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1998 Audited Finanical Statements I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA TABLE OF CONTENTS ELECTED OFFICIALS AND ADMINISTRATION INDEPENDENT AUDITORS' REPORT GENERAL PURPOSE FINANCIAL STATEMENTS - Combmed Balance Sheet - All Fund Types and Account Groups Combmed Statement of Revenues, ExpendItures and Changes m Fund Balance - All Governmental Fund Types Combmed Statement of Revenues, ExpendItures and Changes m Fund Balance - Budget and Actual - General and SpecIal Revenue Fund Types Combmed Statement of Revenues, Expenses and Changes m Retamed Earnmgs - All Propnetary Fund Types Combmed Statement of Cash Flows - All Propnetary Fund Types Notes to the Fmanclal Statements COMBINING AND INDIVIDUAL FUND FINANCIAL STATEMENTS - General Fund - ComparatIve Balance Sheet . Statement of Revenues, ExpendItures and Changes m Fund Balance - Budget and Actual SpecIal Revenue Funds - Comblmng Balance Sheet Comblmng Statement of Revenues, ExpendItures and Changes m Fund Balance Debt ServIce Funds Combmmg Balance Sheet Combmmg Statement of Revenues, ExpendItures, and Changes m Fund Balance CapItal Projects Funds- Combmmg Balance Sheet Combmmg Statement of Revenues, ExpendItures and Changes m Fund Balance Enterpnse Funds - Combmmg Balance Sheet Comblmng Statement of Revenues, Expenses, and Changes m Retamed Earnmgs Combmmg Statement of Cash Flows Statement of General FIxed Assets Statement of General Long-Term Debt SUPPLEMENTARY INFORMATION - Statement of Sources and Uses ofPubhc Funds for EconoInlc Development Dlstnct No 1, Tax Increment Fmancmg Dlstnct No 5 Statement of Sources and Uses ofPubhc Funds for EconomIc Development Dlstnct No 1, Tax Increment Fmancmg Dlstnct No 6 1 2 4 5 6 7 8 9 37 38 43 44 45 47 49 51 53 54 55 56 57 58 59 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA TABLE OF CONTENTS (Contmued) SUPPLEMENTARY INFORMATION - (Contmued) Statement of Sources and Uses ofPubhc Funds for Economic Development DistrIct No 1, Tax Increment Fmancmg DistrIct No 7 Statement of Sources and Uses ofPubhc Funds for EconomIc Development DistrIct No 1, Tax Increment Fmancmg DistrIct No 8 Statement of Sources and Uses ofPubhc Funds for Economic Development DistrIct No 1, Tax Increment Fmancing DistrIct No 9 INDEPENDENT AUDITORS' REPORT ON COMPLIANCE WITH MINNESOTA STATUTES FINDINGS ON COMPLIANCE WITH MINNESOTA STATUTES CORRECTIVE ACTION PLANNED BY THE CITY IN ORDER TO RESOLVE CURRENT YEAR AND PRIOR YEAR AUDIT FINDINGS 60 61 62 63 64 65 I I I I I I I I I I I I I I I I I I I Elected Officials Mark S Olsen Duane Bernmg Robert Gunderson Pamcla Stalberger John Vetsch Appomted DaVId Lund Lmda Houghton CITY OF ALBERTVILLE, MINNESOTA ELECTED OFFICIALS AND ADMINISTRATION December 31, 1998 PosItIon Term ExpIres Mayor CouncIl Member CouncIl Member CouncIl Member CouncIl Member December 31, 1998 December 31, 1998 December 31, 1998 December 31, 2000 December 31, 2000 CIty AdmmIstrator CIty Clerk-Treasurer December 31, 1998 Indefimte 1 .,=0\7' Kem, DeWenter, Viere, Ltd. .~-- Certified Public Accountants I I I I I I I I I I I I I I I I I I I INDEPENDENT AUDITORS' REPORT March 3,1999 Honorable Mayor and City CouncIl City of AlbertvIlle AlbertvIlle, Mmnesota We have audited the accompanying general purpose financIal statements of the CIty of AlbertvIlle, Mmnesota, as of and for the year ended December 31, 1998, as lIsted m the table of contents These general purpose finanCIal statements are the responsIbIlIty of the City'S management Our responsIbIlIty IS to express an opmIOn on these general purpose finanCial statements based on our audIt Except as dIscussed m the followmg paragraphs, we conducted our audit m accordance With generally accepted audItIng standards Those standards reqUIre that we plan and perform the audIt to obtam reasonable assurance about whether the general purpose finanCial statements are free of matenal misstatement An audIt mcludes examImng, on a test basIs, eVIdence supportmg the amounts and dIsclosures m the general purpose finanCial statements An audIt also mcludes assessmg the accountmg prmcIples used and sIgmficant estimates made by management, as well as evaluatmg the overall general purpose finanCial statement presentatIOn We belIeve that our audIt proVIdes a reasonable basIS for our opmIOn Governmental Accountmg Standards Board Techmcal Bulletm 98-1, Dzsclosures about Year 2000 Issues, reqUIres dIsclosure of certam matters regardmg the year 2000 Issue The City of AlbertVIlle, Mmnesota has mcluded such disclosures m Note 7 Because of the unprecedented nature of the year 2000 Issue, Its effects and the success of related remediation efforts Will not be fully determmable untIl the year 2000 and thereafter Accordmgly, msufficIent audIt eVIdence eXIsts to support the CIty'S dIsclosures With respect to the year 2000 Issue made m Note 7 Further, we do not proVIde assurance that the City of AlbertvIlle, Mmnesota IS or wIll be year 2000 ready, that the CIty of AlbertvIlle's year 2000 remedIatIOn efforts WIll be successful m whole or m part, or that partIes WIth whIch the CIty does busmess WIll be year 2000 ready 220 Park Avenue South, PO Box 1304 St Cloud, MN 56302 320-251-7010 · Fax 320-251-1784 TWin CIties Metro 612-338-6202 WWW kdv com 7600 Bass Lake Road, SUIte 104 Minneapolis MN 55428 2 612-537-3011 · Fax 612-537-9682 www kdv com I I I I I I I I I I I I I I I I I I I Honorable Mayor and CIty CouncIl March 3, 1999 Page 2 In our opmIOn, except for the effects of such adjustments, If any, as mIght have been determmed to be necessary had we audIted the general fixed asset account group and had we been able to examme eVIdence regardmg year 2000 dIsclosures, the general purpose finanCIal statements referred to above present faIrly, mall matenal respects, the finanCIal posItIOn of the CIty of AlbertvIlle, MInnesota, as of December 31, 1998, and the results of Its operatIOns and cash flows of Its propnetary fund types for the year then ended m conformIty WIth generally accepted accountmg pnncIples Our audIt was made for the purpose of formmg an opmIOn on the general purpose finanCIal statements taken as a whole The combImng and mdIvIdual fund financIal statements lIsted m the table of contents are presented for purposes of addItIOnal analysIs and are not a reqUIred part of the general purpose financIal statements of CIty of AlbertvIlle, MInnesota Such mformatIOn has been subjected to the audItmg procedures applIed m the audIt of the general purpose financIal statements and, m our opmIOn, IS faIrly presented m all matenal respects m relatIOn to the general purpose finanCIal statements taken as a whole The supplementary mformatIOn lIsted m the table of contents IS not necessary for a faIr presentatIOn of the financIal statements but IS presented for purposes of addItIonal analysIs ThIS mformatIOn has not been subjected to any audIt procedures and, accordmgly, we do not express an opmIOn on It .&.~~U~rfPM. KERN, DEWENTER, VIERE, L TD 3 CITY OF ALBERTVILLE, MINNESOTA I COMBINED BALANCE SHEET - ALL FUND TYPES AND ACCOUNT GROUPS I December 31, 1998 Governmental Fund Types I Special Debt I ASSETS AND OTHER DEBITS General Revenue ServIce Assets I Cash and Investments (IncludIng Cash EqUIvalents) $ 477,388 $ 2,176,634 $ 555,575 Taxes ReceIvable - DelInquent 9,691 0 1,994 I SpeCIal Assessments ReceIvable - Deferred 0 0 433,067 DelInquent 0 0 18,817 I Accounts ReceIvable 0 0 0 Interest ReceIvable 35,903 0 0 Due from Other Governmental Umts 2,616 0 469 I Loans ReceIvable 0 68,445 0 FIxed Assets - Net 0 0 0 Other DebIts Amount A vatlable In Debt ServIce Funds 0 0 0 I Amount to be ProvIded for Rettrement of General Long-Term Debt 0 0 0 TOTAL ASSETS AND I OTHER DEBITS $ 525,598 $ 2,245,079 $ 1,009,922 LIABILITIES, EQUITY AND OTHER CREDITS I LIabilItIes Cash Overdraft $ 0 $ 2,552 $ 199,535 Accounts Payable 129,849 0 0 I Accrued Payroll Taxes and Benefits 4,664 0 0 Deferred Revenue 9,691 68,445 453,878 Bonds Payable 0 0 0 Total LIabIlItIes 144,204 70,997 653,413 I EqUIty and Other CredIts Investment In General FIxed Assets 0 0 0 I Contnbuted Capital 0 0 0 Retamed Eammgs - Reserved 0 0 0 Unreserved 0 0 0 I Fund Balance - Reserved 0 0 514,767 Unreserved - I DeSIgnated 445,500 342,657 36,511 UndesIgnated (64,106) 1,831,425 (194,769) Total EqUIty and Other CredIts 381,394 2,174,082 356,509 I TOTAL LIABILITIES, EQUITY AND OTHER CREDITS $ 525,598 $ 2,245,079 $ 1,009,922 The notes to the financIal statements are an Integral part of thiS statement I I I I I Propnetary Fund Type Account Groups General I FIxed General Totals CapItal Assets Long-Term (Memorandum Only) Projects Enterpnse (Unaudited) Debt 1998 1997 I $ 247,263 $ 126,725 $ 0 $ 0 $ 3,583,585 $ 3,321,647 I 0 0 0 0 11,685 11,684 46,400 0 0 0 479,467 500,605 I 0 0 0 0 18,817 18,817 0 91,420 0 0 91,420 74,747 0 0 0 0 35,903 25,403 0 83,333 0 0 86,418 5,243 I 0 0 0 0 68,445 74,561 0 3,110,451 800,944 0 3,911,395 3,872,097 I 0 0 0 356,509 356,509 613 ,204 0 0 0 738,491 738,491 1,136,796 I $ 293,663 $ 3,411,929 $ 800,944 $ 1,095,000 $ 9,382,135 $ 9,654,804 I $ 300,171 $ 35,340 $ 0 $ 0 $ 537,598 $ 283,809 I 43,230 9,779 0 0 182,858 68,335 0 0 0 0 4,664 3,183 46,400 0 0 0 578,414 605,667 0 1,232,672 0 1,095,000 2,327,672 3,040,240 I 389,801 1,277,791 0 1,095,000 3,631,206 4,001,234 I 0 0 800,944 0 800,944 725,696 0 1,868,608 0 0 1,868,608 1,868,608 0 97,894 0 0 97,894 94,354 I 0 167,636 0 0 167,636 162,626 0 0 0 0 514,767 667,489 I 217,076 0 0 0 1,041,744 1,132,650 (313,214) 0 0 0 1,259,336 1,002,147 (96,138) 2,134,138 800,944 0 5,750,929 5,653,570 I $ 293,663 $ 3,411,929 $ 800,944 $ 1 ,095,000 $ 9,382,135 $ 9,654,804 I 4 I CITY OF ALBERTVILLE, MINNESOTA I COMBINED STATEMENT OF REVENUES, EXPENDITURES, I AND CHANGES IN FUND BALANCE - ALL GOVERNMENTAL FUND TYPES Year Ended December 31, 1998 I Governmental Fund Types I SpeCIal Debt General Revenue Service REVENUES Taxes $ 503,310 $ 0 $ 158,565 I SpeCial Assessments 0 0 191,120 Licenses and PermIts 264,193 0 0 Intergovernmental Revenues 262,597 0 0 I Charges for ServIces 52,060 471,730 11,800 Fmes 304 0 0 Miscellaneous Revenues 33,267 264,980 25,217 I Total Revenues 1,115,731 736,710 386,702 EXPENDITURES I Current - General Government 303,403 0 0 PublIc Safety 400,876 0 0 I PublIc Works 252,276 0 0 Sanitation 14,580 0 0 Culture and RecreatIOn 338,014 3,416 0 Economic Development 1,025 0 0 I Miscellaneous 3,157 133 12,044 Capital Outlay 0 0 0 Debt Service - I PnncIpal 0 0 655,000 Interest and FIscal Charges 0 0 84,182 Total ExpendItures 1,313,331 3,549 751,226 I EXCESS OF REVENUES OVER (UNDER) EXPENDITURES (197,600) 733,161 (364,524) I OTHER FINANCING SOURCES (USES) Operatmg Transfers In 105,789 0 0 I Operatmg Transfers Out 0 (105,789) 0 Total Other Fmancmg Sources (Uses) 105,789 (105,789) 0 EXCESS OF REVENUES AND OTHER I FINANCING SOURCES OVER (UNDER) EXPENDITURES AND OTHER USES (91,811) 627,372 (364,524) FUND BALANCE - January 1 473,205 1,654,539 613,204 I RESIDUAL EQUITY TRANSFER 0 (107,829) 107,829 I FUND BALANCE - December 31 $ 381 ,394 $ 2,174,082 $ 356,509 The notes to the finanCial statements are an mtegral part of thiS statement I I I I I Totals I Capital (Memorandum Only) Projects 1998 1997 I $ 45,198 $ 707,073 $ 633,381 9,976 201,096 245,797 0 264,193 150,231 I 0 262,597 240,855 16,050 551,640 596,906 0 304 227 I 13,810 337,274 186,986 85,034 2,324,177 2,054,383 I 0 303,403 243,042 0 400,876 112,181 I 0 252,276 159,400 0 14,580 12,342 0 341,430 28,032 I 0 1,025 2,321 59,563 74,897 88,661 182,947 182,947 652,545 I 0 655,000 460,000 0 84,182 110,616 I 242,510 2,310,616 1,869,140 I (157,476) 13,561 185,243 0 105,789 312,723 I 0 (105,789) (312,723) 0 0 0 I (157,476) 13,561 185,243 I 61,338 2,802,286 2,617,043 I 0 0 0 $ (96,138) $ 2,815,847 $ 2,802,286 I 5 I I CITY OF ALBERTVILLE, MINNESOTA COMBINED STATEMENT OF REVENUES, EXPENDITURES AND I CHANGES IN FUND BALANCE - BUDGET AND ACTUAL - GENERAL AND SPECIAL REVENUE FUND TYPES I Year Ended December 31, 1998 General Fund I Over I (Under) Budget Actual Budget REVENUES Taxes $ 496,500 $ 503,310 $ 6,810 I LIcenses and Permits 56,375 264,193 207,818 Intergovernmental Revenues 263,805 262,597 (1,208) Charges for ServIces 41,795 52,060 10,265 I Fmes 100 304 204 MIscellaneous Revenues 27,450 33,267 5,817 Total Revenues 886,025 1,115,731 229,706 I EXPENDITURES Current - I General Government 236,236 303,403 67,167 Pubhc Safety 257,452 400,876 143,424 Pubhc Works 201,241 252,276 51,035 I Samtatlon 14,580 14,580 0 Culture and RecreatIon 91,442 338,014 246,572 EconomIC Development 10,817 1,025 (9,792) I Miscellaneous 0 3,157 3,157 Total Expenditures 811,768 1,313,331 501,563 EXCESS OF REVENUES OVER (UNDER) I EXPENDITURES 74,257 (197,600) (271,857) OTHER FINANCING SOURCES (USES) I Operatmg Transfers In 0 105,789 105,789 Operatmg Transfers Out 0 0 0 Total Other Fmancmg Sources (Uses) 0 105,789 105,789 I EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER I EXPENDITURES AND OTHER USES $ 74,257 (91,811) $ (166,068) FUND BALANCE - January 1 473,205 I RESIDUAL EQUITY TRANSFER 0 FUND BALANCE - December 31 $ 381,394 I The notes to the finanCIal statements are an mtegral part of thIS statement I I I I I I Totals Special Revenue Funds (Memorandum Only) Over Over I (Under) (Under) Budget Actual Budget Budget Actual Budget I $ 0 $ 0 $ 0 $ 496,500 $ 503,310 $ 6,810 0 0 0 56,375 264,193 207,818 0 0 0 263,805 262,597 (1,208) I 0 471,730 471,730 41,795 523,790 481,995 0 0 0 100 304 204 0 264,980 264,980 27,450 298,247 270,797 0 736,710 736,710 886,025 1,852,441 966,416 I I 0 0 0 236,236 303,403 67,167 0 0 0 257,452 400,876 143,424 0 0 0 201,241 252,276 51,035 I 0 0 0 14,580 14,580 0 0 3,416 3,416 91,442 341,430 249,988 0 0 0 10,817 1,025 (9,792) I 0 133 133 0 3,290 3,290 0 3,549 3,549 811,768 1,316,880 505,112 I 0 733,161 733,161 74,257 535,561 461,304 I 0 0 0 0 105,789 105,789 0 (105,789) (105,789) 0 (105,789) (105,789) 0 (105,789) (105,789) 0 0 0 I I $ 0 627,372 $ 627,372 $ 74,257 535,561 $ 461 ,304 1,654,539 2,127,744 I (107,829) (107,829) I $ 2,174,082 $ 2,555,476 I 6 I CITY OF ALBERTVILLE, MINNESOTA I COMBINED STATEMENT OF REVENUES, EXPENSES AND I CHANGES IN RETAINED EARNINGS - ALL PROPRIETARY FUND TYPES Year Ended December 31, 1998 I WIth ComparatIve Totals for the Year Ended December 31, 1997 Totals I 1998 1997 OPERATING REVENUES Charges for ServIces $ 260,579 $ 233,849 I PenaltIes 3,450 3,948 Total Operatmg Revenues 264,029 237,797 OPERATING EXPENSES I Salanes and Benefits 7,073 0 RepaIrs and Mamtenance 16,439 13,792 I Engmeer Fees 2,842 3,657 Legal Fees 605 50 Supphes 4,183 1,558 I ProfessIOnal ServIces 114,422 86,197 Insurance 1,797 4,319 DepreCIatIon 76,956 77,877 MIscellaneous 252 554 I Total Operatmg Expenses 224,569 188,004 OPERATING INCOME 39,460 49,793 I NON-OPERATING REVENUES (EXPENSES) Interest Income 11,452 11,308 I Interest Expense and FIscal Charges (42,362) (44,227) Total Non-operatmg Revenues (Expenses) (30,910) (32,919) NET INCOME 8,550 16,874 I RETAINED EARNINGS - January 1 256,980 240,106 I RETAINED EARNINGS - December 31 $ 265,530 $ 256,980 I I I I The notes to the financIal statements are an mtegral part of thIS statement I 7 I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA COMBINED STATEMENT OF CASH FLOWS - ALL PROPRIETARY FUND TYPES Year Ended December 31,1998 WIth ComparatIve Totals for the Year Ended December 31, 1997 CASH FLOWS FROM OPERATING ACTIVITIES Operatmg Income Adjustments to ReconcIle Operatmg Income to Net Cash ProvIded by Operatmg ActIvItIes DeprecIatIon Change m Assets and LIabIlItIes (Increase) m Accounts ReceIvable Increase m Accounts Payable Total Adjustments Totals 1998 1997 $ 39,460 $ 49,793 76,956 77,877 (100,006) (280) 7,388 2,285 (15,662) 79,882 23,798 129,675 Net Cash ProvIded by OperatIng ActIVItIes CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES PnncIpal Payments on Bonds Interest and FIscal Charges PaId on Bonds AcqUIsItIOn of FIxed Assets Net Cash (Used) by CapItal and Related Fmancmg ActIVItIes (57,568) (55,704) (42,362) (44,227) (41,006) 0 (140,936) (99,931) 11,452 11,308 (105,686) 41,052 197,071 156,019 $ 91,385 $ 197,071 CASH FLOWS FROM INVESTING ACTIVITIES Interest on Investments Net Increase (Decrease) m Cash and Cash EqUIvalents Cash and Cash EqUIvalents, January 1 Cash and Cash EqUIvalents, December 31 The notes to the finanCIal statements are an mtegral part of thIS statement 8 9 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The CIty of Albertv1l1e, MInnesota, has a mayor-councll form of government A mayor and four counCIl members are elected by the voters of the CIty for two-year and four-year terms, respectively The accountmg pohcIes of the CIty conform to generally accepted accountmg pnncIples except that the CIty has not mamtamed adequate fixed asset records for the General FIxed Asset Account Group WIth respect to propnetary actIvIties, the CIty has adopted GASB No 20, "Accountmg and FmancIal Reportmg for Propnetary Funds and Other Governmental Entities that use Propnetary Fund Accountmg II The CIty has elected to apply all apphcable GASB pronouncements as well as FmancIal Accountmg Standards Board (FASB) pronouncements, Accountmg PnncIples Board (APB) OpmlOns and Accountmg Research Bulletms (ARB), Issued on or before November 30, 1989 unless those pronouncements conflIct With or contradIct GASB pronouncements In addItlOn, the CIty has elected not to apply F ASBs, APBs and ARBs Issued after November 30, 1989 The followmg IS a summary of the CIty'S more sIgmficant accountmg pohcIes A FmancIal Reportmg Entity In accordance WIth GASB Statement No 14, The Fmanczal Reportmg EntIty, the financial statements present the CIty and ItS component unItS The City mcludes all funds, account groups, orgamzatlOns, mstItutlOns, agencies, departments, and offices that are not legally separate from such Component unitS are legally separate organlzatlOns for which the elected offiCials of the City are financIally accountable and are mcluded Wlthm the general purpose finanCial statements of the City because of the sIgmficance of theIr operatlOnal or finanCial relatlOnshlps WIth the CIty The City IS conSIdered finanCially accountable for a component umt If It appomts a votmg maJonty of the organlzatlOn's govemmg body and It IS able to Impose ItS Will on the organlzatlOn by slgmficantly mfluencmg the programs, proJects, actiVities, or level of services performed or prOVided by the organlzatlOn, or there IS a potential for the organIzatIOn to prOVide speCific finanCial benefits to, or Impose speCific finanCial burden on, the City As a result of applymg the component umt defimtlOn cntena above, certam orgamzatlOns have been defined m accordance With GASB Statement No 14 and are presented m thiS report as follows . Blended Component Umts - Reported as If they were part of the City . DIscretely Presented Components Umts - EntaIls reportmg the component umt finanCial data m a column separate from the finanCial data of the CIty I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Contmued) A FmancIal Reportmg EntItv (Contmued) · Related OrgamzatIon - The relatIOnshIp of the CIty WIth entIty IS dIsclosed · Jomt Ventures and Jomtlv Governed OrganIzatIOns - The relatIOnshIp of the CIty WIth the entIty IS dIsclosed For each of the categones above, the specIfic entItIes are IdentIfied as follows Blended Component Umt None DIscretely Presented Component Umts None Related OrganIzatIOn None Jomt Ventures and Jomtly Governed OrganIzatIOns Jomt Powers Board Water Fund In 1977 the CIty of AlbertvIlle entered mto an agreement wIth the CItIes of St MIchael and Hanover and Frankfort TownshIP to construct a water system under a grant bond arrangement WIth the Umted States EconomIc Development AdmmlstratIOn (EDA) Water revenue bonds were Issued m the name ofthe CIty of AlbertvIlle and purchased by EDA The Jomt Powers Board remIts the annual bond and mterest payment to the CIty of AlbertvIlle whIch m turn remIts the payment to EDA The Jomt powers agreement states m the event the Jomt Powers Board Water Fund does not generate sufficIent revenue to pay operatmg costs and prIncIpal and mterest on bonds, the partICIpants agree to contrIbute from theIr general fund an amount suffiCIent to pay for such defiCIency At the tIme of the orIgmal agreement, each CIty and town was to contrIbute 25% of the reqmred amount In 1996, Frankfort TownshIp was annexed mto the CItIes of St MIchael, AlbertvIlle, and Otsego and no longer eXIsts as a tOwnshIP Therefore, the CIty of AlbertvIlle, IS now reqmred to contrIbute one-thIrd of any potential defiCIenCIes of the Jomt Powers Board 10 11 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Contmued) A Fmanclal Reportmg EntIty (Contmued) Jomt Ventures and Jomtly Governed OrgarnzatIOns (Contmued) Jomt Powers Board Water Fund (Continued) A summary of the finanCIal mformatIon of the Jomt Powers Board Water Fund for the year ended December 31, 1997 (1998 mformatIOn IS not avaIlable) IS Total LIabIlItIes and EqUIty $ 4,547,729 $ 1,688,401 2,859,328 $ 4,547,729 $ 504,689 (344,627) 270,254 $ 430,316 Total Assets Total LiabIlItIes Total EqUIty Total Revenues Operatmg Expenses Other Income and Expenses Net Income FmancIaI statements for the Jomt Powers Board Water Fund may be obtamed at AlbertVIlle CIty Hall St MIchael - AlbertvIlle Ice Arena In 1996 and 1997, the CIty of AlbertvIlle entered m a Jomt powers agreement With the CIty of St MIchael and Independent School Dlstnct # 885 - St MIchael - AlbertvIlle, for constructIOn and mamtenance of a qualIfied Ice arena In addItIOn, the CIty receIved notIce m 1996 ofbemg selected as a MIghty Ducks grant reCIpIent to help fund the cost of the arena The arena was constructed WIth MIghty Ducks grant funds, donatIOns, and contnbutIOns by the CItIes of St MIchael and AlbertvIlle, and Independent School DIStrICt # 885 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Contmued) A FmancIaI Reportmg EntItv (Contmued) Jomt Ventures and Jomtly Governed OrganIzatIOns (Contmued) St MIchael - AlbertvIlle Ice Arena (Contmued) The Jomt powers agreement states the CIty of AlbertvIlle IS to execute a revenue note m the amount of$ 133,333 wmch wIll be paid back With funds avaIlable from the operatIOn of the Ice arena The total amount of the revenue note IS to be $ 400,000, of WhICh each partIcIpant IS one-tmrd responsIble If funds are deficIent, the CIty must pay one-tmrd of the amount necessary to make up the shortage In addItIOn, the CIty must allocate an amount sufficIent to pay one-thud of any projected shortfall m annual revenues aVailable for the operatIOn and mamtenance of the Ice arena Dunng 1998, the CIty of AlbertvIlle contnbuted the reqUired $ 133,333 toward the Ice arena In addItIon, the CIty'S Storm Water Enterpnse Fund provIded the Ice arena WIth a short-term loan m the amount of$ 83,333 Separate finanCial statements for the Ice Arena Jomt Powers are not yet aVailable B Fund Accountmg The accounts of the CIty are organIzed on the basIs of funds and account groups, each of WhICh IS consIdered a separate accountmg entIty The operatIOns of each fund are accounted for wIth a separate set of self-balancmg accounts that compnse Its assets, liabIlitIes, fund eqUity, revenues and expendItures or expenses, as appropnate Government resources are allocated and accounted for m mdlvldual funds based upon the purposes for whIch they are to be spent and the means by whIch spendmg actIvItIes are controlled The varIOUS funds are grouped, m the financial statements m thIS report, mto five genenc fund types and two broad fund categones, descnbed below Governmental Funds The General Fund IS the general operatmg fund of the CIty It IS used to account for all finanCial resources except those reqUired to be accounted for m another fund Special Revenue Funds are used to account for the proceeds of specIfic revenue sources (other than expendable trusts or major capItal proJects) that are legally restncted to expendItures for specIfied purposes Debt ServIce Funds are used to account for the accumulatIOn of resources for, and the payment of pnncIpal, mterest, and related costs of general long-term debt 12 13 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Contmued) B Fund Accountmg (Contmued) Governmental Funds (Contmued) CaPital Prolects Funds are used to account for financial resources to be used for the acqUIsItion or constructIon of major capItal facIlItIes (other than those financed by propnetary funds) Propnetarv Funds Enterpnse Funds are used to account for operatIOns (a) that are financed and operated m a manner SImIlar to pnvate busmess enterpnses--where the mtent of the governmg body IS that the costs (expenses, mcludmg depreCiatIOn) of provIdmg goods or servIces to the general pubhc on a contmumg baSIS be financed or recovered pnmanly through user charges, or (b) where the governmg body has decIded that the penodIc determmatIOn of revenues earned, expenses mcurred, or net mcome IS appropnate for capItal mamtenance, pubhc pohcy, management control, accountabIhty, or other purposes The CIty mamtams sanItary sewer and storm water enterpnse funds Account Groups The General FIxed Assets Account Group (unaudIted) IS used to account for the CIty'S fixed assets, other than those accounted for m propnetary funds The General Lon€!- Term Debt Account Group IS used to account for the CIty'S long-term debt, other than that accounted for m propnetary funds C Measurement Focus. FIxed Assets and Long-Term LIabIlItIes The accountmg and reportmg treatment apphed to the fixed assets and long-term habIlItIes associated WIth a fund are determmed by ItS measurement focus All governmental funds are accounted for on a spendmg or "financIal flow" measurement focus ThIS means that only current assets and current habIlItIes are generally mcluded on theu balance sheets TheIr reported fund balance (net current assets) IS conSIdered a measure of aVailable spendable resources Governmental fund operatmg statements present mcreases (revenues and other financmg sources) and decreases (expendItures and other financmg uses) m net current assets Accordmgly, they are Said to present a summary of sources and uses of avaIlable spendable resources dunng a penod I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Contmued) C Measurement Focus. FIxed Assets and Long-Term LiabIlIties (Contmued) FIxed assets used m governmental fund type operations (general fixed assets) are accounted for m the General FIxed Assets Account Group, rather than m governmental funds PublIc domam ("mfrastructure") general fixed assets--whIch are certam Improvements other than bUIldmgs, mcludmg roads, curbs and gutters, streets and SIdewalks, dramage systems, and lIghtmg systems--are not capItalIzed by the CIty No depreCiatIOn has been provIded on general fixed assets All fixed assets are valued at theIr hIstoncal cost or estImated hIstoncal cost If actual cost IS not aVailable Donated fixed assets are valued at theIr estimated faIr value on the date donated Long-term lIabIlIties expected to be financed from governmental funds are accounted for m the General Long-Term Debt Account Group, not m the governmental funds The two account groups are not "funds" They are concerned only WIth the measurement of finanCial pOSItIOn They are not mvolved WIth measurement of results of operations Because of theIr spendmg measurement focus, expendIture recogmtIOn for governmental fund types IS lImIted to exclude amounts represented by noncurrent lIabIlItieS Smce they do not affect net current assets, such long-term amounts are not recogmzed as governmental fund type expendItures or fund lIabIlItieS They are mstead reported as lIabIlIties m the General Long-Term Debt Account Group All propnetary funds are accounted for on a flow of economIC resources measurement focus ThIS means that all assets and all lIabIlItIes (whether current or noncurrent) aSSOCiated WIth the fund's actiVIty are mcluded on the balance sheet TheIr reported fund eqUIty (net total assets) IS segregated mto contrIbuted capItal and retamed earmngs components Propnetary fund type operatmg statements present mcreases (revenues) and decreases (expenses) m net total assets DepreCiatIOn of all exhaustIble fixed assets used by propnetary funds IS charged as an expense agamst operatIOns Accumulated depreCIatIOn IS reported on the propnetary fund balance sheet DepreCIatIOn has been proVIded over the assets' estImated useful lIves usmg the straIght-Ime method The estimated useful lIves of the fixed assets range from five to fifty years 14 15 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Contmued) D BasIs of Accountmg BaSIS of accountmg refers to when revenues and expendItures or expenses are recogmzed m the accounts and reported m the financIal statements BasIS of accountmg relates to the tlmmg of the measurement made, regardless of the measurement focus apphed All governmental funds are accounted for usmg the modIfied accrual basIS of accountmg, m WhICh revenues are recogmzed when they become measurable and avaIlable as net current assets The CIty consIders property taxes as available If they are collected WIthm 60 days after year end A one-year avaIlabIhty penod IS used for revenue recogmtIOn for all other governmental fund revenues ExpendItures are recorded when the related fund habIhty IS mcurred PnncIpal and mterest on general long-term debt are recorded as fund habIlItles when due or when amounts have been accumulated m the debt servIce fund for payments to be made early m the folloWing year Major revenues that are susceptIble to accrual mc1ude property taxes, speCIal assessments, mtergovernmental revenues, charges for servIces, and mterest on mvestments Major revenues that are not susceptible to accrual mclude hcenses and permIts, fees and mIscellaneous revenues, such revenues are recorded only as receIved because they are not measurable until collected Interest on special assessments IS recogmzed as revenue when due, net of delmquencles ExpendItures are generally recogmzed under the modIfied accrual basIS of accountmg when the related fund lIabilIties are mcurred ExceptIOns to thIS rule mclude SIck pay and pnncIpal and mterest on general long-term debt, whIch are recogmzed when due All propnetary funds are accounted for usmg the accrual baSIS of accountmg, revenues are recogmzed when they are earned and expenses are recogmzed when they are mcurred The CIty reports deferred revenue on the combmed balance sheet Deferred revenues anse when a potential revenue does not meet both the "measurable" and "available" cntena for recogmtIOn m the current penod Deferred revenues also anse when resources are receIved by the CIty before It has a legal claIm to them, or when grant momes are receIved pnor to the mcurrence of quahfymg expendItures In subsequent years, when both revenue recogmtIOn cntena are met, or when the CIty has a legal claIm to the resources, the lIabIhty for deferred revenue IS removed from the combmed balance sheet and the revenue IS recogmzed I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Contmued) E Budgetary Data The CIty CouncIl adopts an annual budget The amounts shown m the financial statements as "budget" represent the ongmal budgeted amount and all reVlSlons made dUrIng the year The CIty follows these procedures m establIshmg the budgetary data reflected m the financial statements 1 Budget requests are submItted by all department heads to the CIty AdnllnIstrator The CIty AdmInIstrator compIles the budget requests mto an overall prelImmary CIty budget 2 The CIty AdmInIstrator presents the proposed budget to the CIty CouncIl The budget resolutIOn adopted by the CIty CouncIl sets forth the budget at the functIOn level for the General Fund There were no budget amendments m 1998 3 Formal budgetary mtegratIOn IS employed as a management control devIce dunng the year for the General Fund No budgets are adopted for SpecIal Revenue Funds Formal budgetary mtegratIOn IS not employed for Debt ServIce Funds because effective budgetary control IS alternatively achIeved through general oblIgatIOn bond mdenture provIsIons Budgetary control for CapItal Projects Funds IS accomplIshed through the use of project controls 4 The budget for the General Fund IS adopted on a basIs conSIstent wIth generally accepted accountmg pnncIples (GAAP) Annual appropnatIOns lapse at year end F Encumbrances Encumbrances outstandmg at year-end expIre and outstandmg purchase orders are cancelled and not reported m the financial statements As of December 31, 1998, no outstandmg encumbrances eXIsted G Cash and Investments (Includmg: Cash EqUIvalents) (See Note 3) Cash balances from all funds are combmed and mvested to the extent aVailable m authonzed mvestments Earnmgs from such mvestments are allocated to the respectIve funds on the basIs of applIcable cash balance partIcIpatIOn by each fund The CIty has Implemented Government Accountmg Standard Board (GASB) Statement No 31, whereby mvestments are generally reported at faIr value as of December 31, 1998 GASB Statement No 31 allows certam mvestments wIth remammg maturItIes at the time of purchase of one year or less to be carned at amortIzed cost No matenal finanCIal statement adjustments were reqUIred to Implement GASB Statement No 31 16 17 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Contmued) G Cash and Investments (Includmg Cash EQUIvalents) (See Note 3) (Contmued) F or purposes of the Statement of Cash Flows of propnetary fund types, cash eqUIvalents are defined as short-term, hIghly lIqUId mvestments that are both a readIly convertible to known amounts of cash, or b so near theIr matunty that they present mSIgmficant nsk of changes m value because of changes m mterest rates The CIty'S polIcy consIders cash eqUIvalents to be those that meet the above cntena and have ongmal matuntIes ofthree months or less H Taxes ReceIvable Delmquent taxes receIvable represent the past SIX years of uncollected tax levIes I Special Assessments ReceIVable DelInquent special assessments represent the past SIX years of uncollected speCIal assessments Deferred special assessments represent the prmcIpal portIOn of those assessments to property owners for Improvements made by the CIty and are to be prod m 1999 and years thereafter J Loans ReceIvable Loans receIvable represent a loan made to a local busmess for the purpose of economIC development K Deferred Revenue Deferred revenue represents delmquent taxes, delmquent and deferred assessments receIvable, and loans receIvable ThIS revenue IS deferred untIl It IS measurable and avaIlable as net current assets I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Contmued) L VacatIOn and SIck Leave The CIty compensates employees who resIgn or retIre WIth due notIce for unused vacatIon and holIday pay Employees may not carry over vacatIon tIme from one vacatIOn year to another vacatIon year as establIshed by the employee's annIversary date unless pnor approval IS granted by the CIty CouncIl The CIty has Implemented a sIck leave mcentIve program Full-tIme employees are entItled to sIck leave at the rate of one day per month to a mID{lmum of 45 days or 360 hours Hours accumulated m excess of the maxImum IS applIed to the SIck leave mcentIve program An employee earns one-fourth day paId vacatIOn or one-fourth days' pay m lIeu of SaId vacatIOn at the employee's optIOn ThIS optIon IS only actIve and avaIlable when the begmmng SIck leave balance for each month IS 45 days The cash m lIeu optIOn IS paId m December of each year VacatIOn pay and SIck pay are conSIdered expendItures m the year due m the govermnental fund types, whIle m the propnetary fund types, vacatIOn and SIck pay are charged to expense when earned M Fund EqUIty Fund eqUIty IS dIvIded mto sectIOns as follows - Contnbuted capItal represents fixed assets purchased by other funds and contnbuted to the enterpnse fund - Retamed earnmgs of enterpnse funds are subdIVIded as follows Reserved amounts are set aSIde by councIl resolutIOn for speCIfic expenses m future penods The unreserved portIOn of retamed earnmgs IS avaIlable for expendmg m future penods - Fund balance accounts are subdIvIded as follows Reserved accounts represent those portIOns of fund eqUIty not appropnable for expendIture or legally separated for a future use Unreserved, deSIgnated accounts mdIcate the portIOn of fund balance whIch has been deSIgnated for a speCIfic purpose The unreserved, undesIgnated account IS the portIon of fund balance whIch IS aVailable for budgetmg and expendmg m future pen ods 18 19 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (ContInued) NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (ContInued) N Revenues. ExpendItures and Expenses 1 Revenues Property taxes and special assessment pnnclpal and Interest are recogmzed as revenue when measurable and avaIlable Intergovernmental revenues are reported under the legal and contractual reqUIrements of the IndIVIdual programs Licenses and permIts, charges for servIces, fines and forfeItures, and mIscellaneous revenues (except Investment earmngs) are recorded as revenues when measurable and aVailable Investment earnIngs are recorded when earned because they are measurable and aVailable 2 Property Tax CollectIOn Calendar The CIty levIes Its property tax for the subsequent year dunng the month of December The property tax IS recorded as revenue when It becomes measurable and avaIlable Wnght County IS the collectIng agency for the levy and remIts the collectIons to the CIty three tlmes a year Taxes not collected as of December 31 each year are shown as delInquent taxes receIvable December 28 IS the last day the CIty can certIfy a tax levy to the County AudItor for collectIOn the follOWIng year Such taxes become a hen on the follOWIng January 1 The County AudItor makes up the tax hst for all taxable property In the CIty, applYIng the apphcable tax rate to the tax capaCIty of IndIVIdual propertIes, to amve at the actual tax for each property The County AudItor also collects all specIal assessments, except for certaIn prepayments paid dIrectly to the CIty The County AudItor turns over a hst of taxes to be collected on each parcel of property to the County Treasurer In January of each year The County Treasurer collects all taxes and IS reqUIred to maIl copIes of all personal property tax statements by February 15, and copIes of all real estate tax statements by Apnl 15, of each year Property owners are reqUIred to pay one-half of theIr real estate taxes due by May 15 and the balance by October 15 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Contmued) N Revenues, ExpendItures and Expenses (Contmued) 2 Property Tax CollectIOn Calendar (Contmued) If taxes due May 15 are not prod on time, a penalty of3% IS assessed on homesteaded property and 7% on non-homesteaded property An adilltIOnall % penalty IS added each month the taxes remam unprod, until October 15 If the taxes due May 15 are not paId by October 15, a 2% penalty per month IS added to homesteaded property and 4% per month to non-homesteaded property untIl January 1 Ifthe taxes are not paId by January 1, further penaltIes are added Penalties and mterest apply to both taxes and speCIal assessments There are some exceptIOns to the above penaltIes, but they are not matenal Wlthm 30 days after the tax settlement date, the County Treasurer IS reqUIred to pay 70% of the estimated collectIOns of taxes and special assessments to the CIty Treasurer The County Treasurer must pay the balance to the CIty Treasurer wlthm 60 days after settlement, proVIded that after 45 days mterest accrues at the rate of 8% per annum 3 ExpendItures ExpendIture recogmtIOn for governmental fund types mcludes only amounts represented by current lIabIlItieS Smce noncurrent lIabIlItIes do not affect net current assets, they are not recogmzed as governmental fund expendItures or fund lIabIlIties They are reported as lIabIlIties m the General Long-Term Debt Account Group 4 Expenses Propnetary fund types recogmze expenses when they are mcurred o Interfund TransactIOns QuasI-external transactIOns are accounted for as revenues, expendItures or expenses TransactIOns that constitute reImbursements to a fund for expendItures or expenses ImtIally made from It that are properly applIcable to another fund are recorded as expendItures or expenses m the fund that IS reImbursed All other mterfund transactIOns, except quasI-external and reImbursements, are reported as transfers Nonrecurrmg or nonroutme permanent transfers of eqUIty are reported as reSIdual eqUIty transfers All other mterfund transfers are reported as operatmg transfers 20 21 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Contmued) P Total Columns on General Purpose Statements Total columns on the general purpose financial statements are captIOned "memorandum only" to mdicate that they are presented only to facilttate financial analysis Data m these columns do not present financial position, results of operations, or cash flows m conformity with generally accepted accountmg prmciples Interfund eltmmatIOns have not been made m the aggregatIOn of thiS data Q Comparative Data Comparative total data for the pnor year have been presented m the accompanymg financial statements m order to provide an understandmg of changes m the City'S finanCial position and operatIOns However, pnor year totals by fund type have not been presented m each of the statements smce then mclusIOn would make the statements unduly complex and difficult to read Comparative data have been restated to reflect reclassificatIOns NOTE 2 - STEWARDSHIP. COMPLIANCE AND ACCOUNTABILITY A Fund Balance Deficits The followmg funds had deficit fund balances at December 31, 1998 Special Revenue Fund - CMIF Debt Service Funds - 1988 Refundmg Bonds 1996A G 0 TIF Bonds CapItal Projects Funds - TIF # 6 Fraser Steel TIF #410 - Mold-Tech Barthel Industnal Dnve and 52nd St Bnttany Kay Estates North Frontage Road Summerfield AddItion NE Sewer and Water ExtenSIOn ParksIde 3rd AddItion Vetsch Custom Cabmets TIF # 8 ParkSIde 4th Addition Cottages of AlbertvIlle TIF # 7 $ 2,552 138,658 60,830 25 3,047 9,820 318 39,176 19,363 8,279 16,480 6,186 27,700 22,892 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 2 - STEWARDSHIP. COMPLIANCE AND ACCOUNTABILITY (Contmued) A Fund Balance DeficIts (Contmued) CapItal Projects Funds - (Contmued) Cedar Creek industrIal Park Mamtenance BUIldmg Cedar Creek North Center Oaks 1 st AddItion ParksIde CommercIal ParksIde Secunty Bank of Maple Lake Barthel Bus Garage TIF # 9 Karston Cove Psyk's 7th AddItion $ 2,481 1,408 43,731 80,887 2,441 2,349 5,399 13,854 7,378 These defiCIts WIll be elImmated by future leVIes, collectIOns of specIal assessments, operatmg transfers, and developer reImbursements B ExpendItures m Excess of AoproonatIOns ExpendItures exceeded appropnatIons m the followmg funds for the year ended December 31, 1998 ExpendItures AppropnatIons General Fund SpeCIal Revenue Funds Park Fund CMIF Fund $ 1,313,331 3,416 133 $ 811,768 o o NOTE 3 - DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS A Assets 1 Cash and Investments (Includmg Cash EqUIValents) Cash balances of the CIty'S funds are combmed (pooled) and mvested to the extent avaIlable m vanous mvestments authonzed by Mznnesota Statutes Each fund's portIOn of thIS pool (or pools) IS dIsplayed on the finanCIal statements as "cash and mvestments (mcludmg cash eqUIvalents)" For purposes of IdentIfymg nsk of mvestmg publIc funds, the balances and related restrIctions are summanzed below a DeposIts - Mznnesota Statutes reqUIre that all deposIts WIth finanCIal mstItutIons must be collateralIzed m an amount equal to 110% of deposIts m excess of FDIC msurance 22 CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (ContInued) NOTE 3 - DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (ContInued) A Assets (Contmued) 1 Cash and Investments (IncludIng Cash EaUIvalents) (ContInued) a DeposIts - (ContInued) Category 1 - DepOSItS collateralIzed by Federal DepOSItOry Insurance (FDIC) and those deposIts collateralIzed wIth secuntIes held by the CIty or by ItS agent In the CIty'S name Category 2 - CollateralIzed WIth secuntIes held by the pledgIng finanCIng InstItutIon's trust department or agent In the CIty'S name Category 3 - UncollateralIzed, IncludIng amounts WhICh are collateralIzed wIth secuntIes held by the pledgIng financIal InstItutIon, or by ItS trust department or agent, but not In the CIty'S name, or deposIts whIch are collateralIzed but collateral not perfected Category Bank CarryIng 1 2 3 Balance Amount CertIficates of DeposIt $ 551,634 $ 0 $ 49,547 $ 601,181 $ 601,181 Bank Accounts 1,235,295 0 0 1,235,295 1,115,664 Total DeposIts $ 1,786,929 $ 0 $ 49,547 $ 1,836,476 $ 1,716,845 b Investments - Mznnesota Statutes authonze the CIty to Invest In oblIgatIOns of the U S Treasury, agenCIes and InstrumentalItIes, shares of Investment companIes whose only mvestments are In the forementIOned secuntIes, oblIgatIOns of the State of Mmnesota or ItS mumcIpalItIes, bankers' acceptances, future contracts, repurchase and reverse repurchase agreements, and commercIal paper of the hIghest qualIty WIth a maturIty of no longer than 270 days Investments held by the CIty at year end claSSIfied as to credIt nsk are as follows Category 1 - Insured or regIstered, WIth secuntIes held by the CIty'S agent In the CIty's name 23 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 3 - DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Contmued) A Assets (Contmued) 1 Cash and Investments (Includmg Cash EqUIvalents) (Contmued) b Investments - (Contmued) Category 2 - Umnsured and unregIstered, WIth secuntIes held by the counterparty's trust department or agent m the CIty'S name Category 3 - Umnsured and unregIstered, With secuntIes held by the counterparty, or by ItS trust department or agent but not m the CIty'S name Carrymg Amount Category Fan 1 2 3 Value U S Government SecurItIes $ 420,989 $ 0 $ 0 $ 420,989 Mortgage Pools 714,103 0 0 714,103 NegotIable CD's 194,000 0 0 194,000 Total $ 1,329,092 $ 0 $ 0 1,329,092 Total DepOSIts (Note 3 A 1 a) 1,716,845 Petty Cash 50 Total Cash and Investments (Includmg Cash EqUIvalents) $ 3,045,987 ThIS amount IS claSSIfied on the combmed balance sheet as follows Cash and Investments (Includmg Cash EqUIvalents) Cash Overdraft Total $ 3,583,585 (537,598) $ 3,045,987 For the year ended December 31, 1998, mvestment revenue was $142,253 24 25 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 3 - DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Contmued) A Assets (Contmued) 2 Due From Other Governmental Umts The followmg IS a summary of due from other governmental umts at December 31, 1998 Ice Arena Wnght Jomt Fund County Powers Total General $ 2,616 $ 0 $ 2,616 Debt ServIce 469 0 469 Storm Water Enterpnse 0 83,333 83,333 Total $ 3,085 $ 83,333 $ 86,418 3 Loan ReceIvable The loan receIvable m the Revo1vmg Loan SpeCial Revenue Fund represents a loan to a local company for the purpose of economIC development The note ongmated Apnl 30, 1992, and reqmres monthly payments of $ 585 m years 1-3 at an mterest rate of 1 %, monthly payments of $ 689 m years 4-8 at an mterest rate of 3%, monthly payments of $ 691 m years 9-13 at an mterest rate of5%, and monthly payments of$ 594 m years 14- 18 at an mterest rate of 7% The balance at December 31, 1998 was $ 68,445 4 FIxed Assets The followmg IS a summary of changes m general fixed assets (unaudIted) Balance Balance 1-1-98 Purchases DIsposals 12-31-98 Land $ 35,566 $ 0 $ 0 $ 35,566 Bmldmgs 113 ,409 0 0 113,409 Improvements Other than Bmldmgs 78,169 0 0 78,169 Machmery and Eqmpment 498,552 75,248 0 573,800 Total $ 725,696 $ 75,248 $ 0 $ 800,944 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 3 - DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Contmued) A Assets (Contmued) 4 FIxed Assets (Contmued) A summary of propnetary fund type fixed assets at December 31, 1998 IS as follows SanItary Sewer Fund Land Sewer System EqUIpment ConstructIOn m Progress Total FIxed Assets Less Accumulated DepreciatIOn Net FIxed Assets $ 190,269 3,552,460 84,663 41,006 3,868,398 (757,947) $ 3,110,451 5 Deferred CompensatIOn Plan In accordance wIth the reqUIrements of Government Accountmg Standards Board (GASB) Statement No 32, the deferred compensatIOn plan has been elImmated from the CIty's financial report The assets and mcome of the plan are held m trust for the exclusIve benefit of partIcIpants and theIr beneficIanes and are managed by trustees other than the CIty The CIty has determmed no further fiducIary relatIOnshIp eXIsts WIth respect to the IRC Section 457 plan B LiabIlIties 1 Defined Benefit PensIOn Plans - StatewIde a Plan DescnptIon All full-time and certam part-time employees of the CIty of AlbertvIlle, are covered by defined benefit penSIOn plans admmIstered by the Public Employees Retirement ASSOCiatIOn of Mmnesota (PERA) PERA admmIsters the PublIc Employees Retirement Fund (PERF) whIch IS a cost-shanng, multiple-employer retirement plan ThIS plan IS establIshed and admmIstered m accordance WIth Mmnesota Statutes, Chapters 353 and 356 26 27 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 3 - DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Contmued) B LIabIlIties (Contmued) 1 Defined Benefit PensIOn Plans - StatewIde (Contmued) a Plan DescnptIOn (Contmued) PERF members belong to eIther the CoordInated Plan or the BasIC Plan Coordmated Plan members are covered by SOCIal Secunty and BaSIC Plan members are not All new members must partICIpate m the CoordInated Plan PERA prOVIdes retIrement benefits as well as dIsabIlIty benefits to members, and benefits to SurvIVorS upon death of elIgIble members Benefits are establIshed by State Statute, and vest after three years of credIted servIce The defined retIrement benefits are based on a member's hIghest average salary for any five succeSSIve years of allowable servIce, age, and years of credIt at termInatIOn of servIce Two methods are used to compute benefits for PERF's Coordmated and BaSIC Plan members The retmng member receIves the hIgher of a step-rate benefit accrual formula (Method 1) or a level accrual formula (Method 2) Under Method 1, the annUIty accrual rate for a BasIC Plan member who retIres before July 1, 1997 IS 2 percent of average salary for each of the first 10 years of servIce and 2 5 percent for each remammg year The annUIty accrual rate for BasIC members who retIre on or after July 1, 1997 IS 2 2 percent of average salary for each of the first 10 years of serVIce and 2 7 percent for each remaInmg year For a Coordmated Plan member who retues before July 1, 1997, the annUIty accrual rate IS 1 percent of average salary for each of the first 10 years and 1 5 percent for each remaInmg year For Coordmated members who retue on or after July 1, 1997, the annUIty accrual rates mcrease by 0 2 percent (to 1 2 percent of average salary for each of the first 10 years and 1 7 percent for each remaInmg year) Under Method 2, the annUIty accrual rate IS 2 5 percent of average salary for BasIC Plan members and 1 5 percent for Coordmated Plan members who retIre before July 1, 1997 AnnUIty accrual rates Increase 0 2 percent for members who retue on or after July 1, 1997 For PERF members whose annUIty IS calculated USIng Method 1, a full annUIty IS aVailable when age plus years of serVIce equal 90 A reduced retuement annUIty IS also avaIlable to elIgIble members seekmg early retIrement There are dIfferent types of annUItIes aVailable to members upon retirement A normal annUIty IS a lIfetIme annUIty that ceases upon the death of the retIree--no surVIvor annUIty IS payable There are also varIOUS types of Jomt and survIvor annUIty optIOns aVailable whIch WIll reduce the monthly normal annUIty amount, because the annUIty IS payable over JOInt lIves Members may also leave theIr contnbutIOns m the fund upon termInatIOn of publIc servIce m order to qualIfy for a deferred annUIty at retirement age Refunds of contnbutIOns are available at any tIme to members who leave publIc serVIce, but before retirement benefits begIn I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 3 - DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Continued) B LIabIhtIes (Contmued) 1 Defined Benefit PensIOn Plans - StatewIde (Contmued) The benefit provIsIOns stated m the prevIOUS paragraphs of thIS sectIOn are current prOVlSlons and apply to actIve plan partIcIpants Vested, termmated employees who are entItled to benefits but are not receIvmg them yet are bound by the prOVISIOns m effect at the time they last termmated theIr pubhc servIce PERA Issues a pubhcly avaIlable finanCIal report that mcludes financIal statements and reqUIred supplementary mformatIOn for PERF That report may be obtamed by wntmg to PERA, 514 St Peter Street #200, St Paul, Mmnesota, 55102 or by callmg (651) 296-7460 or 1-800-652-9026 b Fundmg Pohcy Mmnesota Statutes Chapter 353 sets the rates for employer and employee contnbutIOns These statutes are estabhshed and amended by the state legIslature The CIty makes annual contnbutIOns to the penSIOn plan equal to the amount reqUIred by state statutes PERF BasIC Plan members and Coordmated Plan members are reqUIred to contnbute 8 75 percent and 475 percent, respectIvely, oftheIr annual covered salary The CIty of AlbertvIlle IS reqUIred to contnbute the followmg percentages of annual covered payroll 11 43 percent for BasIC Plan PERF members and 5 18 percent for Coordmated Plan PERF members The CIty'S contnbutIOns to the Pubhc Employees RetIrement Fund for the years endmg December 31, 1998, 1997, and 1996 were $ 4,905, $ 4,802, and $ 4,854, respectIvely The CIty does not have pohce or fire employees The CIty'S contnbutIOns were equal to the contractually reqUIred contrIbutIOns for each year as set by state statute 2 Deferred Revenue SpeCIal Debt CapItal General Revenue SerVIce Projects Total Taxes ReceIvable - Dehnquent $ 9,691 $ 0 $ 1,994 $ 0 $ 11,685 SpeCIal Assessments ReceIvable - Deferred 0 0 433,067 46,400 479,467 Delmquent 0 0 18,817 0 18,817 Loans ReceIvable 0 68,445 0 0 68,445 Total $ 9,691 $ 68,445 $ 453,878 $ 46,400 $ 578,414 28 CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 3 - DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Contmued) B LIabIhtIes (Contmued) 3 Long-Term Debt The followmg IS a summary of bond transactIOns for the year ended December 31, 1998 General OblIgatIOn General Special Tax OblIgatIOn Revenue Assessment Increment Total Balance - January 1 $ 135,000 $ 1,365,240 $ 1,095,000 $ 445,000 $ 3,040,240 AddItions 0 0 0 0 0 Retirements (15,000) (132,568) (470,000) (95,000) (712,568) Balance - December 31 $ 120,000 $ 1,232,672 $ 625,000 $ 350,000 $ 2,327,672 Outstandmg December 31, 1998 General ObhgatIOn Bonds $ 175,000 General ObhgatIOn Refundmg Bonds, Senes 1993, due m annual mstallments of$ 15,000 to $ 20,000 through March 1, 2004, mterest at 300 to 5 00 percent $ 120,000 Revenue Bond Mmnesota Pubhc FacIhtIes Authonty Loan, due m annual mstallments of$ 26,728 to $ 49,149 through August 20,2014, mterest at 332 percent $ 1,232,672 General ObhgatIOn Special Assessment Bonds $ 505,000 Advance Refundmg and Improvement Bond of 1988, due m annual mstallments of$ 15,000 to $ 60,000 through February 1,2000, mterest at 635 to 7 25 percent $ 215,000 Refundmg Bonds of 1989, due m annual mstallments of $ 5,000 to $ 25,000 through September 1, 2003, mterest at 700 to 7 75 percent $ 30,000 85,000 29 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 3 - DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Contmued) B LiabIlItIes (Contmued) 3 Long-Term Debt (Contmued) Bonds outstandmg at December 31, 1998, mclude the followmg Issues General OblIgatIOn SpecIal Assessment Bonds (Contmued) $ 115,000 General OblIgatIOn Refundmg Improvement Bonds of 1992, due m annual mstallments of $ 10,000 to $ 15,000 through February 1, 1998, mterest at 550 percent $ 350,000 General OblIgatIOn Improvement Bonds, Senes I992A, due m annual mstallments of$ 15,000 to $ 35,000 through December 30, 2004, mterest at 5 70 percent $ 675,000 General OblIgatIOn Improvement Refundmg Bonds, Senes I993A, due m annual mstallments of $ 20,000 to $ 95,000 through February 1,2006, mterest at 3 40 to 5 75 percent Total General OblIgatIOn SpeCial Assessment Bonds General OblIgatIOn Tax Increment Bond $ 400,000 General OblIgatIOn Tax Increment Bonds, Senes 1996A, due m annual mstallments of $ 25,000 to $ 95,000 through February 1,2008, mterest at 425 to 5 40 percent Outstandmg December 31, 1998 $ 45,000 185,000 $ 280,000 625,000 $ 350,000 30 CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 3 - DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Contmued) B LIabIhtIes (Contmued) 3 Long- Term Debt (Contmued) The annual reqUirements to amortIze all bonded debt outstandmg as of December 31, 1998, mcludmg mterest payments of $ 560,603 are General OblIgation Year Endmg General Special Tax December 31 OblIgatIOn Revenue Assessment Increment Total 1999 $ 137,555 $ 99,930 $ 183,025 $ 110,307 $ 530,817 2000 0 99,931 164,648 42,420 306,999 2001 0 99,930 132,332 40,920 273,182 2002 0 99,931 77,235 39,420 216,586 2003 0 99,930 68,350 37,920 206,200 Thereafter 0 1,099,236 102,090 153,165 1,354,491 Total $ 137,555 $ 1,598,888 $ 727,680 $ 424,152 $ 2,888,275 C Fund EqUity Fund eqUity balances are classIfied as follows to reflect the hmItatIOns and restnctIOns of the respective funds 1 Fund Balance - Fund balance IS compnsed of the followmg components Special Debt Capital General Revenue Service Projects Total Reserved - Reserved for Debt Service $ 0 $ 0 $ 514,767 $ 0 $ 514,767 Unreserved - DeSignated for Operating Capital 445,500 0 0 0 445,500 DeSignated for Debt Service 0 0 36,511 0 36,511 DeSignated for Capital Outlay 0 342,657 0 217,076 559,733 Undeslgnated (64,106) 1,831,425 (194,769) (313,214) 1,259,336 Total Fund Balance $ 381,394 $ 2,174,082 $ 356,509 $ (96,138) $ 2,815,847 31 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 3 - DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Contmued) C Fund EqUIty (Contmued) 2 Retamed Earmngs - Reserved retamed earnmgs at December 31,1998, IS as follows EnterprIse Reserved for Operatmg CapItal 3 ContrIbuted CapItal - $ 97,894 ContrIbuted capItal m the enterprIse funds represents fixed assets WhICh were purchased by other funds and transferred to the enterprIse funds Changes m contrIbuted capItal for the year are as follows ContrIbuted CapItal- January 1, 1998 Add Assets ContrIbuted Durmg 1998 ContrIbuted CapItal - December 31, 1998 $ 1,868,608 o $ 1 ,868,608 NOTE 4 - SEGMENT INFORMATION The CIty mamtams SanItary Sewer and Storm Water EnterprIse Funds Segment mformatIOn for the year ended December 31, 1998 IS as follows Samtary Storm Sewer Water Total Operatmg Revenues $ 210,072 $ 53,957 $ 264,029 DeprecIatIOn 76,956 0 76,956 Operatmg Income 3,350 36,110 39,460 Net Income (Loss) (36,957) 45,507 8,550 Net W orkmg CapItal (11,270) 208,133 196,863 Total Assets 3,194,099 217,830 3,411,929 Debt Outstandmg 1,232,672 0 1,232,672 Total EqUIty 1,926,005 208,133 2,134,138 32 CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (ContInued) NOTE 5 - TAX INCREMENT FINANCING The CIty of AlbertvIlle IS the admImstenng authonty for the folloWIng tax Increment financIng dIstncts Name ofDIstnct Tax Increment FInancIng DIstnct # 5 Type of DIstnct AuthonzIng Law Year EstablIshed DuratIOn of DIStnCt EconomIC Development MInnesota T I F Act, SectIOns 469 174 to 469 179 1989 10 years or no more than eIght years from the receIpt of the first Increment Ongmal Net Tax CapacIty Current Net Tax CapacIty Captured Net Tax CapacIty- RetaIned by CIty $ 127 62,453 $ 62,326 Type of Bonds Issued Total Bonds Issued Amounts Redeemed General OblIgatIOn Tax Increment $ 670,000 320,000 $ 350,000 OutstandIng Bonds at December 31, 1998 Name ofDIstnct Tax Increment FInancIng DIStrICt # 6 Type of DIstnct AuthonzIng Law Year EstablIshed DuratIOn of DIstnct EconomIc Development MInnesota T I F Act, Chapter 469 174 1989 10 years or no more than eIght years from the receIpt of the first Increment angInal Tax CapacIty Current Tax CapacIty Captured Tax CapacIty - RetaIned by CIty $ 127 43,486 $ 43,359 Type of Notes Issued "Pay as You Go" - The CIty pays the developer for tax Increments receIved In the current year 33 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (ContInued) NOTE 5 - TAX INCREMENT FINANCING (ContInued) Name ofDIstnct Tax Increment FInancIng DIstnct # 8 Type of DIstnct AuthonzIng Law HOUSIng DIstnct MInnesota T I F Act, Chapter 469 174, Subd 11, and 469 1761 1997 25 years after the date of receIpt of the first Increment Year EstablIshed DuratIOn of DIstnct OngInal Tax CapacIty Current Tax CapacIty Captured Tax CapacIty- RetaIned by CIty ThIS mformatIOn was not aVailable from Wnght County Type of Notes Issued "Pay as You Go" - The CIty pays the developer for tax Increments receIved In the current year Name ofDIstnct Tax Increment FInanCIng DIStrICt # 8 Type of DIstnct AuthonzIng Law Year EstablIshed DuratIOn of DIstnct EconomIC Development MInnesota T I F Act, Chapter 469 174, Subd 12 1997 EarlIer of 9 years after the date of receIpt of the first Increment, or 11 years after the date of approval of the TIF plan angInal Tax CapacIty Current Tax CapacIty Captured Tax CapacIty- RetaIned by CIty ThIS InfOrmatIOn was not avaIlable from Wnght County Type of Notes Issued "Pay as You Go" - The CIty pays the developer for tax Increments receIved In the current year 34 35 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 5 - TAX INCREMENT FINANCING (Contmued) Name ofDlstnct Tax Increment Fmancmg Dlstnct # 9 Type ofDlstnct Authonzmg Law Year Estabhshed Duration of Dlstnct Econormc Development Mmnesota T I F Act, Chapter 469 174, Subd 12 1997 Earher of9 years after the date of receipt of the first mcrement, or 11 years after the date of approval of the TIF Plan Ongmal Tax Capacity Current Tax Capacity Captured Tax Capacity - Retamed by City This mformatIon was not avatlable from Wnght County Type of Notes Issued "Pay as You Go" - The City pays the developer for tax mcrements received m the current year NOTE 6 - RISK MANAGEMENT The City IS exposed to vanous nsk of loss related to torts, theft of, damage to and destructIOn of assets, errors and omiSSions, mJunes to employees, and natural disasters In order to protect agamst these nsks ofloss, the City purchases commercial msurance through the League of Mmnesota CItIes Insurance Trust, a pubhc entIty nsk pool This pool currently operates common nsk management and msurance programs for mumclpal entItIes The City pays an annual premIUm to the League for ItS msurance coverage The League ofMmnesota CIties Insurance Trust IS self-sustammg through commercial compames for excess claims The City IS covered through the pool for any claims mcurred but unreported, however, retams nsk for the deductible portIOn of ItS msurance pohcles The amounts of these deductlbles are considered Immatenal to the finanCIal statements Dunng the year ended December 31, 1998, there were no SIgnIficant reductIOns m msurance coverage from the pnor year Settled claims have not exceeded the City's commercial coverage many of the past three years The City'S workers compensatIOn msurance pohcy IS retrospectIvely rated With thiS type of pohcy, final premIUms are determmed after loss expenence, workers compensatIOn rates and salanes for the year are known The final premIUm adjustment was recorded m the year the adjustment was made I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS Year Ended December 31, 1998 (Contmued) NOTE 7 - YEAR 2000 ISSUE The CIty of AlbertvIlle has completed an mventory of computer systems and other electromc eqUIpment that may be affected by the year 2000 Issue and that are necessary to conductmg CIty operatIons Based on thIs mventory, the CIty IS m the remedIatIon stage for the finanCIal reportmg systems and other necessary systems, the CIty has contracted WIth ItS computer operatIOns provIders for necessary upgrades Testmg and valIdatIon ofthe systems WIll need to be completed pnor to January 1,2000 Because of the unprecedented nature of the year 2000 Issue, ItS effects and the success of related remedIatIon efforts WIll not be fully determmable untIl the year 2000 and thereafter Management cannot assure that the CIty IS or WIll be year 2000 ready, that the CIty'S remedIatIOn efforts wIll be successful m whole or m part, or that partIes wIth whom the CIty does busmess wIth WIll be year 2000 ready 36 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA THE GENERAL FUND The General Fund accounts for all revenues and expendItures of a governmental umt whIch are not accounted for m other funds, and It IS usually the largest and most Important accountmg actIvIty for state and local governments It normally receIves a greater vanety and number of taxes and other general revenues than any other fund ThIS fund has flOWIng Into It such revenues as general property taxes, lIcense and permIts, fines and penaltIes, rents, charges for current servIces, state-shared taxes, and Interest earnIngs The fund's resources also finance a WIder range of actIvItIes than any other fund Most of the current operatIOns of governmental umts WIll be financed from thIS fund CITY OF ALBERTVILLE, MINNESOTA GENERAL FUND CaMP ARITIVE BALANCE SHEET December 31, 1998 and 1997 ASSETS Cash and Investments Taxes ReceIvable - Delmquent Interest ReceIvable Due from Other Governmental Umts TOTAL ASSETS LIABILITIES AND FUND BALANCE LiabIlItIes Accounts Payable Accrued Payroll Taxes and Benefits Deferred Revenue Total LIabIlItIes Fund Balance Unreserved - DesIgnated for Operatmg CapItal UndesIgnated (DeficIt) Total Fund Balance TOTAL LIABILITIES AND FUND BALANCE I I I Totals I 1998 1997 $ 477,388 $ 463,906 I 9,691 9,691 I 35,903 25,403 2,616 2,339 $ 525,598 $ 501,339 I I $ 129,849 $ 15,260 4,664 3,183 I 9,691 9,691 144,204 28,134 I 445,500 405,884 I (64,106) 67,321 381,394 473,205 $ 525,598 $ 501,339 I I I I I I I 37 I I CITY OF ALBERTVILLE, MINNESOTA I GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE _ I BUDGET AND ACTUAL Year Ended December 31, 1998 WIth ComparatIve Totals for the Year Ended December 31, 1997 I Over (Under) 1997 I Budget Actual Budget Actual REVENUES Taxes - I General Property Tax $ 496,500 $ 497,188 $ 688 $ 420,471 Tax Increments 0 6,122 6,122 6,529 Total Taxes 496,500 503,310 6,810 427,000 I LIcenses and PermIts - LIquor and Beer LIcenses 8,300 8,460 160 8,270 BUIldmg Perrmts 39,000 245,796 206,796 131,833 I Busmess PermIts 5,000 6,662 1,662 6,063 SIgn Perrmts 3,375 3,075 (300) 3,375 Other LIcenses 700 200 (500) 690 I Total LIcenses and PermIts 56,375 264,193 207,818 150,231 Intergovernmental - Local Government AId 98,879 98,879 0 83,139 I HACA 138,220 138,167 (53) 138,141 Local Performance AId 3,136 3,136 0 2,384 Fire AId 10,985 12,257 1,272 10,280 Pohce Aid 7,785 4,197 (3,588) 3,709 I Other State AIds 4,800 5,961 1,161 3,202 Total Intergovernmental Revenue 263,805 262,597 (1,208) 240,855 I Charges for ServIces - FIre ProtectIOn Fees 36,495 28,935 (7,560) 31 ,261 Special Assessment Searches 300 1,390 1,090 540 Park Rental Fees 2,000 1,925 (75) 2,000 I Storm Sewer Fees and Connection Fees 0 0 0 0 Other Charges for ServIces 3,000 19,810 16,810 3,970 Total Charges for ServIces 41,795 52,060 10,265 37,771 I Fmes, Forfeitures and Penalties 100 304 204 227 MIscellaneous Revenue - I Interest 25,000 21,559 (3,441 ) 36,014 Sale of General FIxed Assets 0 2,090 2,090 2,989 Lease Payments 950 950 0 950 I ContrIbutIOns and DonatIOns 0 1,208 1,208 19,800 Other Revenues 1,500 7,460 5,960 3,621 Total MIscellaneous 27,450 33,267 5,817 63,374 I TOTAL REVENUES 886,025 1,115,731 229,706 919,458 I I 38 I CITY OF ALBERTVILLE, MINNESOTA GENERAL FUND I STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL I Year Ended December 31, 1998 With Comparative Totals for the Year Ended December 31, 1997 (Contmued) I Over (Under) 1997 I Budget Actual Budget Actual EXPENDITURES General Government Mayor and CouncIl - I Salanes and Benefits $ 12,457 $ 12,495 $ 38 $ 12,356 Other Insurance 5,100 2,297 (2,803) 3,435 ProfessIOnal Services 5,000 4,818 ( 182) 4,138 I Pnntmg and PublIcations 7,500 4,571 (2,929) 8,354 Travel 300 0 (300) 0 SupplIes 100 403 303 415 Dues and SubscnptlOns 2,300 2,203 (97) 2,210 I Miscellaneous 1,400 3,932 2,532 1,000 Total Mayor and CouncIl 34,157 30,719 (3,438) 31,908 City Clerk-Treasurer and City Adrmmstrator - I Salanes and Benefits 91,436 95,326 3,890 94,919 Accountmg and Audltmg 6,500 10,184 3,684 7,900 Contracted Services 1,950 637 (1,313) 938 I Repairs and Mamtenance 500 93 (407) 195 EqUIpment Rental 1,000 1,089 89 944 Other Insurance 3,500 1,797 (1,703) 2,936 I Travel 1,500 690 (810) 35 SupplIes 5,450 5,182 (268) 4,734 Dues and SubscnptIons 260 30 (230) 160 Capital Outlay 8,900 10,938 2,038 269 I Total Clerk-Treasurer and Adrmmstra 120,996 125,966 4,970 113,030 ElectIOns - Salanes and Benefits 3,200 3,873 673 0 I Assessmg - Contracted Services 7,350 7,891 541 6,611 I Legal - Purchased Services 18,000 26,578 8,578 24,072 Engmeer - I Purchased Services 15,000 45,003 30,003 15,442 Plannmg and Zonmg - I Salanes and Benefits 1,292 1,055 (237) 1,552 Contracted Services 15,500 27,647 12,147 35,320 Travel 500 0 (500) 0 I SupplIes 200 0 (200) 226 Total Plannmg and Zonmg 17,492 28,702 11,210 37,098 I 39 I I CITY OF ALBERTVILLE, MINNESOTA I GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE _ I BUDGET AND ACTUAL Year Ended December 31, 1998 WIth ComparatIve Totals for the Year Ended December 31, 1997 I (ContInued) Over I (Under) 1997 Budget Actual Budget Actual EXPENDITURES (ContInued) I General Government (ContInued) General Government BUlldmgs - Refuse DIsposal $ 600 $ 568 $ (32) $ 495 RepaIrS and Mamtenance 4,500 22,502 18,002 749 I Insurance 3,600 3,328 (272) 2,936 Telephone 2,500 2,931 431 3,141 SupplIes 1,200 866 (334) 1,143 UtIlItIes 4,000 3,284 (716) 2,804 I CapItal Outlay 3,600 1,066 (2,534) 1,453 MIscellaneous 41 126 85 2,160 Total General GovemmentBUlldmgs 20,041 34,671 14,630 14,881 I Total General Government 236,236 303,403 67,167 243,042 Pubhc Safety I PolIce ProtectIon - Contracted ServIces 103,806 103,806 0 62,963 I FIre ProtectIon - Salanes and Benefits 23,250 9,274 (13,976) 2,248 PenSIOn Fund ContrIbutIon 17,846 19,118 1,272 14,552 Trammg 5,350 7,365 2,015 6,249 I PhYSIcals 500 2,453 1,953 2,457 AudIt - FIre Rehef AsSOCIatIOn 1,200 1,250 50 740 RepaIrs and Mamtenance 1,000 5,202 4,202 3,495 Travel 1,500 435 (1,065) 415 I Insurance 0 100 100 0 Telephone 600 578 (22) 594 SupplIes 2,500 4,323 1,823 1,266 I UtIlItIes 3,100 2,326 (774) 2,794 Dues and SubscnptIons 200 95 (105) 185 CapItal Outlay 68,600 102,754 34,154 6,351 MIscellaneous 0 0 0 100 I Total FIre ProtectIon 125,646 155,273 29,627 41,446 BUlldmg InspectIOn - I Contracted ServIces 25,000 139,779 114,779 5,360 Al1lmal Control - Contracted ServIces 3,000 2,018 (982) 2,412 I Total PublIc Safety 257,452 400,876 143,424 112,181 I I 40 CITY OF ALBERTVILLE, MINNESOTA I GENERAL FUND I STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL I Year Ended December 31, 1998 With ComparatIve Totals for the Year Ended December 31, 1997 (ContlOued) I Over (Under) 1997 I Budget Actual Budget Actual EXPENDITURES (ContlOued) Pubhc Works Streets and Highways - I Salanes and Benefits $ 43,787 $ 41,379 $ (2,408) $ 50,398 ProfessIOnal Services 0 0 0 2,695 RepaIrs and MalOtenance 31,000 15,146 (15,854) 16,053 I Sand and Gravel 700 171 (529) 887 Street SweeplOg 2,800 2,679 (121) 2,683 Seal Coatmg 8,000 0 (8,000) 0 Telephone 750 758 8 852 I Travel 100 16 (84) 0 SupplIes 2,900 2,693 (207) 2,406 UtlhtIes 4,654 2,743 (1,911) 2,710 I Dues and SubscnptlOns 250 215 (35) 215 CapItal Outlay 71,800 154,725 82,925 46,209 Total Streets and Highways 166,741 220,525 53,784 125,108 Ice and Snow Removal - I Contracted Services 6,500 2,636 (3,864) 6,860 Street Llghtmg - I Electnclty 28,000 29,115 1,115 27,432 Total Pubhc Works 201,241 252,276 51,035 159400 I SamtatlOn RecyclIng - I Contracted Services 14,580 14,580 0 12,342 Culture and RecreatIOn Parks - I Salanes and Benefits 38,312 35,185 (3,127) 94 Refuse DIsposal 4,340 568 (3,772) 495 RepaIrs and Mamtenance 8,200 4,607 (3,593) 4,727 EqUIpment Rental 2,500 1,463 (1,037) 1,294 I Other Insurance 3,300 1,797 (1,503) 2,935 Telephone 700 739 39 537 Travel 0 44 44 0 I SupplIes 800 3,818 3,018 976 UtilIties 4,156 2,324 (1,832) 2,753 Dues and SubscnptlOns 750 500 (250) 0 Fnendly CIty Days Donations 4,250 6,200 1,950 2,600 I Ice Arena 15,000 133,333 118,333 0 Capital Outlay 9,134 147,436 138,302 275 Total Culture and Recreation 91,442 338,014 246,572 16,686 I 41 I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL Year Ended December 31, 1998 WIth Comparative Totals for the Year Ended December 31, 1997 (Contmued) Over (Under) 1997 Budget Actual Budget Actual EXPENDITURES (Contmued) EconomIC Development Salanes and Benefits $ 517 $ 101 $ (416) $ 477 Supphes 100 0 (100) 0 MIscellaneous 10,200 924 (9,276) 1,844 Total EconomIC Development 10,817 1,025 (9,792) 2,321 Unallocated - Other DonatIOns 0 0 0 23,101 UnemployrnentInsurance 0 0 0 0 Other 0 3,157 3,157 4,854 Total Unallocated 0 3,157 3,157 27,955 TOTAL EXPENDITURES 811,768 1,313,331 501,563 573,927 EXCESS OF REVENUES OVER (UNDER) EXPENDITURES 74,257 (197,600) (271,857) 345,531 OTHER FINANCING SOURCES (USES) Operatmg Transfer In 0 105,789 105,789 0 Operatmg Transfer Out 0 0 0 (149,019) Total Other Fmancmg Sources (Uses) 0 105,789 105,789 (149,019) EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER EXPENDITURES AND OTHER FINANCING USES $ 74,257 (91,811) $ (166,068) 196,512 FUND BALANCE, January 1 473,205 552,749 RESIDUAL EQUITY TRANSFER 0 (276,056) FUND BALANCE, December 31 $ 381,394 $ 473,205 42 CITY OF ALBERTVILLE, MINNESOTA SPECIAL REVENUE FUNDS COMB~GBALANCESHEET December 31, 1998 WIth ComparatIve Totals for December 31, 1997 102 I I 201 I I 203 CapItal Revolvmg Outlay Park Loan Reserves Fund Fund ASSETS Cash and Investments $ 342,657 $ 78,861 $ 76,254 Notes ReceIvable 0 0 68,445 TOTAL ASSETS $ 342,657 $ 78,861 $ 144,699 LIABILITIES AND FUND BALANCE Cash Overdraft $ 0 $ 0 $ 0 Deferred Revenue 0 0 68,445 Total LIabIlItIes 0 0 68,445 Fund Balance Unreserved - DeSIgnated for CapItal Outlay 342,657 0 0 UndesIgnated 0 78,861 76,254 Total Fund Balance 342,657 78,861 76,254 TOTAL LIABILITIES AND FUND BALANCE $ 342,657 $ 78,861 $ 144,699 I I I I I I I I I I I I I I I I I II I I I I I 204 I I 205 l I 206 I WAC Totals SAC CMIF Fees 1998 1997 I $ 1,510,394 $ 0 $ 168,468 $ 2,176,634 $ 1,656,958 0 0 0 68,445 74,561 I $ 1,510,394 $ 0 $ 168,468 $ 2,245,079 $ 1,731,519 I $ 0 $ 2,552 $ 0 $ 2,552 $ 2,419 0 0 0 68,445 74,561 I 0 2,552 0 70,997 76,980 I 0 0 0 $ 342,657 425,075 1,510,394 (2,552) 168,468 1,831,425 1,229,464 I 1,510,394 (2,552) 168,468 2,174,082 1,654,539 I $ 1,510,394 $ 0 $ 168,468 $ 2,245,079 $ 1,731,519 I I I I I I 43 I I CITY OF ALBERTVILLE, MINNESOTA SPECIAL REVENUE FUNDS I COMBINING STATEMENT OF REVENUES, EXPENDITURES I AND CHANGES IN FUND BALANCE Year Ended December 31, 1998 WIth ComparatIve Totals for the Year Ended December 31, 1997 I 102 I ~ 201 I I 203 I CapItal Revolvmg Outlay Park Loan Reserves Fund Fund I REVENUES Charges for ServIces Park DedICatIon Fees $ 0 $ 17,900 $ 0 I Water A vaIlabIhty Charges 0 0 0 Sewer A vaIlabIhty Charges 0 0 0 Trunk Access Charges 0 0 0 I MIscellaneous - Interest 23,371 3,495 3,765 DonatIons 0 5,000 0 I Loan Repayments and Other 0 0 8,269 Total Revenues 23,371 26,395 12,034 I EXPENDITURES Culture and RecreatIon - Planmng Contract ServIces 0 0 0 I ConstructIOn ServIces 0 3,416 0 MIscellaneous - Interest 0 0 0 I Total ExpendItures 0 3,416 0 EXCESS OF REVENUES OVER I (UNDER) EXPENDITURES 23,371 22,979 12,034 OTHER FINANCING SOURCES (USES) I Operatmg Transfers In 0 0 0 Operatmg Transfers Out (105,789) 0 0 Total Other Fmancmg Sources (Uses) (105,789) 0 0 I EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER (UNDER) EXPENDITURES AND OTHER USES (82,418) 22,979 12,034 I FUND BALANCE (DEFICIT) - January 1 425,075 55,882 64,220 RESIDUAL EQUITY TRANSFER 0 0 0 I FUND BALANCE (DEFICIT) - December 31 $ 342,657 $ 78,861 $ 76,254 I I I I I I 204 I , 205 I I 206 I WAC Totals I SAC CMIF Fees 1998 1997 I $ 0 $ 0 $ 0 $ 17,900 $ 51,500 0 0 12,600 12,600 0 400,000 0 0 400,000 432,151 I 41,230 0 0 41,230 20,944 65,212 0 914 96,757 50,332 0 0 0 5,000 0 I 0 0 154,954 163,223 5,935 506,442 0 168,468 736,710 560,862 I I 0 0 0 0 8,211 0 0 0 3,416 3,135 I 0 133 0 133 0 0 133 0 3,549 11 ,346 I 506,442 (133) 168,468 733,161 549,516 I 0 0 0 0 149,019 0 0 0 (105,789) 0 0 0 0 (105,789) 149,019 I I 506,442 (133) 168,468 627,372 698,535 1,111,781 (2,419) 0 1,654,539 679,948 I (107,829) 0 0 (107,829) 276,056 I $ 1,510,394 $ (2,552) $ 168,468 $ 2,174,082 $ 1,654,539 44 I I CITY OF ALBERTVILLE, MINNESOTA I DEBT SERVICE FUNDS COMB~GBALANCESHEET I December 31, 1998 WIth ComparatIve Totals for December 31, 1997 300 I I 317 l I 318 I I 322 I I 1992 Closed 1988 1989 Sewer I Bond Refundmg Refundmg Trunk Issues Bonds Bonds Bond Fund ASSETS I Cash and Investments $ 36,393 $ 0 $ 64,438 $ 99,873 Taxes ReceIvable - Delmquent 508 90 238 184 I SpecIal Assessments ReceIvable - Deferred 39,817 21,007 8,599 67,391 Delmquent 0 0 154 0 I Due from Other Governmental Umts 118 14 53 45 TOTAL ASSETS $ 76,836 $ 21,111 $ 73,482 $ 167,493 I LIABILITIES AND FUND BALANCE LIabIlItIes I Cash Overdraft $ 0 $ 138,672 $ 0 $ 0 Deferred Revenue 40,325 21,097 8,991 67,575 Total LIabIlItIes 40,325 159,769 8,991 67,575 I Fund Balance Reserved for Debt ServIce 0 0 64,491 99,918 I Unreserved - DeSIgnated for Debt ServIce 36,511 0 0 0 UndesIgnated 0 (138,658) 0 0 I Total Fund Balance 36,511 (138,658) 64,491 99,918 TOTAL LIABILITIES AND FUND BALANCE $ 76,836 $ 21,111 $ 73,482 $ 167,493 I I I I I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA DEBT SERVICE FUNDS COMBINING BALANCE SHEET December 31, 1998 With Comparative Totals for December 31, 1997 (Contmued) 353 I I 352 1990 Tax 1996A Increment GO TIF Fmancmg Totals Bond Fund Bonds 1998 1997 ASSETS Cash and Investments $ 0 $ 93,719 $ 555,575 $ 735,097 Taxes ReceIvable - Delmquent 0 0 1,994 1,993 Special Assessments ReceIvable - Deferred 131,998 0 433,067 448,405 Delmquent 0 0 18,817 18,817 Due from Other Governmental Umts 33 0 469 2,904 $ 132,031 $ 93,719 $ 1,009,922 $ 1,207,216 LIABILITIES AND FUND BALANCE LIabIlItIes Cash Overdraft $ 60,863 $ 0 $ 199,535 $ 124,797 Deferred Revenue 131,998 0 453,878 469,215 192,861 0 653,413 594,012 Fund Balance Reserved for Debt ServIce 0 93,719 514,767 667,489 Unreserved - DeSIgnated for Debt ServIce 0 0 36,511 66,699 UndesIgnated (60,830) 0 (194,769) (120,984) Total Fund Balance (60,830) 93,719 356,509 613,204 TOTAL LIABILITIES AND FUND BALANCE $ 132,031 $ 93,719 $ 1,009,922 $ 1,207,216 46 REVENUES General Property Taxes SpeCial Assessments Charges for Services Miscellaneous - Interest Total Revenues CITY OF ALBERTVILLE, MINNESOTA DEBT SERVICE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE Year Ended December 31, 1998 With ComparatIve Totals for the Year Ended December 31, 1997 l J I I 300 l I 319 318 317 Closed 1988 1989 1990 Bond Refundmg Refundmg Improvement Issues Bonds Bonds Bond Fund $ 22,541 $ 2,628 $ 10,020 $ 0 6,546 7,483 6,946 0 0 0 0 0 3,167 0 3,477 0 32,254 10,111 20,443 0 EXPENDITURES Miscellaneous - Interest Debt Service - Bond Pnncipal Bond Interest and Fiscal Charges Total Expendiwres 0 7,534 0 0 0 65,000 20,000 130,000 0 5,012 8,443 4,764 0 77 ,546 28,443 134,764 32,254 (67,435) (8,000) (134,764) 0 0 0 0 32,254 (67,435) (8,000) (134,764) 66,699 (71,223) 72,491 72,322 (62,442) 0 0 62,442 $ 36,511 $ (138,658) $ 64,491 $ 0 EXCESS OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING USES Operatmg Transfers Out EXCESS OF REVENUES OVER (UNDER) EXPENDITURES AND OTHER USES FUND BALANCE (DEFICIT) - January 1 RESIDUAL EQUITY TRANSFERS FUND BALANCE (DEFICIT) - December 31 I I I I I I I I I I I I I I I I I I I I I I I 322 I I 323 I , 324 I I 325 I I 327 I I 341 I I 342 I GO GO 1993 GO 1988 1992 1992 Improvement 1993B Westwmd CIty Sewer and Sewer Refundmg & Refundmg Improvement 3rd Hall Water I Trunk Improvement Bond Bond UtilitIes Bond Revenue Bond Fund Fund Fund Fund Fund Fund Bonds I $ 8,520 $ 14,020 $ 0 $ 0 $ 0 $ 25,051 $ 0 58,775 7,755 90,285 268 0 0 0 0 0 0 0 0 0 11 800 I 4,446 0 7,305 1,019 927 86 0 71,741 21,775 97,590 1,287 927 25,137 11 800 I 0 568 0 0 0 0 0 30,000 15,000 85,000 80,000 45,000 15,000 75,000 I 12,255 2,888 16,023 1,956 1,204 5,970 3,169 42,255 18,456 101,023 81,956 46,204 20,970 78,169 I 29,486 3,319 (3,433) (80,669) ( 45,277) 4,167 (66369) 'I 0 0 0 0 0 0 0 29,486 3,319 (3,433) (80,669) (45,277) 4,167 ( 66,369) I 70,432 3,732 198,520 101,448 63,120 11,712 (41,460) 0 0 0 0 0 0 107,829 I $ 99,918 $ 7,051 $ 195,087 $ 20,779 $ 17,843 $ 15,879 $ 0 ( Contmued ) I I I I 47 I CITY OF ALBERTVILLE, MINNESOTA DEBT SERVICE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE Year Ended December 31, 1998 With Comparative Totals for the Year Ended December 31, 1997 (Contlnued) 351 I I 352 Tax Increment Fmance Bonds 1990 Tax Increment Fmance Bonds REVENUES General Property Taxes Special Assessments Charges for Services Miscellaneous - Interest Total Revenues $ o o o $ 64,934 o o 3,838 68,772 952 952 EXPENDITURES Miscellaneous - Interest Debt Service - Bond Pnnclpal Bond Interest and Fiscal Charges Total Expendltllres o o o o o 45,000 3,765 48,765 EXCESS OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Operatlng Transfers Out 952 20,007 o o FINANCING SOURCES OVER (UNDER) EXPENDITURES AND OTHER USES 952 20,007 73,712 o FUND BALANCE (DEFICIT) - January 1 RESIDUAL EQUITY TRANSFERS FUND BALANCE (DEFICIT) - December 31 $ 3,767 o 4,719 $ 93,719 I J 353 1996A G 0 TIF Bonds $ 10,851 13,062 o o 23,913 3,942 50,000 18,733 72,675 (48,762) o (48,762) (12,068) $ (60,830) 1998 $ 158,565 191,120 11,800 25,217 386,702 12,044 655,000 84,182 751,226 (364,524) o (364,524) 613,204 107,829 $ 356,509 Totals I I I I I I I I I I I I I I I I I I I 1997 $ 156,176 234,264 27,440 37,588 455,468 7,042 460,000 110,616 577,658 (122,190) o (163,704) (285,894 ) 899,098 o $ 613,204 48 I CITY OF ALBERTVILLE, MINNESOTA CAPITAL PROJECTS FUNDS COMBINING BALANCE SHEET December 31, 1998 WIth ComparatIve Totals for December 31, 1997 I I 400 403 406 410 421 1989 AlbertvIlle Barthal Closed Dramage TIF #6 IndustrIal CapItal Improvement Fraser TIF #10 Dnve & Projects Project Steel Mold-Tech 52nd Street ASSETS Cash and Investments $ 208,035 $ 5,814 $ 0 $ 0 $ 0 SpeCIal Assessments ReceIvable - Deferred 0 0 0 0 0 TOTAL ASSETS $ 208.035 $ 5.814 $ 0 $ 0 $ 0 LIABILITIES AND FUND BALANCE Llabllttles Cash Overdraft $ 0 $ 0 $ 25 $ 3,047 $ 9,820 Accounts Payable 0 0 0 0 0 Deferred Revenue 0 0 0 0 0 Total LIabIlItIes 0 0 25 3,047 9,820 Fund Balance Unreserved - DesIgnated for CapItal Outlay 208,035 5,814 0 0 0 Undeslgnated 0 0 g~~ i3,047~ i9,820) Total Fund Balance 208,035 5,814 3,047 9,820) TOTAL LIABILITIES AND FUND BALANCE $ 208.035 $ 5.814 $ 0 $ 0 $ 0 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I 49 CITY OF ALBERTVILLE, MINNESOTA CAPITAL PROJECTS FUNDS COMBINING BALANCE SHEET December 31, 1998 With Comparative Totals for December 31, 1997 (Contmued) 433 435 436 437 438 Cottages of Cedar Creek Albertv1l1e Industnal Mamtenance Cedar Creek TIP #7 Park BUlldmg The Meadows North ASSETS Cash and Investments $ 0 $ 0 $ 0 $ 13 $ 0 Special Assessments Receivable - Deferred 0 0 0 0 0 TOTAL ASSETS $ 0 $ 0 $ 0 $ 13 $ 0 LIABILITIES AND FUND BALANCE Llablltties Cash Overdraft $ 22,034 $ 2,481 $ 1,408 $ 0 $ 40,224 Accounts Payable 858 0 0 0 3,507 Deferred Revenue 0 0 0 0 0 Total Llablllties 22,892 2,481 1,408 0 43,731 Fund Balance Unreserved - DeSignated for Capital Outlay 0 0 0 13 0 Undeslgnated (22,892) ?,481~ ~1,408~ 0 (43,731) Total Fund Balance (22,892) 2,481 1,408 13 (43,731) TOTAL LIABILITIES AND FUND BALANCE $ 0 $ 0 $ 0 $ 13 $ 0 I I I I I I I I I I I I I I I I I I I I I I I I I I 439 440 441 442 443 444 Center Parkslde Secunty Barthal Bus Oaks 1 st Commercial Bank of Garage Karston Psyk's Totals AdditIon Parkslde Maple Lake TIP #9 Cove 7th AdditIon 1998 1997 $ 0 $ 0 $ 0 $ 0 $ 0 $ 0 $ 247,263 $ 268,615 0 0 0 0 0 0 46,400 52,200 $ 0 $ 0 $ 0 $ 0 $ 0 $ 0 $ 293,663 $ 320,815 $ 80,251 $ 2,441 $ 2,349 $ 5,399 $ 13,029 $ 161 $ 300,171 $ 156,593 636 0 0 0 825 7,217 43,230 50,684 0 0 0 0 0 0 46,400 52,200 80,887 2,441 2,349 5,399 13,854 7,378 389,801 259,477 0 0 0 0 217,076 234,992 ?,441~ ?,349~ ~5,399~ f,378~ (313,214~ (173,654) 2,441 2,349 5,399 7,378 (96,138 61,338 $ 0 $ 0 $ 0 $ 0 $ 0 $ 0 $ 293,663 $ 320,815 I I I I I I I I I I I I I 50 REVENUES Property Taxes SpecIal Assessments Charges for ServIces MIscellaneous Revenues - Interest Total Revenues EXPENDITURES Other CapItal Outlay - EngIneer Fees Legal Fees Other ProfessIOnal ServIces Land Construction ServIces Total ExpendItures EXCESS OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES OperatIng Transfers In I CITY OF ALBERTVILLE, MINNESOTA CAPITAL PROJECTS FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE Year Ended December 31, 1998 WIth ComparatIve Totals for the Year Ended December 31, 1997 I I I 400 403 406 410 421 1989 AlbertvIlle Barthel Closed Dramage TIF #6 Industnal CapItal Improvement Fraser TIF # 10 Dove & Projects Project Steel Mold-Tech 52nd Street $ 0 $ 0 $ 45,198 $ 0 $ 0 0 0 0 0 0 0 0 0 0 0 10,807 444 0 0 0 10,807 444 45,198 0 0 0 0 45,198 45 510 0 3,105 0 0 0 0 0 0 2,464 0 0 0 0 538 0 0 0 0 0 0 0 0 0 0 0 0 3,105 45,198 3,047 510 10,807 (2,661) 0 (3,047) (510) 0 0 0 0 0 I I I I I I I EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER (UNDER) EXPENDITURES FUND BALANCE (DEFICIT) - January 1 FUND BALANCE (DEFICIT) - December 31 10,807 197,228 $ 208,035 (2,661) 8,475 5,814 (3,047) o $ (3,047) (510) (9,310) $ (9,820) o I (25) (25) $ $ I I I I I I I I I I I 423 426 427 428 429 430 431 432&434 I Vetsch I Bnttany North NE Sewer CSAH Parkslde Custom Parkslde Kay Frontage Summerfield & Water 19/37 3rd CabInets 4th Estates Road Addition Extension AdditIon AddItion TIF #8 Addition I $ 0 $ 0 $ 0 $ 0 $ 0 $ 0 $ 0 $ 0 0 9,976 0 0 0 0 0 0 0 0 0 0 0 0 0 0 I 0 0 0 0 2,459 0 0 0 0 9,976 0 0 2,459 0 0 0 I 15 2,402 991 154 36 841 317 1,382 0 0 510 8,000 5,735 329 0 1,410 0 0 0 0 11,420 193 268 28 108 0 0 0 1,362 0 0 0 I 0 0 0 0 0 0 0 0 0 0 0 0 5,777 0 0 0 123 2,402 1,501 8,154 24,330 1,363 585 2,820 I (123 ) 7,574 (1,501) (8,154) (21,871) (1,363) (585) (2,820) I 0 0 0 0 0 0 0 0 I (123) 7,574 (1,501) (8,154) (21,871) (1,363) (585) (2,820) (195) (46,750) (17,862) (125) 25,085 (15,117) (5,601) (24,880) I $ (318) $ (39,176) $ (19,363) $ (8,279) $ 3,214 $ (16,480) $ (6,186) $ (27,700) I I I I I 51 I CITY OF ALBERTVILLE, MINNESOTA CAPITAL PROJECTS FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE Year Ended December 3 I, 1998 WIth Comparative Totals for the Year Ended December 31, 1997 (Contmued) 433 435 436 437 438 Cottages of Cedar Creek Albertvdle Industnal MaIntenance Cedar Creek TIF #7 Park BuddIng The Meadows North REVENUES Property Taxes $ 0 $ 0 $ 0 $ 0 $ 0 SpecIal Assessments 0 0 0 0 0 Charges for ServIces 0 0 0 0 8,500 MIscellaneous Revenues - Interest 0 0 0 84 0 Total Revenues 0 0 0 84 8,500 EXPENDITURES Other 1,132 129 73 2,769 704 CapItal Outlay - EngIneer Fees 461 0 0 0 36,783 Legal Fees 828 0 0 0 7,144 Other ProfessIonal ServIces 336 0 0 0 2,467 Land 0 0 0 0 0 Construction ServIces 0 0 0 0 0 Total ExpendItures 2,757 129 73 2,769 47,098 EXCESS OF REVENUES OVER (UNDER) EXPENDITURES (2,757) (129) (73) (2,685) (38,598) OTHER FINANCING SOURCES Bond Proceeds 0 0 0 0 0 EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER (UNDER) EXPENDITURES (2,757) (129) (73) (2,685) (38,598) FUND BALANCE (DEFICIT) - January 1 (20,135) (2,352) (1,335) 2,698 (5,133) FUND BALANCE (DEFICIT) - December 31 $ (22,892) $ (2A81) $ (I A08) $ 13 $ (43,731) I I I I I I I I I I I I I I I I I I I I I I I 439 440 441 442 443 444 I Center Parkslde Secunty Barthel Bus Oaks 1 st CommercIal Bank of Garage Karston Psyk's Totals AddItion Park Maple Lake TIF #9 Cove 7th AddItIOn 1998 1997 I $ 0 $ 0 $ 0 $ 0 $ 0 $ 0 $ 45,198 $ 50,205 0 0 0 0 0 0 9,976 11,533 0 0 0 0 5,200 2,350 16,050 27,100 I 0 0 0 0 0 16 13,810 29,757 0 0 0 0 5,200 2,366 85,034 118,595 I 2,397 72 93 255 48 0 59,563 53,664 53,714 192 623 0 14,031 7,346 132,239 102,472 2,271 2,558 688 2,141 3,988 1,953 35,944 62,652 674 988 1,082 0 987 445 8,987 18,840 I 0 0 0 0 0 0 0 220,692 0 0 0 0 0 0 5,777 247,889 59,056 3,810 2,486 2,396 19,054 9,744 242,510 706,209 I (59,056) (3,810) (2,486) (2,396) (13,854) (7,378) (157,476) (587,614) I 0 0 0 0 0 0 0 163,704 I (59,056) (3,810) (2,486) (2,396) (13,854) (7,378) (157,476) (423,910) (21,831) 1,369 137 (3,003) 0 0 61,338 485,248 $ (80,887) $ (2,441 ) $ (2,349) $ (5,399) $ (13,854) $ (7,378) $ (96,138) $ 61,338 I I I I I I 52 I CITY OF ALBERTVILLE, MINNESOTA ENTERPRISE FUNDS I I I I I I I I I I I I I I I I I I I Enterpnse Funds are estabhshed to account for the financIng of self-supportIng activIties of governmental unIts whIch render servIces on a user charge basIs to the general pubhc The most unIversal type of government enterpnse IS the pubhc utIhty engaged In the provIsIOn of such basIc servIces as water, electncIty, and natural gas SanItary sewer systems financed by user charges have also assumed the status of pubhc utIhty operatIOns In many urban areas, and many cIties have combIned water and sewer systems under the same management I CITY OF ALBERTVILLE, MINNESOTA I ENTERPRISE FUNDS I COMBINING BALANCE SHEET December 31, 1998 WIth ComparatIve Totals for December 31, 1997 I 601 I I 604 I Samtary Storm Totals ASSETS Sewer Water 1998 1997 CURRENT ASSETS I Cash and Cash EqUIvalents $ 0 $ 126,725 $ 126,725 $ 197,071 Due From Other Governments 0 83,333 83,333 0 Accounts ReceIvable 83,648 7,772 91,420 74,747 Total Current Assets 83,648 217,830 301,478 271,818 I FIXED ASSETS Land 190,269 0 190,269 190,269 I Sewer Plant and LInes 3,552,460 0 3,552,460 3,552,460 MachInery and EqUIpment 84,663 0 84,663 84,663 ConstructIon In Progress 41,006 0 41,006 0 I Total Cost 3,868,398 0 3,868,398 3,827,392 Less Accumulated DeprecIatIon (757,947) 0 (757,947) (680,991) Net FIXed Assets 3,110,451 0 3,110,451 3,146,401 I TOTAL ASSETS $ 3,194,099 $ 217,830 $ 3,411,929 $ 3,418,219 LIABILITIES AND FUND EQUITY I CURRENT LIABILITIES Cash Overdraft $ 35,340 $ 0 $ 35,340 $ 0 Accounts Payable 82 9,697 9,779 2,391 Current MatuntIes of Bonds Payable 59,496 0 59,496 57,568 I Total Current LIabIlItIes 94,918 9,697 104,615 59,959 LONG-TERM DEBT, LESS CURRENT PORTION I Bonds Payable 1,173,176 0 1,173,176 1,232,672 Total LIabIlItIes 1,268,094 9,697 1,277,791 1,292,631 I FUND EQUITY Contnbuted CapItal 1,868,608 0 1,868,608 1,868,608 RetaIned EarnIngs - I Reserved for OperatIng CapItal 97,894 0 97,894 94,354 Unreserved (40,497) 208,133 167,636 162,626 Total Fund EqUIty 1,926,005 208,133 2,134,138 2,125,588 I TOTAL LIABILITIES AND FUND EQUITY $ 3,194,099 $ 217,830 $ 3,411,929 $ 3,418,219 I I 53 I I I CITY OF ALBERTVILLE, MINNESOTA ENTERPRISE FUNDS I COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS Year Ended December 31, 1998 I WIth ComparatIve Totals for the Year Ended December 31, 1997 I 601 I l 604 SanItary Storm Totals I Sewer Water 1998 1997 OPERATING REVENUES Charges for ServIces $ 206,941 $ 53,638 $ 260,579 $ 233,849 I PenaltIes 3,131 319 3,450 3,948 Total OperatIng Revenues 210,072 53,957 264,029 237,797 I OPERATING EXPENSES Salanes and Benefits 7,073 0 7,073 0 RepaIrs and MaIntenance 6,018 10,421 16,439 13,792 I EngIneer Fees 0 2,842 2,842 3,657 Legal Fees 550 55 605 50 SupplIes 4,183 0 4,183 1,558 I ProfessIOnal ServIces 109,893 4,529 114,422 86,197 Insurance 1,797 0 1,797 4,319 DepreCIatIon 76,956 0 76,956 77,877 I MIscellaneous 252 0 252 554 Total OperatIng Expenses 206,722 17,847 224,569 188,004 OPERATING INCOME 3,350 36,110 39,460 49,793 I NON-OPERATING REVENUES (EXPENSES) I Interest Income 2,055 9,397 11,452 11,308 Interest Expense and FIscal Charges (42,362) 0 (42,362) (44,227) Total Non-OperatIng Revenues I (Expenses) (40,307) 9,397 (30,910) (32,919) NET INCOME (LOSS) (36,957) 45,507 8,550 16,874 I RETAINED EARNINGS - January 1 94,354 162,626 256,980 240,106 I RETAINED EARNINGS - December 31 $ 57,397 $ 208,133 $ 265,530 $ 256,980 I I 54 I CITY OF ALBERTVILLE, MINNESOTA ENTERPRISE FUNDS COMBINING STATEMENT OF CASH FLOWS Year Ended December 31, 1998 WIth Comparative Totals for the Year Ended December 31, 1997 CASH FLOWS FROM OPERATING ACTIVITIES OperatIng Income Adjustments to ReconcIle OperatIng Income to Net Cash ProvIded (Used) by OperatIng ActivIties Depreciation Change In Assets and LIabIlIties (Increase) In Accounts ReceIvable Increase (Decrease) In Accounts Payable Total Adjustments Samtary Storm Sewer Water $ 3,350 $ 36,110 76,956 0 (16,090) (83,916) (2,309) 9,697 58,557 (74,219) 61,907 (38,109) Net Cash ProVIded (Used) by OperatIng ActiVIties CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES PnncIpal Payments on Bonds Interest and FIscal Charges Paid on Bonds AcqUisItion of FlXed Assets Net Cash (Used) by CapItal and Related FInanCIng ActiVIties (57,568) 0 (42,362) 0 (41,006) 0 (140,936) 0 2,055 9,397 (76,974) (28,712) 41,634 155,437 $ (35,340) $ 126,725 CASH FLOWS FROM INVESTING ACTIVITIES Interest on Investments Net Increase (Decrease) In Cash and Cash EqUivalents Cash and Cash EqUivalents, January 1 Cash and Cash EqUivalents, December 31 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA GENERAL LONG-TERM DEBT ACCOUNT GROUP I I I I I I I I I I I I I I I I I I I General oblIgatIOn bonds and other forms of long-term debt supported by general revenues are oblIgatIOns of a governmental umt as a whole and not Its IndIVIdual constituent funds Moreover, the proceeds of such debt may be spent on facIlItIes which are utilIzed In the operatIOns of several funds F or these reasons the amount of unmatured, long-term Indebtedness WhICh IS backed by the full faith and credIt of the government should be recorded and accounted for In a separate self-balancIng group of accounts titled the "General Long-Term Debt Group of Accounts" ThIS debt group wIll Include, In addItion to conventIOnal general oblIgation bonds, time warrants and notes WhICh have a maturIty of more than one year from date of Issuance I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA STATEMENT OF GENERAL LONG-TERM DEBT December 31, 1998 and 1997 AMOUNT AVAILABLE AND TO BE PROVIDED FOR PAYMENT OF GENERAL LONG-TERM DEBT Amount AvaIlable m Debt ServIce Funds Amount to be ProvIded for Retirement of General Long-Term Debt 1998 1997 $ 356,509 $ 613,204 738,491 1,136,796 $ 1,095,000 $ 1,750,000 $ 0 $ 75,000 30,000 95,000 85,000 105,000 0 45,000 0 130,000 45,000 60,000 185,000 215,000 280,000 365,000 0 80,000 120,000 135,000 0 45,000 350,000 400,000 $ 1,095,000 $ 1,750,000 TOTAL AVAILABLE AND TO BE PROVIDED GENERAL LONG-TERM DEBT G 0 Sewer and Water Revenue Bonds of 1988 G 0 Advance Refundmg and Improvement Bond of 1988 G 0 Refundmg Bond of 1989 GO Tax Increment Bonds of 1990 G 0 Improvement Bond of 1990 G 0 Refundmg Improvement Bond of 1992 G 0 Improvement Bonds, Senes 1992A GO Improvement Refundmg Bonds, Senes 1993A G 0 Improvement Refundmg Bonds, Senes 1993B GO Improvement Refundmg Bonds, Senes 1993C GO Improvement Refundmg Bonds, Senes 1994A G 0 Tax Increment Bonds, Senes 1996A TOTAL GENERAL LONG-TERM DEBT 57 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA STATEMENT OF SOURCES AND USES OF PUBLIC FUNDS FOR ECONOMIC DEVELOPMENT DISTRICT NO 1 TAX INCREMENT FINANCING DISTRICT NO 5 December 31, 1998 (UnaudIted) Accounted Amended For m Pnor Current Amount Budget Budget Years Year Remammg Sources of Funds Bond Proceeds $ 253,147 653,147 $ 665,213 $ 75,785 $ (87,851) Excess Tax Increments 0 0 60,000 0 (60,000) SpecIal Assessments 0 0 0 13,062 (13,062) Tax Increments 0 0 456,532 0 (456,532) Interest Earnmgs 0 0 53,804 2,763 (56,567) Other 0 49,500 3,182 0 46,318 Total Sources of Funds 253,147 702,647 1,238,731 91,610 (627,694) Uses of Funds ConstructIOn and Improvements 196,856 396,856 425,665 5,777 (34,586) RtghtofWay 0 185,000 220,692 0 (35,692) AdmmtstratIve Costs 10,000 10,000 10,000 0 0 Legal Costs 3,161 3,161 57,190 11,420 (65,449) Engmeenng 30,098 55,098 44,754 8,840 1,504 Other ProfessIOnal ServIces 0 0 8,431 1,362 (9,793) TIF Consultants 6,984 6,984 0 0 6,984 Costs of Bond Issuance 6,048 30,048 32,002 0 (1,954) Contmgency 0 15,500 0 0 15,500 Bond Payments - PnncIpal 0 0 225,000 95,000 (320,000) Interest and FIscal Agent Fees 0 0 119,793 22,498 (142,291) Total Uses of Funds 253,147 702,647 1,143,527 144,897 (585,777) DIStnCt Balance $ 0 $ 0 $ 95,204 $ (53,287) $ (41,917) 58 CITY OF ALBERTVILLE, MINNESOTA STATEMENT OF SOURCES AND USES OF PUBLIC FUNDS FOR ECONOMIC DEVELOPMENT DISTRICT NO 1 TAX INCREMENT FINANCING DISTRICT NO 6 December 31, 1998 (UnaudIted) Accounted For m Pnor Current Amount Budget Years Year Remmmng Sources of Funds Bond Proceeds $ 329,933 $ 0 $ 0 $ 329,933 Tax Increments 0 202,451 45,198 (247,649) Total Sources of Funds 329,933 202,451 45,198 82,284 Uses of Funds Land AcqUISItIon 121,000 121,000 0 0 SIte Improvements 192,533 81,476 45,198 65,859 Legal Costs 2,900 0 0 2,900 Bond Counsel 2,000 0 0 2,000 TIP Consultant 2,500 0 0 2,500 FmancIal AdVIsor 3,000 0 0 3,000 CIty AdmImstratlOn 6,000 0 0 6,000 Total Uses of Funds 329,933 202,476 45,198 82,259 DIStnCt Balance $ 0 $ (25) $ 0 $ 25 I I I I I I I I I I I I I I I I I I 59 I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA STATEMENT OF SOURCES AND USES OF PUBLIC FUNDS FOR ECONOMIC DEVELOPMENT DISTRICT NO 1 TAX INCREMENT FINANCING DISTRICT NO 7 December 31, 1998 (UnaudIted) Accounted For m Pnor Current Amount Budget Years Year Rema1ll1ng Sources of Funds Developer Escrows $ 0 $ 1,850 $ 0 $ (1,850) Tax Increments 390,000 0 0 390,000 Total Sources of Funds 390,000 1,850 0 388,150 Uses of Funds Land AcqmsItIon 0 0 0 0 SIte Improvements 0 0 0 0 SOlI CorrectIOns 0 0 0 0 Parkmg 0 0 0 0 Sewer, Water, and Storm UtIhtIes 0 0 0 0 Engmeer Fees 0 8,239 461 (8,700) Legal Fees 0 12,785 828 (13,613) Other ProfeSSIOnal SefV1ces 0 961 336 (1,297) Unallocated 390,000 * 0 1,132 388,868 Total Uses of Funds 390,000 21,985 2,757 365,258 DIstnct Balance $ 0 $ (20,135) $ (2,757) $ 22,892 * The Tax Increment Fmancmg Plan for Tax Increment DIStnct No 7 adopted by the CIty CouncIl on May 20, 1997 does not mc1ude an allocatIOn of budgeted costs 60 CITY OF ALBERTVILLE, MINNESOTA STATEMENT OF SOURCES AND USES OF PUBLIC FUNDS FOR ECONOMIC DEVELOPMENT DISTRICT NO 1 TAX INCREMENT FINANCING DISTRICT NO 8 December 31, 1998 (UnaudIted) Accounted For m Pnor Current Amount Budget Years Year Remammg Sources of Funds Developer Escrows $ 0 $ 1,300 $ 0 $ (1,300) Tax Increments 75,000 0 0 75,000 Total Sources of Funds 75,000 1,300 0 73,700 Uses of Funds Land AcqUISItIon 0 0 0 0 SIte Improvements 0 0 0 0 SoIl CorrectIOns 0 0 0 0 Sewer, Water, and Storm UtIlItIes 0 0 0 0 Footmgs 0 0 0 0 Parkmg 0 0 0 0 Engmeer Fees 0 1,985 0 (1,985) Legal Fees 0 4,392 268 (4,660) Other ProfessIOnal ServIces 0 524 0 (524) Unallocated 75,000 * 0 317 74,683 Total Uses of Funds 75,000 6,901 585 67,514 DIStnct Balance $ 0 $ (5,601) $ (585) $ 6,186 * The Tax Increment Fmancmg Plan for Tax Increment DIStnCt No 8 adopted by the CIty CounCIl on May 20, 1997 does not mclude an allocation of budgeted costs 61 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA STATEMENT OF SOURCES AND USES OF PUBLIC FUNDS FOR ECONOMIC DEVELOPMENT DISTRICT NO 1 TAX INCREMENT FINANCING DISTRICT NO 9 December 31, 1998 (UnaudIted) Accounted For In Pnor Current Amount Budget Years Year RemaInIng Sources of Funds Developer Escrows $ 0 $ 900 $ 0 $ (900) Tax Increments 54,900 0 0 54,900 Total Sources of Funds 54,900 900 0 54,000 Uses of Funds Land AcqUISItion 0 0 0 0 SIte Improvements 0 0 0 0 SoIl Corrections 0 0 0 0 Sewer, Water, and Storm UtilIties 0 0 0 0 FootIngs 0 0 0 0 ParkIng 0 0 0 0 EngIneer Fees 0 291 0 (291 ) Legal Fees 0 3,187 2,141 (5,328) Other ProfeSSIOnal ServIces 0 425 0 (425) Unallocated 54,900 * 0 255 54,645 Total Uses of Funds 54,900 3,903 2,396 48,601 DIstnct Balance $ 0 $ (3,003) $ (2,396) $ 5,399 * The Tax Increment FInancIng Plan for Tax Increment DIStrict No 9 adopted by the CIty CounCIl on November 3, 1997 does not Include an allocatIOn of budgeted costs 62 63 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA INDEPENDENT AUDITORS' REPORT ON COMPLIANCE WITH MINNESOTA STATUTES March 3, 1999 Honorable Mayor and City CounCIl CIty of AlbertvIlle AlbertvIlle, MInnesota We have audited the general purpose financIal statements ofthe CIty of AlbertvIlle as of and for the year ended December 31, 1998, and have ISSUed our report thereon dated March 3, 1999 We conducted our audIt m accordance WIth generally accepted audIting standards and the provISIons of the Mmnesota Legal Complzance Audzt Guzde for Local Government, promulgated by the Legal Comphance Task Force pursuant to Mmnesota Statute Sec 6 65 Accordmgly, the audIt mcluded such tests of the accountmg records and such other audIting procedures as we conSIdered necessary m the CIrcumstances The Mmnesota Legal Complzance Audzt Guzde for Local Government covers five mam categones of comphance to be tested contractmg and bIddmg, depOSIts and mvestments, conflIcts of mterest, pubhc mdebtedness, and clmms and dIsbursements Our study mcluded all of the hsted categones The results of our tests mdIcate that for the Items tested the CIty comphed WIth the matenal terms and condItions of apphcable legal prOViSIons, except as descnbed on the followmg page Further, for the Items not tested, based on our audit and the procedures referred to above, nothmg came to our attention to mdIcate that the CIty had not comphed WIth such legal proVISIOns ThIS report IS mtended solely for the use ofthe CIty and should not be used for any other purpose ThIS restnctIOn IS not mtended to hmIt the dIstnbutIon of tills report, whICh IS a matter of pubhc record ~,~~/r#I KERN, DEWENTER, VIERE, L TD I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE, MINNESOTA FINDINGS ON COMPLIANCE WITH MINNESOTA STATUTES Year Ended December 31, 1998 CURRENT AND PRIOR YEAR FINDING Collateral Mmnesota Statutes Sec 118 Oland 118 10, provIde that all deposIts wIth finanCIal InstItutIOns must be collateralIzed In an amount equal to 110% of deposIts In excess of FDIC Insurance The deposIts of the CIty at December 31, 1998, were unsecured as follows 110% of DeposIts In Excess of FDIC at December 31, 1997 Market Value of Collateral at December 31, 1997 Unsecured State Bank of Rogers $ 558,617 $ 504,115 $ 54,502 We recommend the CIty momtor collateral to ensure proper collateralIzatIon 64