumstances giving rise
to the Gilberts' claim. In this case, unlike in Cracrrlft or in
Nn.fert, it was the county's own conduct towards die Gilberts
themselves, not the conduct of a third person, which forms die
basis of dte Gilbert's complaint. The Gilberts did not claim or
seek to prove that the issuance of a permit and publication of the
standard plan formed the basis of their negligence action here.
Rather, they contended that the county acted negligently by
requiring them to build a particular system designed by I4yrkas
for them, which it knew or should have known created an
unreasonable risk of injury to the Gilberts. In Loshbough v.
Township of Ruzzle, 258 N.W.2d 96. 102 (Minn. 1977), we
acknowledged the principle that:
[A] governmental unit owes a particular individual a duty of care
when its officer or agent, in a position and with authority to act,
has or should have had knowledge of a condition that violates
safety standards prescribed by statue or regulation, and that
presents a risk of serious harm to the individual or his property.
When such serious injury is reasonably foreseeable, the
governmental unit has a duty to exercise reasonable care for the
individual'& safety. In Cracrc{li we recognized that the breach of
such a duty of care owed by a governmental unit to a private
individual "can be the basis of a lawsuit against the municipality
just as it can be the basis of a lawsuit against private for feasors."
Id. at 546,
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The case at hand is more analogous to Gilbert than to Cracraft/hloffert because T/C's
negligence claim pertains directly to the action of the City and its failure to disclose its
Photographs. The City's current moratorium relied upon the Photographs. The City knew or
should have known that the Photographs were relevant, and TIC has been harmed by the City's
failure to disclose them. At the very least, the rationale for the City's negligent or intentional
withholding of the "important" Photographs justifies denial of the City's motion.
C. Summary Judgment Is Not Appropriate Because the City was Aware of the
Facts Giving Rise to the Inijury.
Summary judgment is farther inappropriate in this case, because the City was aware of
the facts giving rise to the injury suffered by T/C. To Pettinger v. Village of Winnebago, the
Minnesota Supreme Court affirmed a claim against a city and its engineers where a city was
aware of significant problems with a sewer system and had actual notice of flooding problems,
but allowed a project to proceed. 58 N.W.2d 325, 329 (Minn. 1953). "Where a municipality
has actual or constructive notice of a defect in its sewer sufficiently long to enable it to remedy
a condition prior to the act resulting in damage complained of, that is sufficient notice." Id.;
see also Johnson v. Country of Nicollet, 387 N.W.2d 209, 212 (Minn. App. 1986) (in reversing
a grant of summary judgment, the court found a question of fact where a county engineer knew
of a hazardous road condition and failed to act). There is no dispute that the City had in its
possession the Photographs before plat approval. Supra pp. 3-4. At the very least, there is a
sufficient fact question regarding the knowledge of the City concerning the conditions leading
to the moratorium, and in [Uri) Elie damage suffered by TIC, to preclude summary judgment.
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ill. ISSUES OF MATERIAL FACT REMAIN AS TO WHETHER THE CITY MAY
RE ESTOPPED FROM ENFORCING ITS ORDINANCES.
A City may be estopped from enforcing its own ordinance in exercising its zoning
powers, if a property owner detrimentally relies in good faith on some governmental act or
omission. Ridgewood Dev. Co, v. State, 294 N.W.2d 288, 292 (Minn. 1980). Generally, for
equitable estoppel to apply a plaintiff must demonstrate that a defendant., through its language
or conduct, induced the plaintiff to rely, in good 'faith, on the same, to its injury, detriment or
prejudice. Id. Estoppel is available as a defense against a government if the government's
wrongful conduct threatens to work a serious injustice and if die public's interest would not be
unduly damaged by the imposition of the estoppel. Id.
The City concedes it approved the preliminary plat in August 2003 and the final plat on
June 7, 2004, using the aquatic vegetation line as the high water mark. The City subsequently
issued building permits to TiC mandating building heights which TiC satisfied. The City's
failure to disclose the Photographs, and subsequently imposing a moratorium based upon those
same Photographs, is wrongful conduct that has resulted in significant damage to TIC.
Consequently, summary judgment is not appropriate.
in Semler Construction, Inc. v. City of Hanover, the court determined that die city
improperly refused to grant final plat approval when preliminary plat approval had been given
and relied upon by the developer. 667 N.W.2d 457,466 (Minn. App. 2003). in denying the
city's motion, the court noted that the city made affirmative acts dial the developer committed
substantial resources in reliance on the city's representations. Id.
D12
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TIC relied upon the City's approval of the plat when it purchased and built on the lots.
The City's failure to disclose the very information upon which it later based its moratorium is a
wrongful, affirmative act.
Finally, Minn. Stat. § 462.355, Subd. 4, provides that no moratorium may impede a
subdivision that has been given preliminary plat approval prior to the effective date of the
interim moratorium ordinance. In addition, Minn. Stat. § 462.358, Subd. 3c creates a
"reasonable reliance" doctrine and further prohibition against the retrospective application of
laws, or vested rights doctrine. TIC relied upon the City's approval of the plat, and the City
should be estopped from imposing a moratorium long after plat approval occurred. Therefore,
the City's motion must be denied.
IV. ISSUES OF MATERIAL FACT REMAIN AS TO WHETHER THE CITY IS
IMMUNE FROM ITS FAILURE TO DISCLOSE THE PHOTOGRAPHS.
Minnesota law holds that where a city's employee's duty or act did not involve any
balancing of social, political or economic considerations, such actions were not immune from
liability. See Waste Recovery Coop v. Hennepin County, 517 N.W.2d 329 (Minn. 1994). In
Waste Recovery Coop, the court held that the county was not immunized under doctrines of
discretionary immunity or official immunity from liability for its employees' erroneous
conclusion that telephone books collected at depositories for recycling were a waste because
the employee's duty was to enforce the County ordinance, and the decision did not involve any
balancing of social, political or economic considerations. Id. at 333; see also Boop v. City of
Lino Lakes, 502 N.W.2d 409 (Minn. App. 1993) (plaintiff claimed the city's improper
planning and failure to remedy neighbor's failed septic system caused water damage to
plaintiff's property and damage to his health, question of whether the city exercised due care
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and enforcement of nuisance ordinance was factual issue inappropriate for summary judgment);
See also Android v. rllefson, 391 N.W.2d 836 (Minn. 1986); Gilbert v. Hillman Construction,
Inc., 371 N.W.2d 542 (Minn. 1985) (county was liable when it negligently designed a septic
system and required that system to be constructed in accordance with those plans). In our
case, the City is not immune because it failed to provide relevant information (the
Photographs) in its sole possession regarding the water level, which it used years later to issue
its moratorium.
An analogous case exists with Soto Foods, Inc. v. Larson -Peterson & Associates, 497
N.W.2d 276 (Minn. App. 1993), where the City of Park Rapids began a process to upgrade its
wastewater treatment facility. Id. at 278. Larson -Peterson & Associates, an engineering firm,
was retained by Elie city in connection with the project. The city sold a lot in its industrial park
to Soto Foods for a potato processing plant. Permits were issued to Soto Foods for operation
of the system. After the actual construction of the new treatment system was completed and
placed into operation, it was discovered that the DOD capacity of the system had been
exceeded and the ponds were dead. Consequently, it was determined that Soto Foods was not
in compliance with the new city ordinance limiting the 130D concentration of waste introduced
into the system. Id, at 279.
Soto foods commenced an action alleging against both tie city and the engineers
negligence in the design of the new system and breach of the employment contract by the
engineers to build an adequate system, alleging it was a third parry beneficiary of the
employment contract between Elie city and the engineers. Soto Foods argued that the city and
the engineers failed to gather sufficient inrortm ation about Soto Foods. Thus, as a direct result
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of the defendant's failure to contact Sota, BQD capacity sufficient for Sota Foods was not built
into the system. Both the city and the engineers moved for summary judgment arguing they
were immune from suit under the doctrine of discretionary immunity. The trial court denied
the summary judgment motions of the city and the engineers.
The Court of Appeals upheld the trial court's ruling. The court noted that the doctrine
of discretionary function immunity provides for an exception to the general rule of municipal
tort liability. See Minn. Stat. §§ 466.02, 466.03, subd. 6 (1990). However, in applying
discretionary function immunity standard, the court recognized that "[t]he critical inquiry is
whether the challenged governmental conduct, involved a balancing of policy objectives." Id. at
280. The court explained:
Not all acts involving the exercise of judgment by agents of the government are
protected as discretionary functions. The protection afforded by the discretionary
function exception does not extend to professional or scientific judgment where such
judgment does not involve a balancing of policy objectives. Instead, government
conduct is protected only where the state produces evidence that the conduct was of a
policy -making nature involving social, political, or economical considerations. )oven
where decisions require the exercise of professional judgment, the professional
evaluation of complex factors does not "convert" an operational decision into a
discretionary function, absent a demonstration that immunity is essential to avoid
judicial interference with governments] policymaking.
Id. at 280 citing Nusbaum v. County of Blue Earth, 422 N. W.2d 713, 722 (Minn. 1988).
The Sota court concluded that: the city and the engineers negligently failed to obtain
information regarding Sota Foods' sewage discharge during the planning stages of the new
system and that this error was based upon the scientific and professional judgment of the
engineers and therefore, discretionary immunity does not apply to this challenged conduct. Id.
at 28.1. The Court determined that there were disputed facts as to who was responsible for
obtaining information. Id. at. 282.
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There is no dispute that the City had in its possession the Photographs before plat
approval. Like the city in Sora which failed to obtain crucial information, the City's failure m
disclose the Photographs did not involve the "implementation of policy." At the very least,
whether these Photographs should have been disclosed to the public is a fact question that bars
summary judgment.
IV. T/C SATISFIED THE REQUIREMENTS TO ASSERTS ITS REQUEST FOR
MANDAMUS RELIEF.
T/C's request for mandamus relief is procedurally correct. TIC may bring its request
for mandamus relief, as well as its tort and contract claims in this proceeding pursuant to the
statute and in the interest of judicial economy. Specifically, Minn. Stat. § 586.08 allows the
following:
No pleading or written allegation, other than the writ, answer, and demurrer, shall be
allowed. They shall be construed and amended, and the issues tried, and further
proceedings had, in the same manner as in a civil action. The demurrer need not be
noticed for argument, but the issues raised thereby may be disposed of as are other
objections to the pleadings
(Emphasis added). In district court, either parry is entitled to have any issue of fact tried by a
jury, as in an ordinary civil action. See Minn_ Stat. § 586.12; see also State ex Tel Colter v.
Barr, 8 N.W. 899 (Minn. 1.881).
Additionally, in Nolan and Nolan v. City of Eagan, a property owner was permitted to
simultaneously pursue an inverse condemnation claim by way of a petition for mandamus
against city and state for flooding on its property, and alternatively, tort claims, in interests of
Judicial efficiency. 673 N.W.2d 487 (Minn. App. 2003), review denied. The court held that
the statute governing mandamus (Minn. Slat. § 586.08) permitted "further proceedings" in the
same manner as in a civil action. See also Semler Construction, Inc. v. City of Hanover, 667
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N.W.2d 457 (Minn. App. 2003) (court determined that factual issues remained on whether city
was estopped from granting approval, and on remand district court must reconsider issuing
writ compelling city to certify final approval of plat).
T/C asserted its claim for mandamus relief in accordance with the statute. TIC may
bring this request along with its additional tort and contract claims in the interest of judicial
efficiency, and is entitled to have any issue of fact tried therein. TIC has satisfied the
procedural requirements of the statute, and factual issues remain as to the City's failure to
provide information on the water level before imposing a moratorium. Consequently, the
City's motion to dismiss on such procedural elements should be denied.
Moreover, TIC is entitled to mandamus relief. As discussed above, the City's actions
were not discretionary and have resulted in substantial damages to TIC. The writ can be
invoked where site petitioner has met all standards required by law for the issuance of the
license of permit and the denial on the part of the official was clearly arbitrary. Bnri t v.
Cit of 131oomin tg_ott, 203 N. W.2d 396 (Minn. 1.973). In determining whether an official has
acted arbitrarily and whether a license or permit should be should be issued or revoked, a court
in a mandamus proceeding will not confine its consideration to the facts existing at the time of
the application but will take into account the facts existing at the time of the hearing. Rose
Bros. Lumber v. Clousin , 268 N.W. 844 (Minn. 1936). Where petitioner for mandamus
seeks to compel public officials to perform governmental duty, burden is on them to show they
cannot perform. State v. Neisen, 217 N.W. 371 (Minn. 1928).
In this case, the City approved the plat and allowed TiC to build. All of the
requirements as to elevation and grading were met by TIC. In light of she compliance with the
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a
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NO.504 D18
approved plans, as well as the City's wrongful withholding of Photographs related to the water
level, the City's decision to place a moratorium is clearly arbitrary. As a result, the City's
motion to dismiss TIC's request for mandamus relief must be denied.
CONCLUSION
Summary judgment must be denied because too many essential material facts remain in
dispute to the resolve the issue of the City's negligence and immunity on summary judgment.
Additionally, TIC has appropriately brought its request for mandamus. In the interests of
judicial efficiency, and in compliance with Minn. Stat. § 586.08, TIC has included in its
Complaint both the request for mandamus ,lid its tort and contractual claims T/C's Complaint
is sufficient to satisfy the statutory requirements. As a result, the City's motion for summary
judgment should be denied in its entirety.
Dated: May 4, 2007
, FENLON 4 VOGT, P.A.
0
13
444 Cedar Street, Su
St. Paul, MN 55101.
651-222-6321
ATTORNEYS FOR TIC HOMES, INC.
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NO.504 D19
STATE OF MINNESOTA
COUNTY OF WRIGHT
TIC Homes, Inc.,
DISTRICT COURT
TENTH JUDICIAL DISTRICT
Case Type: Declaratory Iudgment&each of Contract
Court File No. CV-06-4997
Plaintiff and Cross Claimant,
vs. T/C HOMES, INC.'S
MEMORANDUM OF LAW
Gold Key Development, Inc., IN OPPOSITION TO
SHORT-ELLIOTT-HENDRICKSON
Defendant and Third Party Plaintiff, INCORPORATED'S
vs. MOTION FOR SUMMARY
JUDGMENT
Hedlund Engineering,
Third Party Defendant,
and
City of Albertville,
Defendant and Third Party Plaintiff.
VS.
SHORT-ELLIOTT-HENDRJCKSON, INCORPORATED
Third Party Defendant and Cross Defendant.
Gold Key Development, Inc.
Plaintiff,
V.
City of Albertville,
Defendant and Third Pansy Plaintiff,
V.
SHORT-> LLIOTT-HENDRICKSON, INCORPORATED
Third Parry Defendant.
Court File No. CV-06-2998
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INTRODUCTION
Short-Elliott-Hendrickson's ("SEH") Memorandum ignores controlling Minnesota case
law, as well as substantial fact questions which preclude summary judgment. SEH made
serious errors on the Prairie Run Plat which it seeks to avoid in a motion essentially claiming
sovereign immunity. In a factually similar situation, Minnesota specifically ruled that fact
questions preclude summary judgment against both a city and its engineer. See Sota� Foods,
Inc. v. Larson, Peterson & Associates, Inc., 497 N.W.2d 276 (Minn. App. 1993). The Sota
ease also held that summary judgment was not appropriate as to claims of third parry
beneficiaries. Accordingly, SEII's motion should be denied in tonal
FACTUAL SUMMARY
The facts of the case have been extensively briefed and need not be repeated here. The
most objective and detailed recitation of the facts provided by Gold Key is relied upon by TIC
Homes, Inc. ("TIC") and is incorporated herein by reference.'
SEH's Factual Statement attempts to downplay its long standing knowledge concerning
the alleged 100-year flood level which formed the basis of the City of Albertville's (the
"City") imposition of a building moratorium in November 2005. See Affidavit of Cindi Matt
attached to Gold Key's Motion for Summary Judgment ("Matt Aff.") at Ex. S (citing Wright
County Culvert Risk Assessment as grounds for moratorium). In particular, it was noted by
SEH that the City relied upon Wright County's 100-year high water level calculation for
County hitch 9 in refusing to allow the project to proceed. See SEII's Brief at p.6. What
' The adoption by TIC of Gold Key's recitation of the facts should not be as an
acknowledgment or waiver of any claims against Gold Key. Such claims are not the subject of
the pending motions.
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SF I fails to highlight for this Court is that SEH had this crucial document in its possession
long before plat approval or the City's November 2005 imposition of the moratorium.
Affidavit of Jason Kuboushek attached to the City's Motion for Summary Judgment
("Kuboushek Aft.") at Ex. F. Indeed, the culvert risk assessment by Wright County was
stamped "Received Jul 012003 Short Elliott Ilendrikson Saint Cloud MN." Id. In fact, while
SEH had in its possession the document which it acknowledged was "important," it never
provided this document to either Gold Key or Hedlund Engineering. .Matt Aft. at Ex. H
(Moberg Depo. at 27-38). SEH's possession of this crucial document,' which the City and its
Current engineer deemed sufficiently important to shut down the project' and SEWS failure to
disclose this information, supports denial of the motion for summary judgment.
The other fact which SEH fails to disclose to the Court is that SEH never reviewed the
plat prior to final plat approval. Indeed, its factual recitation is devoid of any reference to the
fact that SEH did not engage in die type of plat review that is typically performed by a city
engineer. See Gold Key's Memorandum in Support of Summary Judgment at pp. 38-39, ci_ ring
Matt Aft at Ex. F (Carlson Depo. at pp. 12, 18-21, 44-45. 49-50, 69, 111-112, 173-175). The
complete failure of SEH to review the plat was an error which runs contrary to the City's
expectation that a city engineer would catch errors that might exist in plans submitted by a
developer or its engineer. Gold Key's Memorandum in Support of Summary Judgment at pp.
20-26. This crucial engineer's review memorandum was not generated in this case by SEH.
Id,
= Kuboushek Aff, at Ex. F.
a Matt Aft. at Ex. S.
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SEH exacerbated the problem by failing to disclose the fact that it did not review the
plat until late in this litigation. Matt Aff. at Ex. H (Moberg Depo. at pp. 27-38). In the fall of
2005, Robert Moberg, an SEH employee, discovered that SEH had not done the typical plat
review because no "memorandum" existed in the file, Despite the extreme concern caused by
this revelation, no disclosure was ever made to the City, Dolton & Menk, Gold Key, or any of
the builders. Id. In fact, SEH appears to have waited until the last possible minute when
discovery of the oversight was inevitable, to disclose its failure to engage in the appropriate
review.
LEGAL ARGUMENT
I. SEH CITES THE SUMMARY JUDGMENT STANDARD, BUT FAILS TO
APPLY IT TO THE MOTION FOR SUMMARY JUDGMENT.
SEH's boilerplate citation to the requirements for summary judgment ignores the
significant fact questions which preclude dismissal of T/C's claims. Indeed, SEH fails to meet
its substantial burden by even addressing directly the impact of the "important" ditch 9 risk
assessment relied upon by the City and deliberately withheld by SFH.°
Rule 56.03 of the .Minnesota Rules of Civil Procedure provides that summary judgment
"shall be rendered forthwith if the pleadings, depositions, answers to interrogatories, and
admissions on file, together with the affidavits, if any, show that there is no genuine issue as to
any material fact and that either party is entitled to a judgment as a matter of law." See Minn.
R. Civ. P. 56.03 (West 2006). Summary judgment is appropriate only against a party who
4 The November 29, 2005 letter from the City Attorney imposing a moratorium relies
most heavily upon the November 20, 2000 Risk Assessment by Wright County. The
November 29, 2005 letter is attached to the Affidavit of Cindi Matt as Ex. S and the Risk
Assessment is attached to the Affidavit of Jason Kuhoushek as Ex. F.
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fails to establish the existence of an element central to its case and on which that party will
bear the burden of proof at trial. Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986),
Tibbetts v. Crossroads, Inc., 41.1 N.W.2d 535, 539 (Minn. App. 1987). Stated in the
negative, summary judgment will not lie if the evidence is such that a reasonable jury could
return a verdict for the nonmoving party. Id.
In order for the moving party to prevail, it must demonstrate to the court that "there is
no genuine issue as to any material fact and that the moving patty is entitled to judgment as a
matter of law." Celotex Corp., 477 U.S. at 31.7. A fact is material if its resolution affects the
outcome of the case. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). On a
motion for summary judgment, all evidence and inferences are to be viewed in a light most
favorable to the nonmoving party. Campion v. County of Wright, 347 N.W.2d 289, 291
(Minn. App. 1984). If the nonmoving parry produces competent evidence showing a genuine
material factual dispute, summary judgment is not appropriate. See Kletschka v. Abbott -
Northwestern Hospital, Inc., 417 N.W.2d 752, 754 (Minn. App. 1988).
SEH repeatedly asserts that it is entitled to summary judgment without addressing the
central reason why the project was shut down, its unexplained failure to provide documentation
which the City considered sufficiently important to juspfy shutting clown the project, and why
SEH never engaged in an appropriate plat review. SEH's failure to address these crucial
issues in its motion for summary ,judgment undermines both its credibility and dooms its
motion.
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11. SEH IS NOT IMMUNE FROM A NEGLIGENCE CLAIM AND ITS MOTION
FOR SUMMARY JUDGMENT SHOULD DE DENIED.
SEH string cites a number of cases for the general proposition that a duty only exists if
imposed by common law or contract. SFH's Brief at pp. 9-10.5 Crucially, SEH then rams to
cases which rely on sovereign immunity to avoid liability.6 however, both the sovereign
immunity cases are profoundly distinguishable and SEE ignores the controlling case law.
The Court of Appeals was faced with a very factually similar situation in Sora. Sota
Foods brought suit against the City of Park Rapids and its engineer Larson -Peterson &
Associates, Inc. Sota, 497 N.W.2d at 279. Sota asserted negligence and third party
beneficiary claims against Larson -Peterson based upon the negligent design of a sewer
treatment facility which resulted in repeated shut downs and damage to Sota Foods. The city
and its engineers moved for summary judgment. Id. at pp. 282-83. The rejection of the
engineer's motion for a summary judgment is directly analogous to S1 H's pending motion.
SEH, like the engineer in. Sota, provided negligent engineering services which damaged a third
party (in our case TIC). The court found that fact questions concerning the activities of the
engineer precluded summary judgment on both the negligence and third -party beneficiary
claims. Id.
SGH's entire brief turns on Cracraft and I'loffert. Both cases essentially stand for the
same proposition. That is, work performed by a building inspector or city official is within die
5 See Service Masher, In Re Norwest Bank, Germann, Rasmussen, and Prosser, Law of
Torts.
6 Cracraft v. City of St. Louis Park, 279 N.W.2d 801 (Minn. 1997) and Hoffert v.
Owatonna In Towne Motel, Inc., 199 N.W.2d 158 (Minn. 1972).
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city's discretionary function and is therefore immtme. Both cases involved personal injury to
parties who sought to sue a city' for injuries sustained as a result of allegedly defective
inspections by a city official. This is obviously profoundly different than the facts before this
Court. The claims against: SF-1-1 are not predicated upon the actions of an employee of the City
performing its discretionary function. Instead, TIC's claims are against an independent
consulting engineer performing an operational function of reviewing a submitted plat. Indeed,
this situation is far more analogous to the situation in Sota where the "trial court concluded the
engineers were, as a matter of law, independent contractors and therefore, not protected by
municipal immunity even if it should turn out the city is entitled to immunity." Sota 497
N.W.2d at 282. The record is replete with confirmation that SEH was not a captive city
engineer, inspector, or employee, but rather an independent and outside consultant. Thus,
unlike Sota where there was a question of fact whether the engineer was "independent," there
is little doubt in this case that SEH is not entitled to immunity and thus is responsible for its
negligence and injury to third parties such as TIC.
Finally, summary judgment is inappropriate in this case because SEH was aware of the
facts giving rise to the injury suffered by TlC. As discussed above, as early as July 1, 2003,
SEH had in its possession the ditch 9 culvert risk assessment which identified a high water
mark which the City relied upon in imposing a moratorium on the project. Supra Footnote 4.
Minnesota courts have repeatedly held that parties holding information which ultimately lead to
damage bars claims of immunity. In Pettinger v. Village of Winnebago, the Minnesota
Supreme Court affirmed a claim against a city and its engineers where a city was aware of
' The City of Owatonna. in Hoffert and. the City of Sr. Louis Park in Cracraft.
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significant problems with a sewer system and had actual notice of flooding problems, but
allowed a project to proceed. 58 N.W.2d 325, 329 (Minn. 1953). "Where a municipality has
actual or constructive notice of a defect in its sewer sufficiently long to enable it to remedy a
condition prior to the act resulting in damage complained of, that is sufficient notice." id.; see
also Johnson v_.Coun-ry of Nicollet, 387 N.W.2d 209, 21.2 (Minn. App. 1986) (in reversing a
grant of summary judgment, the court found a question of fact where a county engineer knew
of a hazardous road condition and failed to act). There is no dispute that SEH had in its
possession the culvert risk assessment before plat approval. Kuboushek Aff. at Ex. F. In fact,
the document itself is stamped: "Received Jul 01 2003 Short Elliott Flendrikson Saint Cloud
MN." Id. At the very least, there is a sufficient fact question regarding the knowledge of
SEH concerning the conditions leading to the moratorium, and in turn the damage suffered by
TlC, to preclude summary judgment.
III. WHETHER TIC IS AN INTENDED TIM PARTY BENEFICIARY TO THE
CONTRACT BETWEEN SEH AND THE CITY IS A QUESTION OF FACT
PRECLUDING SUMMARY JUDGMENT.
As with its motion to dismiss T/C's negligence claims, SEH string cites, without
analysis, cases for the proposition that to be a third party beneficiary must satisfy the "intent -
to -benefit" test.' In determining the intent of the parties to the contract, and whether any
benefits should accrue to a third party, all circumstances surrounding the contract should be
considered. The absence of a third party's name alone does not preclude a finding of intent to
benefit a third party if circumstances show otherwise. Chard Realty, Inc. v. Clty of Shakopee,
See SEH Brief at pp.14-15.
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05/04/07 13:13 FELHABER LAW � 9529461501 N0.504 D27
392 N.W.2d 716, 720-21 (Minn. App. 1986); see also Concordia Coll. Corp v: Salvation
Army, 470 N.W.2d 542, 545 (Minn. App. 1991).
SEH chooses to ignore both the Sota case and the testimony of Mr. Carlson (SEH,s
own employee). The City expected SEH to catch any errors that may have existed in the plans
submitted by the developer and its engineer. Matt Aff. at Ex. E (Kruse Aepo. at pp. 112-133).
Indeed, Mr. Carlson specifically testified that SEH should have reviewed die plans submitted
by Prairie Run but did not. Id. at Ex. F. (Carlson Aepo. at pp. 20-21).
The Sota case involved a claim against a city and its engineer for negligent design. The
member of the public (in that case Sota Foods) brought an action as s third party beneficiary of
the contract between the city and its engineers. 497 N.W.2d at p, 279. In denying the city
and its engineer's motion for summary judgment, the court held that Sota Foods could maintain
its third party beneficiary claim, and found questions of fact which precluded summary
judgment. Id, at 282-83. The testimony of Mr. Carlson and the City alone demonstrate the
intent of the City that its engineer review plans submitted for any errors or failure to comply
with City standards. Matt Aff. at Ex. E. (Kruse Aepo, at pp. 102, 112-113, and 135-136) and
Ex. F (Carlson Aepo. at pp. 20, 118-119, ..130-132, and 163); Mundstock Aff, at ¶ 12. See
Gold Key's Memorandum of Law in Support of Summary Judgment at pp. 20-26. Indeed,
Mr. Carlson specifically testified that SEH understood that others (including Gold Key,
Hedlund and the builders), would be spending "a lot of money ... based upon the final plat"
which SEH should have told the City id did not review. Matt Aff. at Ex. F (Carlson Aepo. at
P. 125).
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As in Sota, there is a question of fact whether a member of the public injured as a
result of negligent work performed, pursuant to a contract between a city and its engineer,
warrants summary judgment. Here, we have a particularly egregious failure by an engineer to
review a plat at all and a virtual admission of an error by the engineer. Matt Aff. at Ex. F
(Carlson Depo. at pp. 20-21). SEH bears a substantial burden to avoid summary judgment and
cites neither controlling case law, nor any facts to overcome its admitted duties to carefully
review the plat. With the absence of controlling case law indicating otherwise or dispositive
fact, this Court is compelled to deny SEH's motion.
CONCLUSION
This Court is presented with unequivocal testimony that SEH did not review the plat
prior to approval and that SEH bid this fact until it was revealed in discovery. In the face of
this error, SEH now moves for summary judgment ignoring the controlling case law. Denial
of the motion is especially appropriate when SEH had in its possession and failed to disclose
the very document (the culvert risk assessment) upon which the City and its new engineer
relied upon in shutting down the project. There is, at the very least, a question of fact whether
SEH should he liable for its failure to disclose this "important" document and whether the
patties reasonably intended that builders such as T/C could rely upon a city engineer
performing its services for the City on the Prairie Run development, as SEH apparently always
did in the past. Accordingly, SEH's motion for summary judgment should be denied in its
entirety.
3TPL-Wan1:141992.1. 10
05/04/07 13:13 FELHABER LAW � 9529461501
Dated: May 4, 2007 FELI-IARER,
By:
Smote) n E. Yo 02139 1)
444 a at Street, S . e 2100
St. Paul, MN 551 -2136
651-31.2-6029
ATTORNEYS FOR TIC HOMES, INC.
, FENLON & VOGT, P.A.
N0.504 D29
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05/04/07 13:13 FELHABER LAW � 9529461501 N0.504
STATE OF MINNESOTA )
) ss. AFFIDAVIT OF SERVICE BY FACSIMILE
COUNTY OF RAMSCY ) AND U.S. MAIL
Deborah S. Murphy, being first duly sworn, deposes and says that on May 4, 2007, she
served true and correct copies of:
L T/C Homes, Inc.'s Memorandum in Opposition to the City of Albertville's
Motion for Summary Judgment;
2. TIC Homes, Inc.'s Memorandum of Law in Opposition to Sltort-Elliott-
Hendrickson Incorporated's Motion for Summary Judgment;
by facsimile and in St. Paul, Minnesota, first class mail, postage prepaid, in an envelope
addressed to the following persons:
Mr. Jason J. Kuboushek
Iverson Reuvers, LLC
9321 Ensign Avenue South
Bloomington. MN 55438
F! 952 946 1501
Ms. Cindi S. Matt
Johnson, Larson, Peterson & Matt, P.A.
908 Commercial Drive
Buffalo, MN 55313
F: 763-682-4465
Subscribed and sworn to before me
this 4 May 2007.
N taty blic
Mr. Robert W. Kettering, Jr.
Mr. Anton J. van der Merwe
Arthur Chapman
81 South Ninth Street, Suite 500
Minneapolis, MN 55402-3214
F: 61.2-339-7655
Mr. John A. Markert
Coleman, Hull & Van Vliet, PLLP
8500 Normandale Lake Blvd., Suite 2100
Minneapolis, MN 53437
F: 952-841-0041
P30