Loading...
2004 Audited Financial Statements I I I I I I I I I 1 I I I 1 1 1 I I I. CITY OF ALBERTVILLE Wright County, Minnesota TABLE OF CONTENTS ELECTED OFFICIALS AND ADMINISTRATION ...................................................... INDEPENDENT AUDITORS' REPORT ...... ............ .......... ............................................. MANAGEMENT'S DISCUSSION AND ANALYSIS ..................................................... BASIC FINANCIAL STATEMENTS: Government-Wide Financial Statements: Statement of Net Assets.................. ......................................... ........................................ Statement of Activities..................... ............................................................................... Fund Financial Statements: Balance Sheet - Governmental Funds ..... ....... ................ ........ ......................................... Reconciliation of the Balance Sheet of the Statement of Net Assets- Governmental Funds........................ .............................................. ............................... Reconciliation of the Statement of Net Assets - Business-Type Activities .................... Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds..................................................................................................... Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances to the Statement of Activities - Governmental Funds ......................... Reconciliation of the Revenues, Expenses and Changes in Net Assets - Business-Type Activities............. ................................................................................. Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual - General Fund... ..................... .................. ................ ......................... ........ Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual- Sewer Access Fund ................................................................................. Combining Statement of Net Assets - Proprietary Funds ............................................... Statement of Revenues, Expenses and Changes in Net Assets - Proprietary Funds....................................... ........................................................ ............................. Statement of Cash Flows - Proprietary Funds................................................................. Statement of Fiduciary Net Assets................................................................................... Notes to the Financial Statements. .......................... ............... ....... ................................. ....... SUPPLEMENTARY INFORMATION: Combining Balance Sheet - Nonmajor Governmental Funds............................................... Combining Statement of Revenues, Expenditures and Changes in Fund Balances - N onmajor Governmental Funds........... .............................................................................. AUDITORS' REPORT ON LEGAL COMPLIANCE .................................................... SCHEDULE OF FINDINGS ON LEGAL COMPLIANCE .......................................... 1 2 5 13 14 15 17 18 19 21 22 23 24 25 26 27 28 29 54 59 66 67 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota ELECTED OFFICIALS AND ADMINISTRATION December 31, 2004 Elected Officials Position Term Expires Don Peterson Mayor December 31, 2004 Tom Fay Council Member December 31, 2006 Ron Klecker Council Member December 31,2004 LeRoy Berning Council Member December 31, 2004 Dorothy Rich Council Member December 31, 2004 Administration Larry Kruse City Administrator Appointed 1 I I I I I I I I I I I I I I I I I I I KDV KERN. DEWENTER.VIERE INDEPENDENT AUDITORS' REPORT February 18,2005 Honorable Mayor and City Council City of Albertville Albertville, Minnesota We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund and the aggregate remaining fund information of the City of Albertville, Minnesota, as of and for the year ended December 31, 2004, which collectively comprise the City's basic financial statements as listed in the Table of Contents. These basic financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these basic financial statements based on our audit. We conducted our audit in accordance with U.S. generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. We did not audit the City's governmental-type land values due to lack of accurate records. We were unable to satisfy ourselves as to the historical costs of the City's land values by other audit procedures. In our opinion, except for the effect of such adjustments, if any, as might have been determined to be necessary had we been able to examine evidence regarding the historical cost value of the City's land assets, the basic financial statements referred to above present fairly, in all material respects, the financial position of the governmental activities, the business-type activities, each major fund and the aggregate remaining fund information of the City of Albertville, Minnesota, as of December 31, 2004, and the results of its operations and cash flows, where applicable, thereof and the budgetary comparison for the General Fund for the year then ended in conformity with U.S. generally accepted accounting principles. As described in Note l.D.9., the City has implemented a new financial reporting model, as required by the provisions of GASH Statement No. 34, Basic Financial Statements - and Management's Discussion and Analysis - for State and Local Governments as amended and interpreted, as of December 31,2004. 2 I I I I I I I I I I I I I I I I I I I ~DV KERN. DEWENTER.VIERE The Management's Discussion and Analysis on pages 5 through 11 is not a required part of the basic financial statements but is supplementary information required by the Governmental Accounting Standards Board. We have applied certain limited procedures, which consisted primarily of management inquiries regarding the methods of measurement and presentation of the supplementary information. However, we did not audit the information and express no opinion on it. Our audit was performed for the purpose of forming an opinion on the financial statements that collectively comprise the City's basic financial statements. The accompanying supplementary information identified in the Table of Contents is presented for purposes of additional analysis and is not a required part of the basic financial statements of the City. Such additional information has been subjected to the auditing procedures applied in our audit of the basic financial statements and, in our opinion, is fairly stated in all material respects in relation to the basic financial statements taken as a whole. K./A n- I D~we.11--+Ql, V u.-u I f...,+d. KERN, DEWENTER, VIERE, LTD. St. Cloud, Minnesota 3 (THIS PAGE LEFT BLANK INTENTIONALL Y.) I I I I I I I I I I I I I I I I I I 4 I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota MANAGEMENT'S DISCUSSION AND ANALYSIS December 31,2004 As management ofthe City of Albertville, we offer readers of the City of Albertville's financial statements this narrative overview and analysis of the financial activities of the City of Albertville for the fiscal year ended December 31, 2004. Comparative information is omitted this year because this is the first year the City of Albertville implemented GASB 34. Financial Highlights The assets of the City of Albertville exceeded its liabilities at the close of the most recent fiscal year by $31,226,962 (net assets). Ofthis amount, $5,004,022 (unrestricted net assets) may be used to meet the government's ongoing obligations to citizens and creditors. As ofthe close ofthe current fiscal year, the City of Albertville's governmental funds reported combined ending fund balances of$6,880,198. At the end of the current fiscal year, unreserved fund balance for the general fund was $1,222,944, or 61 % of total general funds' 2004 expenditures. Overview of the Financial Statements This discussion and analysis are intended to serve as an introduction to the City of Albertville's basic financial statements. The City of Albertville's basic financial statements comprise ofthree components: 1) government-wide financial statements, 2) funds financial statements, and 3) notes to the financials statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide financial statements. The government-wide financial statements are designated to provide readers with a broad overview of the City of Albertville's finances, in a manner similar to a private-sector business. There are two government-wide statements, the Statement of Net Assets and Statement of Activities. The statement of net assets presents information on all the City of Albertville's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position ofthe City of Albertville is improving or deteriorating. The statement of activities presents information showing how the government's net assets changed during the most recent fiscal year. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs; regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused vacation leave). 5 6 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota MANAGEMENT'S DISCUSSION AND ANALYSIS December 31,2004 Both of the government-wide financial statements distinguish functions of the City of Albertville that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City of Albertville include general government, public safety, public works, culture and recreation and economic development. The business-type activities of the City of Albertville include a Water, Sanitary Sewer and Storm Sewer distribution and/or operation. Fund financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of Albertville, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds ofthe City of Albertville can be divided into three categories: governmental funds, proprietary funds, and fiduciary funds. Governmental Funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflow and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government's near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and the government-wide perspective. The City of Albertville adopts an annual budget for its general fund. A budgetary comparison statement has been provided for the general fund to demonstrate compliance with this budget. Proprietary funds. The City of Albertville maintains three individual proprietary funds. Enterprise funds are used to report the same functions presented as business-type activities in government-wide financial statements. The City of Albertville uses enterprise funds to account for its Water, Sanitary Sewer and Storm Sewer distribution and operation. Fiduciary funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statement because the resources of those funds are not available to support the City of Albertville's own programs. The accounting used for fiduciary funds is much like that used for proprietary funds. I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota MANAGEMENT'S DISCUSSION AND ANALYSIS December 31, 2004 Notes to the financial statements. The notes provide additional information that is essential to a full understanding ofthe data provided in the government-wide and fund financial statements. Government-wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. In the case of the City of Albertville, assets exceeded liabilities by $31,226,962 at the close of the most recent fiscal year. By far the largest portion ofthe City of Albertville net assets (63 percent) reflects its investment in capital assets (e.g., land, buildings, machinery, and equipment) less any related debt used to acquire those assets that is still outstanding. The City of Albertville uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City of Albertville's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. City of Albertville Statement of Net Assets Governmental Business-Type Activities Activities Total 2004 2004 2004 Current Assets $4,780,686 $7,735,746 $12,516,432 Capital Assets $20,955,481 $7,909,981 $28,865,462 Total Assets $25,736,167 $15,645,727 $41,381,894 Current Liabilities $1,292,171 $511,043 $1,803,214 Non-current Liabilities $6,185,000 $2,166,718 $8,351,718 Total Liabilities $7,477,171 $2,677,761 $10,154,932 Net Assets: Invested in Capital Assets $14,185,481 $5,500,764 $19,686,245 Net of Related Debt Restricted Assets $2,189,395 $4,347,300 $6,536,695 Umestricted Assets $1,884,120 $3,119,902 $5,004,022 Total Net Assets $18,258,996 $12,967,966 $31,226,962 An additional portion ofthe City of Albertville's net assets (21 percent) represents resources that are subject to external restrictions on how they may be used. The remaining balance of umestricted net assets ($5,004,022) may be used to meet the government's ongoing obligations to citizens and creditors. 7 8 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota MANAGEMENT'S DISCUSSION AND ANALYSIS December 31, 2004 Change in Net Assets The increase in net assets occurs as a result of the City's revenues and transfers being more than its expenses for the year ended December 31, 2004. REVENUES Program Revenues - Charges for Services Operating Grants and Contributions Capital Grants and Contributions General Revenues - Taxes Aids and Payments from State Other Sources Governmental Business-type Activities Activities $ 932,579 2,140,346 64,227 576,846 110,877 1,692,979 29,192 97.067 94.637 Total Revenues $ 3.391.934 $ 2.345.860 $ 1,690,979 720,984 827,220 37,013 142,382 450,777 184,438 2,486 267 .894 $3.686.472 $ 637.701 $ -294,538 $ 1,708,159 $ 525,000 $ 525,000 $ 230,462 $ 1,183,159 $18.028,534 $11.784.807 $18.258.996 $12.967.966 EXPENSES General Government Public Safety Public Works Culture & Recreation Economic Development Sanitary Sewer Water Storm Sewer Interest on Long-Term Debt Total Expenses Change in Net Assets Before Transfers Transfers Change in Net Assets After Transfers Net Assets - Beginning Net Assets - Ending I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota MANAGEMENT'S DISCUSSION AND ANALYSIS December 31,2004 The net cost of governmental activities is their total costs less program revenues applicable to each category. Total Cost Net Cost of Services of Services Business- Business- Governmental type Governmental type General Government 1,690,979 (1,031,458) Public Safety 720,984 (595,196) Public Works 827,220 (245,196) Culture and Recreation 37,013 169,398 Economic Development 142,382 (142,382) Interest on Long Term Debt 267,894 (267,894) Sanitary Sewer 450,777 1,032,387 Water 184,438 487,533 Storm Sewer 2,486 93,602 Total Expense $3,686,472 $637,701 (2,112,820) 1,613,522 Financial Analysis of the Government's Funds As noted earlier, the City of Albertville uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental Activities. The focus of the City of Albertville's governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City of Albertville's financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. General Fund revenues increased 8 percent. The decreases in intergovernmental revenues (8%), licenses and permits (17%) were offset by increases in property taxes (13%), charges for services (159%) and miscellaneous revenue (125%). The General Fund expenses increased roughly 1 percent which has been consistent and for the most part, increases in expenses closely paralleled inflation and growth in the demand for servIces. As ofthe end ofthe current fiscal year, the City of Albertville's governmental funds reported combined ending fund balances of$6,880,198. Approximately $-295,789 constitutes unreserved undesignated fund balance. The remainder of the fund balance is reserved to indicate that it is not available for new spending because it has already been committed for a variety of purposes such as capital assets and debt service. 9 Other Financing Sources (Uses) (633,111) I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota MANAGEMENT'S DISCUSSION AND ANALYSIS December 31, 2004 The general fund is the chief operating fund of the City of Albertville. Table A-6 Revenues and Expenditures - Governmental Funds General Revenue 2,320,678 Special Revenue Funds: Sewer Access 947,749 Capital Project Funds: Closed Capital Projects CSAH 19 Widening Public Works Facility Prairie Run (1,038) 143,888 (7,796) (2,349) Other Non-major funds 923,033 Totals 4.324.165 Expenditures 2,005,118 337,116 1,378 1,837,289 1,555,253 1,518,403 7.254.557 Fund Balance Increase (Decrease) (317,551) (1,652,709) (704,960) (151,925) (490,079) o 142,510 2,097,968 252,883 o (1,557,602) 1,312,068 716,698 972.291 0.958.101) General Fund Budgetary Highlights Differences between the original budget and the final budget were relatively minor and can briefly summarized as follows: General Government increase of$87,219 was to add the finance department to the budget, scanning equipment, server and some miscellaneous items. The increase in Public Safety of$25,000 was for services provided and not budgeted. Of these increases they were to be funded out of building permit revenue, charges for services and developer fees. During the year, however, revenues exceeded budgetary estimates and expenditures were less than budgetary estimates thus resulting in a positive change in fund balance. Capital Assets and Debt Administration The City of Albertville's investment capital assets for its governmental and business type activities include land, buildings, systems, improvements, machinery, equipment, park facilities, roads and some miscellaneous items. 10 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota MANAGEMENT'S DISCUSSION AND ANALYSIS December 31,2004 Major Capital asset events during the current fiscal year included the following: New Public Works Facility During the current fiscal year, the government issued a general obligation bond to finance the new public works facility. At December 31, 2004 the City has $971,331 in commitments outstanding for capital expenditures. The City of Albertville maintains an "A3" rating. Economic Factors and Next Year's Budgets and Rates The City of Albertville expects to continue its residential and commercial growth at the same rate experienced the past couple of years. Capital Projects 2005-2006: Phase 3 of the Wastewater Treatment Facility City Hall Requests for Information The financial report is designed to provide a general overview ofthe City of Albertville's finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the City of Albertville, 5975 Main Ave NE, POBox 9, Albertville, MN 55301. 11 (THIS PAGE LEFT BLANK INTENTIONALLY.) I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I BASIC FINANCIAL STATEMENTS 12 I CITY OF ALBERTVILLE I Wri~ht County, Minnesota STATEMENT OF NET ASSETS I December 31, 2004 Governmental Business-Type Activities Activities Total I ASSETS: Current Assets: Cash and Investments (Including Cash Equivalents) $ 1,989,853 $ 7,200,048 $ 9,189,901 Cash in Trust 869,136 869,136 I Restricted Cash in Trust 86,908 86,908 Property Taxes Receivable - Delinquent 39,626 39,626 Special Assessments Receivable - Deferred 1,109,575 128,316 1,237,891 Special Assessments - Delinquent 93,433 93,433 I Accounts Receivable 481,008 273,183 754,191 Interest Receivable 18,271 18,271 Due from Other Governments 21,803 134,199 156,002 Notes Receivable 71,073 71,073 I Total Current Assets 4,780,686 7,735,746 12,516,432 Noncurrent Assets: Capital Assets: I Land 190,269 190,269 Construction in Progress 4,255,978 1,177,394 5,433,372 Sewer Plant and Lines 7,418,792 7,418,792 Water Mains 436,894 436,894 I Buildings 2,563,750 2,563,750 Infrastructure 19,316,608 19,316,608 Improvements Other than Buildings 450,000 450,000 Vehicles and Machinery 883,714 236,270 1,119,984 I Other Equipment 10,500 10,500 Less Accumulated Depreciation (6,525,069) (1,549,638) (8,074,707) Total Capital Assets, Net of Depreciation 20,955,481 7,909,981 28,865,462 Total Assets $ 25.736.167 $ 15.645.727 $ 41.381.894 I LIABILITIES AND NET ASSETS: Liabilities: I Current Liabilities: Accounts Payable $ 150,175 $ 22,249 $ 172,424 Contracts Payable 424,881 424,881 Accrued Salaries and Benefits Payable 6,744 2,696 9,440 I Compensated Absences 22,173 22,173 Due to Other Governments 243,599 243,599 Accrued Interest Payable 100,671 100,671 Deferred Revenue 2,527 2,527 I Current Bond Principal Payable 585,000 242,499 827,499 Total Current Liabilities 1,292,171 511,043 1,803,214 Noncurrent Liabilities: I Bond Principal Payable 6,770,000 2,409,217 9,179,217 Less Amounts Due Within One Year (585,000) (242,499) (827,499) Total Noncurrent Liabilities 6,185,000 2,166,718 8,351,718 Total Liabilities 7,477,171 2,677,761 10,154,932 I Net Assets: Invested in Capital Assets, Net of Related Debt 14,185,481 5,500,764 19,686,245 I Restricted for: Debt Service 1,233,351 1,233,351 Other Purposes 956,044 4,347,300 5,303,344 Unrestricted 1,884,120 3,119,902 5,004,022 Total Net Assets 18,258,996 12,967,966 31 ,226,962 I Total Liabilities and Net Assets $ 25.736.167 $ 15.645.727 $ 41.381.894 The Notes to the Financial Statements are an integral part of this statement. 13 I I I I I I I I I I r.il~ ...:l Q ...:l :l 5: 6 ~~ ~~ ...:l = < g r..u 0.... ;>o~ E-o 'j;; O~ I I I I I I r r ..,. Q 1:I'.l~ e:l.... E-ot"l .... I. ~.8 G ~ < ~ r..Q O"=' ~i r.ilr.il ~ I. r.il ~ E-o;>O < 41 t;S I. Q r.. 23 o 0 ::l '" ~.< ;> ..... QJ QJ I ~ ~z'" 0 --- c: a3 (1) ".= ~.- !:i ~'> ~ ~ .~ E- 'B 't~a:l < e:!-...<:: ..;u 0"0 Z ~ '" "0 !:i ] ~.g 'is. 23 .E ~ ~ .;:: u"'c o 0 u '" o ::l C '" ~ QIJ"O S o !:i ~ ._ ~.~ '" S .........0 o ~ .;:: o-"""c 000 8 u ~ (;j c ~ ~ :~ o ",p ;> 0 0< o ... <S '" '" 25 o ._ ~t ...<:: I:I'.l u ~ 8 ~ !:i .9 '0 !:i ::l """ (;j o E- lA lA lA , \0 , ..,. 00 \0. t-- VI , ~I , ~j lA O'IN\O' 00 VI 00 Mt--O 00 VI. VI lA N\O'_, '0\ MM - t'- -0..,. VI a\ r-:...o N. VI\O 0 M \0 N 0'1 lA ~ 0'1 ..,. 0 M N ""IN! t--OON-OOO'lt-- 0'1 0'1 NO MOO..,. <0 <:$ t--. t--. N. t-- \0 O'INNM..,.\OOO \Ot--OO -N\O -" ("f")" lA '" .~ :~ ~< ccO] o 0 E !:i ;';C .~~oS .,g a ~.9f-;' E :~~ g~~~ o~.Q"'~ooo <oo~"OOo-Jo ] 0 ~ ~ a.~ S (;j !:i]~o~Etlo ~o O:=:=::l g ~E- !:i.o.o'::: 0 0 0r3~~8~.s ;> o o t--MNN OOMON MVI\OVI N" t--. M" M. MOOO'\_ 0."" ~ t--MNN OOMON MVI\OVI N.t--.M ..... MOOO\_ q..,. ~ - t"-- I . t'-- t-- t-- 00 00 o. o. - - t-- - 00 \O~ oot--oo..,. NO'IOM N'....:\O.o t--t--O'I"" M \0 _ ....: N t-- 00 \OJ- t--MOOO t--""..,.t-- o. ..,.. N t--. VlOO M ..,.- \0 '" ~ :~ '0 < o ;,; ~ o '" .,p 1ZI :~ 8 '0 ~ ....~ < Q) Q) a:l 8,1:I'.l ~(;j ~B"'I:I'.l~ ~ 0- B E ~a~12 !:i1:l'.l:>1:I'.l '(';i ::l a:l '" o "'0 ".;:: a :~ ]'0 !:i< o 0 ~~ o . ;> '" o '" o 8 (;j .;:;; ..... ::l ~a:l 00 0'1 N 0'1" 0'1 ..,. 0'1..,. N 0..,. 0'1 "":::tt"--O\-O\_ -00-('1")("1"')0\ -.i' r-: 0\ <0 -. N. O'IO'INt--N_ "l - 0\... ,__ N..,. ~"'l M M -- ..,. 00 . 0'1" N N N "l M - \0. o N 00 N. - O'I""NOt--NON..,. ..,.t--O'I-VlOOO\OM -OO-Ml""--NO"":::tv) ..,." r-: a\ <0 ...0 00" on <:$ 00 O'IO'INt--N-NMN VI OOVlNO . . 00 N ~ ~ ~ ~ '" QIJ C .~ ~ ~ g '" 0 o !:i ;> ::l 0 0 ~E~ [; ti -a bD ~ ~ t ",!:i 1ZI ~ ~ -a ~ 5 ~ R .~ o ~ Q) t "0 0 <2 "'.- ::lE- E '" c2- ",< ~ c Q)"OQ)o~!:i""'a:l ~eg::(0'5o f!z, ~O-ot~E-E-!:i23 - g. >( 1;1 -:S 2 .;;: ~ ~ "'~"'O-' co'" t~.....1:I'.l -' !:i< C ~ ..... Q) ...<:: 0 o uz QIJ !:i :a !:i ~ '" v '" '" < v z N \0 0'1 \0 N N M lA \0 \0 0'1 t-- \0 0'1 N \0 0'1 0'1 00 VI N 00 lA c o E o g '" '" :s ..... o i i o .5 a ~ 23 !:i o E o l;j 00 (;j '0 a !:i ~ o -:S 12 '" o ~ o ~ 14 I CITY OF ALBERTVILLE I Wright County, Minnesota BALANCESHEET-GOVERNMENTALFUNDS I December 31,2004 Special Revenue Capital Projects I ~ 101 I I 204 ~ I 400 Sewer Closed I General Access Capital Projects ASSETS: Cash and Investments I (Including Cash Equivalents) $ 1,437,496 $ 4,218,984 $ Cash in Trust 866,637 Restricted Cash in Trust I Taxes Receivable - Delinquent 34,625 Special Assessments Receivable - Deferred 128,316 110,773 Special Assessments - Delinquent 90,904 I Accounts Receivable, Net of Allowance 475,757 Interest Receivable 18,271 Due from Other Governments 20,669 Notes Receivable I Total Assets $ 2.377.698 $ 4.347.300 $ 677,434 LIABILITIES AND FUND BALANCES: I Liabilities: Cash Overdraft $ $ $ 2,907,856 Accounts Payable 110,858 21,487 I Contracts Payable Accrued Salaries and Related Benefits 6,744 Deferred Revenue 37,152 128,316 201,677 I Total Liabilities 154,754 128,316 3,131,020 Fund Balances: I Reserved for Debt Service Funds Unreserved: I Designated: General Fund 1,000,000 Special Revenue Funds 1,525,000 I Debt Service Funds Capital Project Funds Undesignated: General Fund 1,222,944 I Special Revenue Funds 2,693,984 Debt Service Funds Capital Project Funds (2,453,586) I Total Fund Balances 2,222,944 4,218,984 (2,453,586) Total Liabilities and Fund Balances $ 2.377.698 $ 4.347.300 $ 677,434 I The Notes to the Financial Statements are an integral part of this statement. 15 I I I I I Capital Projects I 465 I , 466 I , 473 Other Total I CSAH 19 Public Works Governmental Governmental Widening Facility Prairie Run Funds Funds I $ 1,760,587 $ 198,342 $ $ 3,670,237 $ 11,285,646 2,499 869,136 86,908 86,908 I 5,001 39,626 365,289 633,513 1,237,891 2,529 93,433 I 5,251 481,008 18,271 1,134 21,803 I 71,073 71,073 $ 2,125,876 $ 198,342 $ $ 4,478,145 $ 14,204,795 I $ $ $ 1,165,647 $ 1,215,837 $ 5,289,340 I 5,953 20,784 159,082 7,543 391,955 25,383 424,881 6,744 I 365,289 712,116 1,444,550 365,289 13,496 1,557,602 1,974,120 7,324,597 I 1,334,022 1,334,022 I 1,000,000 1,238,442 2,763,442 I 79,636 79,636 1,760,587 184,846 53,454 1,998,887 I 1,222,944 1,028,238 3,722,222 (77,171) (77,171) I (1,557,602) (1,152,596) (5,163,784) 1,760,587 184,846 (1,557,602) 2,504,025 6,880,198 I $ 2,125,876 $ 198,342 $ $ 4,478,145 $ 14,204,795 I 16 CITY OF ALBERTVILLE Wright County, Minnesota RECONCILIATION OF THE BALANCE SHEET TO THE STATEMENT OF NET ASSETS - GOVERNMENTAL FUNDS December 31, 2004 Total Fund Balances - Governmental Funds Amounts reported for governmental activities in the Statement of Net Assets are different because: Capital assets used in governmental activities are not financial resources and therefore are not reported as assets in governmental funds. Cost of Capital Assets Less Accumulated Depreciation Long-term liabilities, including bonds payable, are not due and payable in the current period and therefore are not reported as liabilities in the funds. Long-term liabilities at year-end consist of: Bond Principal Payable Compensated Absences Payable Delinquent receivables will be collected this year, but are not available soon enough to pay for the current period's expenditures and therefore are deferred in the funds. Delinquent Property Taxes Delinquent Special Assessments Deferred receivables are not available to pay for current expenditures and therefore are deferred in the funds. Deferred Special Assessments Receivable Notes Receivable Sewer Access Special Revenue Fund is proprietary in nature, and therefore reported in the Business-Type Activities on the Statement of Net Assets. The Wastewater Treatment Facility Capital Project Fund is proprietary in nature and relates to the Sanitary Sewer Fund. Therefore, it is included as a business-type activity. Governmental funds do not report a liability for accrued interest until due and payable. Total Net Assets - Governmental Activities The Notes to the Financial Statements are an integral part ofthis statement. $ 6,880,198 I I I I I I I I I I I I I I I I I I I 27,480,550 (6,525,069) (6,770,000) (22,173) 39,626 93,433 1,109,575 71,073 (4,218,984) 221,438 (100,671) $ 18.258.996 17 I I I I I Total Fund Net Assets - Business-Type Activities I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota RECONCILIATION OF THE STATEMENT OF NET ASSETS - BUSINESS-TYPE ACTIVITIES December 31, 2004 Amounts reported for governmental activities in the Statement of Net Assets are different because: The Sewer Access Special Revenue Fund is proprietary in nature and relates to the sewer access charges for the Sanitary Sewer Fund. Therefore, it is included as a business-type activity. The Sewer Access Special Revenue Fund recorded deferred special assessments receivable. In the fund statements, deferred special assessments are not available in the current period and therefore are deferred in the funds. This revenue is recognized when earned as a business-type activity. The Wastewater Treatment Facility Capital Project Fund is proprietary in nature and relates to the Sanitary Sewer Fund. Therefore, it is included as a business-type activity. The Wastewater Treatment Facility Capital Project Fund expenditures are construction in progress assets and are capitalized. Total Net Assets - Business-Type Activities The Notes to the Financial Statements are an integral part of this statement. $ 8,620,666 4,218,984 128,316 (221,438) 221,438 $ 12.967.966 18 I CITY OF ALBERTVILLE I Wright County, Minnesota STATEMENT OF REVENUES, EXPENDITURES AND I CHANGES IN FUND BALANCES-GOVERNMENTAL FUNDS For the Year Ended December 31, 2004 Special Revenue Capital Project I 101 II 204 II 400 II 465 I Sewer Closed Capital CSAH 19 General Access Projects Widening REVENUES: Taxes $ 1,409,832 $ $ $ I Special Assessments 25,665 69,049 Licenses and Permits 572,230 Intergovernmental 89,689 Charges for Services 145,171 877,171 20,722 I Fines and Forfeitures 2,500 Miscellaneous 101,256 70,578 (47,425) 74,839 Total Revenues 2,320,678 947,749 (1,038) 143,888 EXPENDITURES: I Current: General Government: Current 611,495 I Capital Outlay 70,779 Public Safety: Current 669,509 I Capital Outlay 7,278 Public Works: Current 404,311 Capital Outlay 3,256 I Culture and Recreation: Current 120,081 Capital Outlay 38,059 Economic Development: I Current 41,136 Capital Outlay 11,647 Debt Service 27,567 Capital Outlay 337,116 1,378 I Total Expenditures 2,005,118 337,116 1,378 Excess (Deficiency) of Revenues Over (Under) Expenditures 315,560 947,749 (338,154) 142,510 I OTHER FINANCING SOURCES (USES): Bond Proceeds Transfers In I Transfers Out (633,111) (1,652,709) (151,925) Total Other Financing Sources (Uses) (633,111 ) (1,652,709) (151,925) Excess (Deficiency) of Revenues Over (Under) I Expenditures and Other Financing Sources (Uses) (317,551) (704,960) (490,079) 142,510 FUND BALANCE: I Beginning of Year, As Previously Reported 2,540,495 4,923,944 (1,963,507) 1,618,077 Prior Period Adjustment Beginning of Year, As Restated 2,540,495 4,923,944 (1,963,507) 1,618,077 I Ending of Year $ 2,222.944 $ 4.218.984 $ (2,453,586) $ 1.760,587 The Notes to the Financial Statements are an integral part of this statement. 19 I CITY OF ALBERTVILLE WriKht County, Minnesota RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES TO THE STATEMENT OF ACTIVITIES - GOVERNMENTAL FUNDS For the Year Ended December 31, 2004 Total Net Change in Fund Balances - Governmental Funds $ (1,958,101) Amounts reported for governmental activities in the Statement of Activities are different because: Governmental funds report capital outlays as expenditures. However, in the Statement of Activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. Capital Outlays Depreciation Expense 4,002,921 (894,885) Principal payments on long-term debt are recognized as expenditures in the governmental funds but as an increase in net assets on the Statement of Activities. 273,829 Compensated absences are recognized as paid in the governmental funds but recognized as the expense is incurred in the Statement of Activities. (4,533) Interest payments on long-term debt in the Statement of Activities differs from the amount reported in the governmental funds because interest is recognized as an expenditure in the funds when it is due, and thus requires the use of current resources. In the Statement of Activities, however, interest expense is recognized as the interest accrues, regardless of when it is due. (30,685) Proceeds from long-term debt are recognized as another financing source in the governmental funds but as a decrease in net assets on the Statement of Activities. (2,100,000) Delinquent receivables will be collected this year, but are not available soon enough to pay for the current period's expenditures, and therefore are not revenues in the funds. Delinquent Special Assessments Delinquent Property Taxes (4,271) 1,799 Certain revenues in the Statement of Activities that do not provide current financial resources are not reported as revenues in the funds. Deferred Special Assessments Notes Receivab]e 3],7]5 (13,725) 704,960 22],438 $ 230,462 21 Sewer Access Special Revenue Fund is proprietary in nature and therefore is reported with business-type activities. Wastewater Facility Capital Project Fund is proprietary in nature and therefore is reported with business-type activities. Change in Net Assets - Governmental Activities The Notes to the Financia] Statements are an integral part of this statement. I I I I I I I I I I I I I I I I I I I I I I I ,I Total Net Income in Fund Net Assets - Business-Type Activities I ,I I I I I I I I I I I' I I CITY OF ALBERTVILLE Wright County, Minnesota RECONCILIATION OF THE REVENUES, EXPENSES AND CHANGES IN NET ASSETS - BUSINESS-TYPE ACTIVITIES For the Year Ended December 31, 2004 Amounts reported for governmental activities in the Statement of Activities are different because: Recognize current year activity from the Sewer Access Special Revenue Fund with the business-type activities. Deferred special assessments from the Sewer Access Special Revenue Fund are not available in the current period and therefore are deferred in the Funds. Change in Net Assets - Business-Type Activities The Notes to the Financial Statements are an integral part of this statement. $ 1,790,803 (704,960) 97,316 $ 1,183.159 22 I CITY OF ALBERTVILLE I Wright County, Minnesota STATEMENT OF REVENUES, EXPENDITURES AND I CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - GENERAL FUND I For the Year Ended December 31, 2004 Variance with I, Budgeted Amounts Final Budget - 'I Actual Positive Original Final Amounts (Negative) REVENUES: I, Taxes $ 1,440,922 $ 1,440,922 $ 1,409,832 $ (31,090) Licenses and Permits 544,250 606,469 572,230 (34,239) Intergovernmental Revenue 44,000 44,000 89,689 45,689 I Charges for Services 53,500 103,500 145,171 41,671 Fines and Forfeitures 100 100 2,500 2,400 Miscellaneous 75,000 75,000 101,256 26,256 I Total Revenues 2,157,772 2,269,991 2,320,678 50,687 EXPENDITURES: I Current: General Government 772,650 859,869 682,274 177,595 Public Safety 653,288 678,288 676,787 1,501 I Public Works 495,861 495,861 407,567 88,294 Culture and Recreation 194,853 194,853 158,140 36,713 I Economic Development 13,120 13,120 52,783 (39,663) Debt Service 28,000 28,000 27,567 433 Total Expenditures 2,157,772 2,269,991 2,005,118 264,873 I Excess of Revenues Over Expenditures 315,560 315,560 I OTHER FINANCING USE: Transfers Out (633,111) (633,111) I Deficiency of Revenues Under I Expenditures and Other Financing Use $ $ (317,551 ) $ (317,551) FUND BALANCE: 'I Beginning of Year 2,540,495 Ending of Year $ 2,222,944 I The Notes to the Financial Statements are an integral part of this statement. 23 I I I I I I I REVENUES: I Charges for Services . Miscellaneous Total Revenues I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota STATEMENT OF REVENUES, EXPENDITURES AND IN FUND BALANCE - BUDGET AND ACTUAL - SEWER ACCESS FUND For the Year Ended December 31,2004 Budgeted Amounts Original Final $ $ OTHER FINANCING USES: Transfers Out Total Other Financing Uses Deficiency of Revenues Under Other Financing Uses $ $ FUND BALANCE: Beginning of Year End of Year The Notes to the Financial Statements are an integral part of this statement. Actual Amounts $ 877,171 70,578 947,749 (1,652,709) (1,652,709) (704,960) 4,923,944 $ 4,218,984 Variance with Final Budget - Positive (Negative) $ 877,171 70,578 947,749 (1,652,709) (1,652,709) $ (704,960) 24 I CITY OF ALBERTVILLE I Wri~ht County, Minnesota COMBINING STATEMENT OF NET ASSETS- I PROPRIETARY FUNDS December 31, 2004 I I 601 ~ I 602 ~ I 603 I Sanitary Storm Sewer Water Sewer Total ASSETS: I Current Assets: Cash and Investments (Including Cash Equivalents) $ 585,454 $ 2,087,120 $ 521,021 $ 3,193,595 I Accounts Receivable 119,211 142,575 11,397 273,183 Due from Other Governments 23,131 26,176 84,892 134,199 Total Current Assets 727,796 2,255,871 617,310 3,600,977 I Noncurrent Assets: Capital Assets: I Land 190,269 190,269 Sewer Plant and Lines 7,418,792 7,418,792 Water Main 436,894 436,894 Machinery and Equipment 193,560 42,710 236,270 I Construction in Progress 424,533 315,867 215,556 955,956 Total Capital Assets 8,227,154 795,471 215,556 9,238,181 Less Accumulated Depreciation (1,485,912) (63,726) ( 1,549,638) I Net Capital Assets 6,741,242 731,745 215,556 7,688,543 Total Assets $ 7,469,038 $ 2,987,616 $ 832,866 $ 11,289.520 I LIABILITIES AND FUND EQUITY: Current Liabilities: I Accounts Payable $ 4,982 $ 7,286 $ 1,074 $ 13,342 Due to Other Governments 243,599 243,599 Accrued Salaries and Related Benefits 1,348 1,348 2,696 I Bonds Payable 242,499 242,499 Total Current Liabilities 248,829 252,233 1,074 502,136 Noncurrent Liabilities: I Bonds Payable 2,166,718 2,166,718 Total Liabilities 2,415,547 252,233 1,074 2,668,854 I Net Assets: Invested in Capital Assets, I Net of Related Debt 4,332,025 731,745 215,556 5,279,326 Unrestricted 721,466 2,003,638 616,236 3,341,340 Total Net Assets 5,053,491 2,735,383 831,792 8,620,666 I Total Liabilities and Net Assets $ 7.469,038 $ 2,987 ,616 $ 832,866 $ 11,289.520 The Notes to the Financial Statements are an integral part of this statement. 25 I I I CITY OF ALBERTVILLE Wright County, Minnesota I STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS - PROPRIETARY FUNDS I For the Year Ended December 31,2004 , 601 , I 602 II 603 I Sanitary Storm Sewer Water Sewer Totals OPERATING REVENUES: I Charges for Services $ 488,416 $ 133,106 $ 86,719 $ 708,241 Penalties and Interest 7,229 24,298 9,369 40,896 Trunk Charges 92,622 92,622 Availability Charges 387,063 387,063 I Total Operating Revenues 495,645 637,089 96,088 1,228,822 OPERATING EXPENSES: I Wages, Salaries and Compensation 67,859 62,473 130,332 Materials and Supplies 36,049 7,389 43,438 Utilities 36,600 36,600 Repairs and Maintenance 9,723 28,421 1,073 39,217 I Insurance 9,000 750 9,750 Depreciation 165,633 15,932 181,565 Equipment 9,808 9,808 I Professional Services 640 1,413 2,053 Miscellaneous 1,125 1,405 2,530 Total Operating Expenses 335,797 117,010 2,486 455,293 I Operating Income 159,848 520,079 93,602 773,529 NONOPERATING REVENUES (EXPENSE): I Bond Interest and Fiscal Charges (114,980) (114,980) Meter Sales 33,100 33,100 Meter Purchases (67,428) (67,428) I Special Assessments 12,970 12,970 Investment Income (Expense) (9,305) 26,506 6,858 24,059 Miscellaneous 62 1,782 1,844 Total Nonoperating Revenues (Expense) (111 ,253) (6,040) 6,858 (110,435) I Net Income Before Transfers 48,595 514,039 100,460 663,094 I OTHER FINANCING SOURCES: Transfers In 1,127,709 1,127,709 Net Income Plus Other Financing Sources 1,176,304 514,039 100,460 1,790,803 I Net Assets - January 1, As Previously Reported 6,268,423 2,221,344 731,332 9,221,099 I Prior Period Adjustment (2,391,236) (2,391,236) Net Assets, January 1, As Restated 3,877,187 2,221,344 731,332 6,829,863 I Net Assets - December 31 $ 5,053,491 $ 2,735,383 $ 831,792 $ 8,620,666 I The Notes to the Financial Statements are an integral part of this statement. 26 I CITY OF ALBERTVILLE I Wri~ht County, Minnesota STATEMENT OF CASH FLOWS - PROPRIETARY FUNDS I For the Year Ended December 31, 2004 ~ 601 II 602 l I 603 I Sanitary Storm Sewer Water Water Totals I CASH FLOWS - OPERATING ACTIVITIES: Receipts from Customers and Users $ 496,689 $ 436,482 $ 100,715 $ 1,033,886 Payments to Suppliers (102,489) 210,757 (1,412) 106,856 Payments to Employees (66,511) (61,125) (127,636) I Net Cash Flows - Operating Activities 327,689 586,114 99,303 1,013,106 CASH FLOWS - NONCAPITAL FINANCING ACTIVITIES: I Transfer from Other Funds 1,127,709 1,127,709 CASH FLOWS - CAPITAL AND RELATED FINANCING ACTIVITIES: I Bond Principal Payments (435,151) (435,151) Bond Interest and Fiscal Agent Fees (114,980) (114,980) Purchases of Water Meters 33,100 33,100 I Sales of Water Meters (67,428) (67,428) Special Assessments 12,970 12,970 Other Miscellaneous Receipts 62 1,782 1,844 I Net Cash Flows - Capital and Related Financing Activities (537,099) (32,546) (569,645) CASH FLOWS - NONOPERATING ACTIVITIES: Interest and Dividends (9,305) 26,506 6,858 24,059 I Net Change in Cash and Cash Equivalents 908,994 580,074 106,161 1,595,229 Cash and Cash Equivalents, January 1, As Previously Reported 137,696 1,507,046 414,860 2,059,602 I Prior Period Adjustment (461,236) (461,236) Cash and Cash Equivalents, January 1, As Restated (323,540) 1,507,046 414,860 1 ,598,366 I Cash and Cash Equivalents, December 31 $ 585.454 $ 2.087.120 $ 521.021 $ 3.193.595 I RECONCILIATION OF OPERATING INCOME TO NET CASH FLOWS - OPERATING ACTIVITIES: Operating Income $ 159,848 $ 520,079 $ 93,602 $ 773,529 I Adjustments to Reconcile Operating Income to Net Cash Flows - Operating Activities: Depreciation Expense 165,633 15,932 181,565 I Change in Accounts Receivable 606 (20,375) 4,053 (15,716) Change in Due from Other Governments 438 9,218 574 10,230 Change in Accounts Payable (184) 5,763 1,074 6,653 Change in Due to Other Governments 54,149 54,149 I Change in Accrued Salaries and Related Benefits 1,348 1,348 2,696 Total Adjustments 167,841 66,035 5,701 239,577 Net Cash Flows - Operating Activities $ 327.689 $ 586.1 14 $ 99.303 $ 1.013.106 I The Notes to the Financial Statements are an integral part of this statement. 27 I I I I I I ASSETS: Cash and Investments: Landscaping Escrow I LIABILITIES: I Accounts Payable: Landscaping Escrow I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota STATEMENT OF FIDUCIARY NET ASSETS December 31, 2004 Agency Fund $ 124,417 $ 124,417 The Notes to the Financial Statements are an integral part of this statement. 28 CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31,2004 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. Reporting Entity The City of Albertville is a statutory city governed by an elected mayor and four council members. The accompanying financial statements present the government entities for which the government is considered to be financially accountable. The financial statements present the City and its component units. The City includes all funds, account groups, organizations, institutions, agencies, departments and offices that are not legally separate from such. Component units are legally separate organizations for which the elected officials of the City are financially accountable and are included within the basic financial statements of the City because of the significance of their operational or financial relationships with the City. The City is considered financially accountable for a component unit if it appoints a voting majority of the organization's governing body and it is able to impose its will on the organization by significantly influencing the programs, projects, activities or level of services performed or provided by the organization, or there is a potential for the organization to provide specific financial benefits to or impose specific financial burdens on, the City. As a result of applying the component unit definition criteria above, certain organizations have been defined in accordance with GASB Statement No. 14 and are presented in this report as follows: Blended Component Units - Reported as if they were part ofthe City. Joint Ventures and Jointly Governed Organizations - The relationship of the City with the entity is disclosed. For each of the categories above, the specific entities are identified as follows: 1. Joint Ventures and Jointly Governed Organizations: Joint Powers Board Water Fund In 1977, the City of Albertville entered into an agreement with the Cities of St. Michael and Hanover and Frankfort Township to construct a water system under a grantbond arrangement with the United States Economic Development Administration (EDA). Water Revenue Bonds were issued in the name of the City of Albertville and purchased by EDA. The Joint Powers Board remits the annual bond and interest payment to the City of Albertville which, in turn, remits the payment to EDA. 29 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31; 2004 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. Reporting Entity (Continued) 1. Joint Ventures and Jointly Governed Organizations: (Continued) Joint Powers Board Water Fund (Continued) The Joint Powers Agreement states in the event the Joint Powers Board Water Fund does not generate sufficient revenue to pay operating costs and principal and interest on bonds, the participants agree to contribute from their General Fund an amount sufficient to pay for such deficiency. At the time ofthe original Agreement, each City and Town was to contribute 25% of the required amount. In 1996, Frankfort Township was annexed into the Cities ofSt. Michael, Albertville and Otsego and no longer exists as a township. Therefore, the City of Albertville is now required to contribute one-third of any potential deficiencies of the Joint Powers Board. A summary of the financial information of the Joint Powers Board Water Fund for the year ended December 31, 2004 is: Total Assets $ 16,163,108 $ 6,176,036 9,987,072 Total Liabilities Total Net Assets Total Liabilities and Net Assets $ 16,163,108 $ 1,464,292 926,888 535,620 Operating Revenue Operating Expense Other Income and Expense Change in Net Assets $ 1,073,024 Financial statements for the Joint Powers Board Water Fund may be obtained at Albertville City Hall. St. Michael- Albertville Ice Arena (STMA Arena) In 1996 and 1997, the City of Albertville entered into a Joint Powers Agreement with the City of St. Michael and Independent School District No. 885, St. Michael-Albertville, for construction and maintenance of a qualified ice arena. In addition, the City received notice in 1996 of being selected as a Mighty Ducks grant recipient to help fund the cost of the arena. The arena was constructed with the Mighty Ducks grant funds, donations and contributions by the Cities of St. Michael and Albertville and Independent School District No. 885. 30 CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31, 2004 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. Reporting Entity (Continued) 1. Joint Ventures and Jointly Governed Organizations: (Continued) St. Michael- Albertville Ice Arena (STMA Arena) (Continued) The Joint Powers Agreement states the City of Albertville is to execute a revenue note in the amount of$ 133,333, which will be paid back with funds available from the operation of the ice arena. The total amount of the revenue note is to be $ 400,000, of which each participant is one-third responsible. If funds are deficient, the City must pay one-third of the amount necessary to make up the shortage. In addition, the City must allocate an amount sufficient to pay one-third of any projected shortfall in annual revenues available for the operation and maintenance of the ice arena. During 1998, the City of Albertville contributed the required $ 133,333 toward the ice arena. In addition, in 1998 the City's Storm Water Enterprise Fund provided the ice arena with a short-term loan in the amount of $ 83,333. In 2004,2003 and 2002, the City did not make any contributions nor receive any payments on the loan. A summary of the financial information of the STMA Arena for the year ended June 30, 2003 IS: Total Assets $ 828,081 $ 681,688 146,393 $ 828,081 Total Liabilities Total Net Assets Total Liabilities and Equity Total Revenues Operating Expenses Other Income (Expense) $ 198,747 213,242 190 Change in Net Assets $ (14,305) Financial statements for the STMA Arena may be obtained at Albertville City Hall. 31 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31,2004 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES B. Government-Wide and Fund Financial Statements The government-wide financial statements (i.e., the Statement of Net Assets and the Statement of Changes in Net Assets) report information on all of the nonfiduciary activities of the City. The fiduciary funds are only reported in the Statement of Fiduciary Net Assets at the fund financial statement level. For the most part, the effect ofinterfund activity has been removed from these Statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The Statement of Activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Interest on general long-term debt is considered an indirect expense and is reported separately on the Statement of Activities. Program revenues include 1) charges to customers or applicants who purchase, use or directly benefit from goods, services or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for governm~ntal funds and proprietary funds. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. The Agency Fund is presented in the fiduciary fund financial statements. Since, by definition, these assets are being held for the benefit of a third party (other local governments, private parties, etc.) and cannot be used to address activities or obligations ofthe City, these Funds are not incorporated into the government-wide statements. C. Measurement Focus, Basis of Accounting and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. 32 CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31, 2004 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES C. Measurement Focus, Basis of Accounting and Financial Statement Presentation (Continued) Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise taxes, licenses and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the government. Description of Funds: Major Governmental Funds: General Fund - The General Fund is the government's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. Sewer Access Special Revenue Fund - This Fund accounts for the resources accumulated from sewer availability charges collected by the City. Closed Capital Project Fund - This Fund accounts for costs associated with replacement of the City's utility and road systems. It also covers minor costs for project funds closed and completed. CSAH 19 Widening Capital Project Fund - This Fund accounts for the resources accumulated and payments made for the widening of CSAH 19. Public Works Facility Capital Project Fund - This Fund accounts for the resources and payments made for the construction of the public works facility. Prairie Run Capital Project Fund - This Fund accounts for the resources and payments made for construction of public improvements at the Prairie Run Development. 33 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31,2004 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES C. Measurement Focus, Basis of Accounting and Financial Statement Presentation (Continued) Description of Funds: (Continued) Major Proprietary Funds: Sanitary Sewer Fund - This Fund accounts for the operations of the City's sanitary sewer utility. Water Fund - The Water Fund accounts for the operations of the City's water utility. Storm Sewer Fund - The Storm Sewer Fund accounts for the activities of the government's storm drainage operations. Fiduciary Fund: Agency Fund - This Fund accounts for escrow deposits held by the City in a strictly custodial capacity. Private-sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed in both the government-wide and proprietary fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private-sector guidance for their business-type activities and enterprise funds, subject to this same limitation. The government has elected not to follow subsequent private-sector guidance. As a general rule, the effect ofinterfund activity has been eliminated from the government- wide financial statements. Exceptions to this general rule are charges between the government's sanitary sewer function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported as program revenues include I) charges to customers or applicants for goods, services or privileges provided, 2) operating grants and contributions and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the Sanitary Sewer Enterprise Fund and the Storm Drainage Enterprise Fund are charges to customers for sales and services. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. 34 CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31, 2004 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES C. Measurement Focus, Basis of Accounting and Financial Statement Presentation (Continued) When both restricted and unrestricted resources are available for use, it is the government's policy to use restricted resources first, then unrestricted resources as they are needed. D. Assets, Liabilities and Net Assets or Equity 1. Deposits and Investments The government's cash and cash equivalents are considered to be cash on hand, demand deposits and short-term investments with original maturities of three months or less from the date of acquisition. Minnesota Statutes authorizes the City to invest in obligations of the U.S. Treasury, agencies and instrumentalities, shares of investment companies whose only investments are in the aforementioned securities, obligations of the State of Minnesota or its municipalities, bankers' acceptances, future contracts, repurchase and reverse repurchase agreements and commercial paper of the highest quality with a maturity of no longer than 270 days and in the Minnesota Municipal Investment Pool. Investments for the government are reported at fair value. The Minnesota Municipal Investment Pool operates in accordance with appropriate state laws and regulations. The reported value of the pool is the same as the fair value of the pool shares. 2. Restricted Assets A portion of the cash balances is classified as restricted assets since its use is limited. 3. Property Tax Receivables All property tax receivables are shown at a gross amount since both are assessable to the property taxes and are collectible upon the sale of the property. The City levies its property tax for the subsequent year during the month of December. December 28 is the last day the City can certify a tax levy to the County Auditor for collection the following year. Such taxes become a lien on January 1 and are recorded as receivables by the City at that date. The property tax is recorded as revenue when it becomes measurable and available. Wright County is the collecting agency for the levy and remits the collections to the City three times a year. The tax levy notice is mailed in March with the first half payment due on May 15 and the second half payment is due on October 15. Taxes not collected as of December 31 each year are shown as delinquent taxes receivable. 35 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31,2004 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES D. Assets, Liabilities and Net Assets or Equity (Continued) 3. Property Tax Receivables (Continued) The County Auditor prepares the tax list for all taxable property in the City, applying the applicable tax rate to the tax capacity of individual properties, to arrive at the actual tax for each property. The County Auditor also collects all special assessments, except for certain prepayments paid directly to the City. The County Auditor submits the list of taxes and special assessments to be collected on each parcel of property to the County Treasurer in January of each year. 4. Capital Assets Capital assets, which include property, plant, equipment and infrastructure assets (e.g., roads, sidewalks and similar items), are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the government as assets with an estimated useful life greater than one year and with an initial individual cost as follows: Land Land Improvements Infrastructure Buildings Building Improvements Vehicles Other Equipment $ 10,000 25,000 100,000 25,000 25,000 5,000 5,000 Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. 36 CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31,2004 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES D. Assets, Liabilities and Net Assets or Equity (Continued) 4. Capital Assets (Continued) Property, plant and equipment of the City are depreciated using the straight-line method over the following estimated useful lives: Assets Years Land Improvements Infrastructure Buildings Vehicles Other Equipment 5-30 Years 15-50 Years 15-40 Years 3-15 Years 3-20 Years 5. Vacation and Sick Leave The City compensates employees who resign or retire with due notice for unused vacation and compensatory time. Employees may carry over vacation time from one vacation year to another vacation year as established by the employee's anniversary date. Compensatory time is accumulated at 1-1/2 times for overtime hours worked. A maximum of 40 hours of compensatory time may be accumulated. Full-time employees are entitled to sick leave at the rate of one day per month to a maximum of 45 days or 360 hours. Hours accumulated in excess of the maximum are applied to the City's sick leave incentive program. An employee earns 1/4 day paid vacation or 1/4 days' pay in lieu of excess sick leave at the employee's option. This option is only active and available when the beginning sick leave balance for each month is 45 days. The cash in lieu option is paid in December of each year. Vacation pay and sick pay are considered expenditures in the year due in the governmental fund types, while in the proprietary fund types, vacation and sick pay are charged to expense when earned. All estimated vacation and compensatory time is recorded when incurred in the government-wide and proprietary fund statements. 37 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31,2004 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES D. Assets, Liabilities and Net Assets or Equity (Continued) 6. Long-Term Obligations In the government-wide financial statements, and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities or proprietary fund type Statement of Net Assets. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. 7. Fund Equity In the fund financial statements, governmental funds report reservations of fund balance for amounts that are not available for appropriation or are legally restricted by outside parties for use for a specific purpose. Designations of fund balance represent tentative management plans that are subject to change. 8. Net Assets Net assets represent the difference between assets and liabilities in the government-wide financial statements. Net Assets invested in capital assets, net of related debt consists of capital assets, net of accumulation depreciation, reduced by the outstanding balance of any long-term debt used to build or acquire the capital assets. Net assets are reported as restricted in the government-wide financial statement when there are limitations on their use through external restrictions imposed by creditors, grantors, or laws or regulations of other governments. 9. Changes in Accounting Principles F or the year ended December 31, 2004, the City has implemented GASB Statement No. 34, Basic Financial Statements - and Management's Discussion and Analysis - for State Local Governments. GASB Statement No. 34 creates new basic financial statements for reporting on the City's financial activities. The financial statements now include government-wide financial statements prepared on the accrual basis of accounting, and fund financial statements which present information for individual major funds rather than by fund type which had been the mode of presentation in previously issued financial statements. Nonmajor funds are presented in total in one column in the fund financial statements. 38 CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31,2004 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES D. Assets, Liabilities and Net Assets or Equity (Continued) 9. Changes in Accounting Principles (Continued) The implementation of GASB Statement No. 34 caused the opening fund balance at December 31, 2003 restated in terms of "net assets" as follows: Total Fund Balances - Governmental Funds at December 31, 2003, As Restated $ 8,838,299 Add Cost of Capital Assets Less Accumulated Depreciation Less Sewer Access - Special Revenue Fund Balance Less Long-Term Debt: Bond Principal Capital Leases Accrued Interest Payable Compensated Absences Add Deferred Revenues 23,477,629 (5,630,184) (4,923,944) (4,917,800) (26,029) (69,986) (17,640) 1,298,189 Net Assets - Governmental-Type Activities at December 31, 2003 $ 18.028,534 The implementation of GASB Statement No. 34 also caused the net asset amount to change for the business-type funds: Total Fund Net Assets - Business-Type Activities at December 31, 2003, As Restated $ 6,829,863 Add Sewer Access - Special Revenue Fund Balance Add Deferred Special Assessments 4,923,944 31,000 Net Assets - Business-Type Activities at December 31, 2003 $ 11.784.807 39 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31,2004 NOTE 2 - STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY A. Fund Balance Deficits The following funds had deficit fund balances at December 31, 2004: Major Funds: Closed Capital Projects Fund Prairie Run Capital Projects Fund Nonmajor Funds: Debt Service Funds: City Hall Bonds 1996A G.O. TIF Bonds Capital Projects Funds: TIF #8 - Vetsch Cabinets TIF #10 - Mold-Tech TIF # 11 - Land of Lakes Tile TIF #7 - Cottages of Albertville TIF #9 - Barthel Bus Garage NW Commercial Park CR 37 Traffic Light CSAH 19 Ramps Wright County Transportation CSAH 37 School Pedestrian Bike Trail Wright-Hennepin Substation City Hall 50th Street Trail Wastewater Treatment Facility Phase 2 $ 2,453,586 1,557,602 1,649 75,522 421 11,001 19,774 33,378 6,478 104,406 124,683 149,796 27,549 15,875 378,081 1,624 1,516 56,576 221,438 These deficits will be eliminated by future levies, collections of special assessments, operating transfers and developer reimbursements. B. Budgetary Information 1. In August of each year, City staff submits to the City Council a proposed operating budget for the fiscal year commencing the following January 1. The operating budget includes proposed expenditures and the means of financing them for the upcoming year. 2. Public hearings are conducted to obtain taxpayer comments. 40 CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31,2004 NOTE 2 - STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY B. Budgetary Information (Continued) 3. The budget is legally enacted through passage of a resolution after obtaining taxpayer comments. 4. Budgets for the General and Special Revenue Funds are adopted on a basis consistent with U.S. generally accepted accounting principles (GAAP). 5. Expenditures may not legally exceed budgeted appropriations at the department level. No fund's budget can be increased without City Council approval. The City Council may authorize transfer of budgeted amounts between departments within any fund. Management may amend budgets within a department level, so long as the total department budget is not changed. 6. Annual appropriated budgets are adopted during the year for the General and Special Revenue Funds. Annual appropriated budgets are not adopted for Debt Service Funds because effective budgetary control is alternatively achieved through bond indenture provisions. Budgetary control for Capital Project Funds is accomplished through the use of project controls and formal appropriated budgets are not adopted. 7. Budgeted amounts are as originally adopted or as amended by the City Council. Individual amendments were not material in relation to the original amounts budgeted. Budgeted expenditure appropriations lapse at year-end. NOTE 3 - DEPOSITS AND INVESTMENTS A. Deposits In accordance with applicable Minnesota Statutes, the City maintains deposits at depository banks authorized by the City's Council. Minnesota Statutes require that all deposits be protected by federal deposit insurance, corporate surety bond or collateral. The market value of collateral pledged must equal 110% of the deposits not covered by federal deposit insurance or corporate surety bonds. At year-end, the City's carrying amount of deposits was $ 2,287,039 and the bank balance was $ 2,426,543. At December 31, 2004, all deposits for the City were insured or collateralized by securities held by the City's agent in the City's name. 41 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31, 2004 NOTE 3 - DEPOSITS AND INVESTMENTS B. Investments The City's investments are categorized in the following table to give an indication of the level of risk assumed at year-end. Category 1 - Includes investments that are insured or registered or for which the securities are held by the City or its agent in the City's name. Category 2 - Includes uninsured and unregistered investments for which the securities are held by the counterparty's trust department or agent in the City's name. Category 3 - Includes uninsured and unregistered investments for which the securities are held by the counterparty or by its trust department or agent but not in the City's name. At year-end, the government's investment balances were as follows: 1 Category 2 Reported Amount! Fair Value 3 Municipal Bonds U.S. Government Agency Securities Negotiable Certificates of Deposit Total $ 384,215 855,926 1,758,722 $ 2,998,863 $ $ $ 384,215 855,926 1,758,722 2,998,863 $ $ Not Subject to Categorization: Minnesota Municipal Investment Pool Cash in Trust Restricted Cash in Trust Brokered Money Market Deposits Petty Cash 4,024,821 869,136 86,908 3,350 2,287,039 245 Total Deposits and Investments $ 10,270,362 42 CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31, 2004 NOTE 3 - DEPOSITS AND INVESTMENTS B. Investments (Continued) Deposits and investments are presented in the December 31, 2004 basic financial statements as follows: Statement of Net Assets: Cash and Investments Cash in Trust Restricted Cash in Trust $ 9,189,901 869,136 86,908 Statement of Fiduciary Net Assets: Agency Fund 124,417 Total Deposits and Investments $ 10,270,362 The Minnesota Municipal Investment Pool is an external investment pool not registered with the Securities Exchange Commission (SEC) that follows the same regulatory rules of the SEC under Rule 2.a.7. The fair value of the position in the pool is the same as the value ofthe pool shares. NOTE 4 - ACCOUNTS RECEIVABLE Accounts receivable as of year-end for the government's individual major funds and nonmajor funds in the aggregate, including the applicable allowances for uncollectible accounts, are as follows: Closed Nonmajor Capital Governmental Projects Funds Total Accounts Receivable $ 716,669 $ 5,251 $ 721,920 Less Allowance for Uncollectibles (240,912) (240,912) Net Accounts Receivable $ 475,757 $ 5,251 $ 481,008 43 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31,2004 NOTE 5 - CAPITAL ASSETS Capital asset activity for the year ended December 31, 2004 was as follows: Beginning Ending Balance Increases Decreases Balance Governmental Activities: Capital Assets, not being Depreciated: Construction in Progress $ 2,984,497 $ 1,271,481 $ $ 4,255,978 Capital Assets, being Depreciated: Buildings 862,750 1,701,000 2,563,750 Infrastructure 18,736,168 580,440 19,316,608 Improvements Other than Buildings 450,000 450,000 Vehicles 883,714 883,714 Machinery and Equipment 10,500 10,500 Total Capital Assets, being Depreciated 20,493,132 2,731,440 23,224,572 Less Accumulated Depreciation for: Buildings 76,538 60,844 137,382 Infrastructure 5,166,312 743,158 5,909,470 Improvements Other than Buildings 30,000 30,000 Vehicles 382,834 60,133 442,967 Machinery and Equipment 4,500 750 5,250 Total Accumulated Depreciation 5,630,184 894,885 6,525,069 Total Capital Assets, being Depreciated, Net 14,862,948 1,836,555 16,699,503 Governmental Activities Capital Assets, Net $ 17.847,445 $ 3.108.036 $ $ 20.955,481 44 I I I I I I I I I I I I I I The $ 221,438 construction in progress increase amount represents construction on the Wastewater I Treatment Facility Capital Project Fund. This Fund is proprietary in nature. I I I 45 I CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31, 2004 NOTE 5 - CAPITAL ASSETS Beginning Ending Balance Increases Decreases Balance Business-Type Activities: Capital Assets, not being Depreciated: Land $ 190,269 $ $ $ 190,269 Construction in Progress 955,956 221,438 1,177,394 Total Capital Assets, not being Depreciated 1,146,225 221,438 1,367,663 Capital Assets, being Depreciated: Sewer Plant and Lines 7,418,792 7,418,792 Water Main 436,894 436,894 Machinery and Equipment 236,270 236,270 Total Capital Assets, being Depreciated 8,091,956 8,091,956 Less Accumulated Depreciation for: Sewer Plant and Lines 1,211,782 152,416 1,364,198 Water Mains 36,953 10,923 47,876 Machinery and Equipment 119,338 18,226 137,564 Total Accumulated Depreciation 1,368,073 181,565 1,549,638 Total Capital Assets, being Depreciated, Net 6,723,883 (181,565) 6,542,318 Business-Type Activities Capital Assets, Net $ 7,870,108 $ 39,873 $ $ 7,909,981 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31, 2004 NOTE 5 - CAPITAL ASSETS Depreciation expense was charged to functions/programs of the government as follows: Governmental Activities: General Government Public Safety Public Works Park and Recreation Total Depreciation Expense - Governmental Activities Business-Type Activities: Water Sewer Total Depreciation Expense - Business-Type Activities NOTE 6 - INTERFUND TRANSFERS The composition of interfund transfers as of December 31, 2004 is as follows: Transfers In: $ 544 42,369 814,633 37,339 $ 894,885 $ 15,932 165,633 $ 181565 Nonmajor Governmental Funds Transfer Out: General Fund Sewer Access Closed Capital Projects Nonmajor Governmental Funds $ 633,111 525,000 151,925 51,234 Total $ 1,361,270 Sanitary Sewer $ 1,127,709 $ 1,127,709 Total $ 633,111 1,652,709 151,925 51,234 $ 2,488,979 The purpose of the above transfers are to provide funding for capital improvement projects and capital outlay, provide funding for operating purposes, maintain balances of unspent budget dollars and other miscellaneous items. 46 I I CITY OF ALBERTVILLE Wright County, Minnesota I NOTES TO THE FINANCIAL STATEMENTS December 31,2004 I NOTE 7 - LONG-TERM DEBT A. Components of Long-Term Liabilities I Issue Interest Original Final Principal Due Within I Date Rate Issue Maturity Outstanding One Year Governmental Activities: Revenue Bonds: Public Facility Authority I Lease Revenue Bonds, Series 1999 07/20/99 5.00-5.60% $ 860,000 02/01119 $ 755,000 $ 35,000 Public Project Lease I Revenue Bonds, Series 2004 09/09/04 3.75-4.90% 2,100,000 02/01125 2,100,000 Total Revenue Bonds 2,855,000 35,000 General Obligation Special I Assessment Bonds: General Obligation Improvement Bonds, Series 1999A 07/29/99 4.10-5.20% 1,760,000 02/01115 535,000 95,000 General Obligation Improvement I Refunding Bonds, Series 1993A 08/01193 3.40-5.75% 675,000 02/01106 40,000 20,000 General Obligation Improvement Bonds, Series 2003A 08115/03 2.00-4.15% 3,235,000 02/01119 3,235,000 410,000 I Total General Obligation Special Assessment Bonds 3,810,000 525,000 General Obligation Tax Increment I Bond: General Obligation Tax Increment Bond, Series 1996A 11122/96 4.25-5.40% 400,000 02/01108 105,000 25,000 I Total Long-Term Liabilities, Governmental Activities 6,770,000 585,000 I Business-Type Activities: Lease Revenue Bonds: Public Facility Authority I Lease-Revenue Note 10119/03 3.32% 1,454,514 08/20/14 844,217 72,499 General Obligation Lease Revenue Bonds, Series 2oo0A 11120/00 4.50-5.25% 2,550,000 02/01116 1,565,000 170,000 I Total Business-Type Activities 2,409,217 242,499 Total All Long-Term I Liabilities $ 9,179,217 $ 827.499 Long-term bonded indebtedness listed above were issued to finance acquisition and construction of capital facilities or to refinance (refund) previous bond issues. I 47 I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31, 2004 NOTE 7 - LONG-TERM DEBT B. Changes in Long-Term Liabilities Long-term liability activity for the year ended December 31, 2004, was as follows: Beginning Ending Due Within Balance Additions Reductions Balance One Year Governmental Activities: Revenue Bonds $ 790,000 $ 2,100,000 $ 35,000 $ 2,855,000 $ 35,000 General Obligation Special Assessment Bonds 3,992,800 182,800 3,810,000 525,000 General Obligation Tax Increment Bond 135,000 30,000 105,000 25,000 Total Governmental Activities 4,917,800 2,100,000 247,800 6,770,000 585,000 Business-Type Activities: Lease Revenue Bonds 2,844,368 435,151 2,409 ,217 242,499 Total Business-Type Activities 2,844,368 435,151 2,409,217 242,499 Total $ 7.762.168 $ 2.100.000 $ 682,951 $ 9.179.217 $ 827,499 C. Long-Term Debt The annual requirements to amortize all bonded debt outstanding as of December 31, 2004 are: Year Ending Revenue Bonds December 31, Principal Interest 2005 $ 277,499 $ 223,921 2006 329,926 218,389 2007 397,434 202,784 2008 420,027 185,225 2009 257,706 170,934 2010-2014 1,496,625 680,185 2015-2019 1,230,000 336,489 2020-2024 695,000 127,368 2025 160,000 3,920 Total $5,264,217 $2,149,215 General Obligation Special Assessment Bonds Principal Interest General Obligation Tax Increment Bond Principal Interest $ $ 25,000 25,000 25,000 30,000 4,995 3,645 2,295 810 $ 525,000 510,000 495,000 510,000 520,000 670,000 580,000 $ 116,437 103,578 90,915 76,248 60,047 194,024 57,647 $ 11,745 $ 698.896 $ 105.000 $3.810.000 48 CITY OF ALBERTVILLE Wright County, Minnesota I I I I I I I I I I I I I I I I I I I NOTES TO THE FINANCIAL STATEMENTS December 31, 2004 NOTE 8 - FUND BALANCES A. Designated Fund Balance Designated fund balance is comprised of the following components: Special Capital Projects Revenue Public Nonmajor Nonmajor Nonmajor Sewer CSAH 19 Works Debt Capital Special General Access Widening Facility Service Projects Revenue Total Unreserved: Designated for Working Capital $1,000,000 $ $ $ $ $ $ $ 1,000,000 Designated for Capital Expenditures 1,525,000 1,760,587 184,846 53,454 1,238,442 4,762,329 Designated for Debt Service 79,636 79,636 Total $1,000,000 $1,525,000 $ 1,760,587 $ 184,846 $ 79,636 $ 53,454 $ 1,238,442 $ 5,841,965 NOTE 9 - RISK MANAGEMENT The City purchases commercial insurance coverage through the League of Minnesota Cities Insurance Trust with other cities in the state, which is a public entity risk pool currently operating as a common risk management and insurance program. The City pays an annual premium to the League for its insurance coverage. The League of Minnesota Cities Insurance Trust is self- sustaining through commercial companies for excess claims. The City is covered through the pool for any claims incurred but unreported, but retains risk for the deductible portion of its insurance policies. The amount of these deductibles is considered immaterial to the financial statements. There were no significant reductions in insurance from the previous year or settlements in excess of insurance coverage for any of the past three fiscal years. The City's workers' compensation insurance policy is retrospectively rated. With this type of policy, final premiums are determined after loss experience is known. The amount of premium adjustment for 2004 is estimated to be immaterial based on workers' compensation rates and salaries for the year. At December 31, 2004, there are no other claims liabilities reported in the Fund based on the requirements of Governmental Accounting Standards Board Statement No. 10, which requires that a liability for claims be reported if information prior to the issuance of the financial statements indicates that it is probable that a liability has been incurred at the date of the financial statements and the amount of the loss can be reasonably estimated. 49 I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31, 2004 NOTE 10 - DEFINED BENEFIT PENSION PLANS - STATEWIDE Public Employees' Retirement Association A. Plan Description All full-time and certain part-time employees of the City of Albertville are covered by defined benefit plans administered by the Public Employees Retirement Association of Minnesota (PERA). PERA administers the Public Employees Retirement Fund (PERF), which is a cost- sharing, multiple-employer retirement plan. This Plan is established and administered in accordance with Minnesota Statutes Chapters 353 and 356. PERF members belong to either the Coordinated Plan or the Basic Plan. Coordinated Plan members are covered by social security and Basic Plan members are not. All new members must participate in the Coordinated Plan. PERA provides retirement benefits as well as disability benefits to members, and benefits to survivors upon death of eligible members. Benefits are established by state statute, and vest after three years of credited service. The defined retirement benefits are based on a member's highest average salary for any five successive years of allowable service, age and years of credit at termination of service. Two methods are used to compute benefits for PERF's Coordinated and Basic Plan members. The retiring member receives the higher of a step-rate benefit accrual formula (Method 1) or a level accrual formula (Method 2). Under Method 1, the annuity accrual rate for a Basic Plan member is 2.2% of average salary for each of the first 10 years of service and 2.7% for each remaining year. The annuity accrual rate for a Coordinated Plan member is 1.2% of average salary for each of the first 10 years and 1.7% for each remaining year. Under Method 2, the annuity accrual rate is 2.7% of average salary for Basic Plan members and 1.7% for Coordinated Plan members for each year of service. For all PERF members hired prior to July 1, 1989, whose annuity is calculated using Method 1, a full annuity is available when age plus years of service equal 90. Normal retirement age is 65 for Basic and Coordinated Plan members hired prior to July 1, 1989. Normal retirement age is the age for unreduced social security benefits capped at 66 for Coordinated Plan members hired on or after July 1, 1989. A reduced retirement annuity is also available to eligible members seeking early retirement. There are different types of annuities available to members upon retirement. A single-life annuity is a lifetime annuity that ceases upon the death of the retiree-no survivor annuity is payable. There are also various types of joint and survivor annuity options available which will be payable over joint lives. Members may also leave their contributions in the fund upon termination of public service in order to qualify for a deferred annuity at retirement age. Refunds of contributions are available at any time to members who leave public service, but before retirement benefits begin. 50 CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31, 2004 NOTE 10 - DEFINED BENEFIT PENSION PLANS - STATEWIDE Public Employees' Retirement Association (Continued) A. Plan Description (Continued) The benefit provisions stated in the previous paragraphs of this section are current provisions and apply to active plan participants. Vested, terminated employees who are entitled to benefits but are not receiving them, yet are bound by the provisions in effect at the time they last terminated their public service. PERA issues a publicly available financial report that includes financial statements and required supplementary information for PERF. That report may be obtained on the web at www.mnpera.org.bywritingtoPERAat60EmpireDrive.Suite200.St.Paul.MN 55103-2088 or by calling (651) 296-7460 or (800) 652-9026. B. Funding Policy Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. These statutes are established and amended by the state legislature. The City makes annual contributions to the pension plans equal to the amount required by state statutes. PERF Basic Plan members and Coordinated Plan members are required to contribute 9.1 % and 5.1 %, respectively, of their annual covered salary. The City of Albertville is required to contribute the following percentages of annual covered payroll: 11.78% for Basic Plan PERF members and 5.53% for Coordinated Plan PERF members. The City's contributions to the Public Employees Retirement Fund for the years ending December 31, 2004, 2003 and 2002 were $ 24,493, $ 20,923 and $ 27,328, respectively. The City's contributions were equal to the contractually required contributions for each year as set by state statute. NOTE 11 - COMMITMENTS The City has entered into several public improvement projects contracts. The remaining commitments under these contracts at December 31, 2004 is $ 971,331. 51 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I CITY OF ALBERTVILLE Wright County, Minnesota NOTES TO THE FINANCIAL STATEMENTS December 31, 2004 NOTE 12 - CONDUIT DEBT OBLIGATIONS Conduit debt obligations are certain limited-obligation revenue bonds or similar debt instruments issued for the express purpose of providing capital financing for a specific third party. The City has issued Revenue Bonds to provide funding to private-sector entities for projects deemed to be in the public interest. Although these Bonds bear the name of the City, the City has no obligations for such debt beyond the resources provided by related leases or loans. Accordingly, the Bonds are not reported as liabilities in the financial statements of the City. As of December 31, 2004, the following issues were outstanding: Name Cottages of Albertville: Multi Family Housing Revenue Bonds, Series 1999 A Subordinated Multi-Family Housing Revenue Bonds, Series 1999C Date of Issue Original Amount Principal Due 12/31/04 $ 3,230,000 $ 3,220,000 12/23/99 09/30/99 425,000 425,000 NOTE 13 - PRIOR PERIOD ADJUSTMENTS Prior period adjustments are shown in the Sanitary Sewer Enterprise Fund and the 2000 G.O. Sewer Debt Service Fund. The effects are for transferring the fund balance from a debt service fund and the related debt to the related Sanitary Sewer Fund. 52 (THIS PAGE LEFT BLANK INTENTIONALLY.) I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I. I I I I I I I I SUPPLEMENTARY INFORMATION 53 I CITY OF ALBERTVILLE I Wright County, Minnesota COMBINING BALANCE SHEET - I NONMAJOR GOVERNMENTAL FUNDS December 31,2004 Special Revenue Debt Service I 102 II 201 203 II 300 II 322 Capital Park Revolving Closed Bond I 992A G.O. I Outlay Reserve Fund Loan Issues Improvement ASSETS: Cash and Investments I (Including Cash Equivalents) $ 888,442 $ 1,304,487 $ 100,691 $ 79,625 $ 13,834 Cash in Trust Restricted Cash in Trust Taxes Receivable - Delinquent 209 86 I Special Assessments Receivable - Deferred 7,658 Special Assessments - Delinquent 377 Accounts Receivable Due from Other Governments 11 48 I Notes Receivable 71,073 Total Assets $ 888.442 $ 1.304.487 $ 171.764 $ 87.503 $ 14.345 LIABILITIES: I Cash Overdraft $ $ $ $ $ Accounts Payable 1,557 Contracts Payable 25,383 I Deferred Revenue 71,073 7,867 463 Total Liabilities 26,940 71,073 7,867 463 FUND BALANCES: I Reserved 13,882 Unreserved: Designated 888,442 350,000 79,636 Undesignated 927,547 100,691 I Total Fund Balances 888,442 1,277,547 100,691 79,636 13,882 Total Liabilities and Fund Balances $ 888.442 $ 1.304.487 $ 171.764 $ 87.503 $ 14.345 I I I I I I 54 I ASSETS: Cash and Investments (Including Cash Equivalents) Cash in Trust Restricted Cash in Trust Taxes Receivable - Delinquent Special Assessments Receivable - Deferred Special Assessments - Delinquent Accounts Receivable Due from Other Governments Notes Receivable Total Assets LIABILmES: Cash Overdraft Accounts Payable Contracts Payable Deferred Revenue Total Liabilities FUND BALANCES: Reserved Unreserved: Designated Undesignated Total Fund Balances Total Liabilities and Fund Balances (THIS PAGE LEFT BLANK INTENTION ALL Y.) I I I I I I I I I I I I I I I I I I I I I I FUND BALANCES: Reserved Unreserved: Designated I Undesignated Total Fund Balances Total Liabilities and Fund Balances I CITY OF ALBERTVILLE Wright County, Minnesota COMBINING BALANCE SHEET - NONMAJOR GOVERNMENTAL FUNDS December 31, 2004 Capital Projects 476 II 481 I I 482 I I 491 I Wastewater Total School Treatment Nonmajor Pedestrian Wright-Hennepin Facility Governmental Bike Trail Substation City Hall Phase 3 Funds $ $ $ $ $ 3,670,237 2,499 86,908 5,001 633,513 2,529 5,251 1,134 71,073 $ $ $ $ $ 4.478.145 $ 426,188 $ 1,624 $ 1,516 $ 212,531 $ 1,215,837 8,469 8,907 20,784 25,383 712,116 434,657 1,624 1,516 221,438 1,974,120 1,334,022 1,371,532 (434,657) (1,624) (1,516) (221,438) (201,529) (434,657) (1,624) (1,516) (221 ,438) 2,504,025 $ $ $ $ $ 4.478.145 I I I' ASSETS: Cash and Investments I (Including Cash Equivalents) Cash in Trust Restricted Cash in Trust Taxes Receivable - Delinquent I Special Assessments Receivable - Deferred Special Assessments - Delinquent Accounts Receivable I Due from Other Governments Notes Receivable Total Assets I: LIABILITIES: Cash Overdraft Accounts Payable I Contracts Payable Deferred Revenue Total Liabilities I I I I I I 58 I CITY OF ALBERTVILLE I Wright County, Minnesota COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES- I NONMAJOR GOVERNMENTAL FUNDS For the Year Ended December 31, 2004 Special Revenue Debt Service I 102 I I 201 I ~ 203 \ I 300 \ I 322 Capital Park Revolving Closed Bond 1992A G.O. I Outlay Reserve Fund Loan Issues Improvement REVENUES: Taxes $ $ $ $ 3,150 $ 4,726 I Special Assessments 3,916 11,027 Intergovernmental 150 Charges for Services 207,461 Miscellaneous 3,681 14,437 18,453 1,066 548 I Total Revenues 3,681 221,898 18,453 8,132 16,451 EXPENDITURES: I Current: Economic Development: Current Capital Outlay I Capital Outlay Debt Service: Principal 43,600 Interest and Fiscal Charges 2,518 I Total Expenditures 46,118 Excess (Deficiency) of Revenues Over (Under) Expenditures 3,681 221,898 18,453 8,132 (29,667) I OTHER FINANCING SOURCES (USES): Bond Proceeds I Transfers In 633, III Transfers Out Total Other Financing Sources (Uses) 633,IlI Excess (Deficiency) of Revenues I Over (Under) Expenditures and Other Financing Sources 636,792 221,898 18,453 8,132 (29,667) Fund Balance - January 1 I (As Previously Reported) 251,650 1,055,649 82,238 71,504 43,549 Prior Period Adjustment I Fund Balance - January 1 (Restated) 251,650 1,055,649 82,238 71,504 43,549 Fund Balance - December 31 $ 888.442 $ 1,277,547 $ 100.691 $ 79.636 $ 13.882 I I I 59 I I I I II Debt Service 324 l I 341 l I 353 I I 354 I ~ 355 I I 356 l I 357 I 1993A G.O. 1999A G.O. 2000 G.O. 2003A G.O. Improvement City 1996A G.O. 1999 Lease Improvement Sewer Improvement Refunding Hall Bonds TIF Bonds Revenue Bonds Bonds Revenue Bonds Bonds I $ $ 1,153 $ 5,396 $ 60,724 $ 41,220 $ $ 66,149 11,277 15,305 102,499 60,657 101 1,450 744 1,285 I 1,434 (25) (1,302) 661 3,371 2,994 12,711 1,128 19,500 62,835 147,834 131,085 I I 20,000 20,000 30,000 35,000 95,000 I 3,231 1,522 6,794 45,276 28,741 90,734 23,231 21,522 36,794 80,276 123,741 90,734 I (10,520) (20,394) (17,294) (17,441) 24,093 40,351 I I (10,520) (20,394) (17,294) (17,441) 24,093 40,351 I 117,965 18,745 (58,228) 145,659 314,759 (461,236) 178,242 I 461,236 117,965 18,745 (58,228) 145,659 314,759 178,242 I $ 107.445 $ 0.649) $ (75.522) $ 128.218 $ 338,852 $ $ 218.593 I I I 60 I CITY OF ALBERTVILLE I Wright County, Minnesota COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES- I NONMAJOR GOVERNMENTAL FUNDS For the Year Ended December 31, 2004 Capital Projects I 450 I ~ 453 l I 456 I I 462 I I 463 NW I Albertville Kollville Towne Commercial Villas Estates Lakes Coborn's Park REVENUES: Taxes $ $ $ $ $ I Special Assessments 97,461 Intergovernmental Charges for Services 4,739 34,422 Miscellaneous 4,021 I Total Revenues 4,739 34,422 97,461 4,021 EXPENDITURES: Current: I Economic Development: Current Capital Outlay I Capital Outlay 42,191 6,660 75,150 1,576 2,041 Debt Service: Principal Interest and Fiscal Charges I Total Expenditures 42,191 6,660 75,150 1,576 2,041 Excess (Deficiency) of Revenues Over (Under) Expenditures (42,191 ) (1,921) (40,728) 95,885 1,980 I OTHER FINANCING SOURCES (USES): Bond Proceeds Transfers In 49,677 52,856 I Transfers Out (7,051) (44,183) Total Other Financing Sources (Uses) 49,677 (7,051) 52,856 (44,183) Excess (Deficiency) of Revenues I Over (Under) Expenditures and Other Financing Sources 7,486 (8,972) 12,128 51,702 1,980 Fund Balance - January 1 I (As Previously Reported) (7,486) 8,972 (12,128) (51,702) (106,386) Prior Period Adjustment I Fund Balance - January I (Restated) (7,486) 8,972 (12,128) (51,702) (106,386) Fund Balance - December 31 $ $ $ $ $ (l04,406) I I I 63 I CITY OF ALBERTVILLE Wright County, Minnesota I I COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES- NONMAJOR GOVERNMENTAL FUNDS For the Year Ended December 31, 2004 488 (221,438) 716,698 1,326,091 461,236 1,787,327 $ $ (221.438) $ 2.504.025 Ice Arena Locker Rooms REVENUES: Taxes Special Assessments Intergovernmental Charges for Services Miscellaneous Total Revenues $ 26,602 26,602 EXPENDITURES: Current: Economic Development: Current Capital Outlay Capital Outlay Debt Service: Principal Interest and Fiscal Charges Total Expenditures 26,602 26,602 Excess (Deficiency) of Revenues Over (Under) Expenditures OTHER FINANCING SOURCES (USES): Bond Proceeds Transfers In Transfers Out Total Other Financing Sources (Uses) Excess (Deficiency) of Revenues Over (Under) Expenditures and Other Financing Sources Fund Balance - January 1 (As Previously Reported) Prior Period Adjustment Fund Balance - January 1 (Restated) Fund Balance - December 31 I ~ 491 Wastewater Treatment Facility Phase 3 $ 221,438 221,438 (221,438) I I Total Other Governmental I $ 280,392 302,142 3,730 266,081 70,688 923,033 I I I 89,599 1,006,388 I 243,600 178,816 1,518,403 I (595,370) I 2,032 1,361,270 (51,234) 1,312,068 I I I I I I I 65 I I I I I I I I I I I I I I I I I I I I ~DV KERN. DEWENTER.YIERE AUDITORS' REPORT ON LEGAL COMPLIANCE February 18, 2005 Honorable Mayor and City Council City of Albertville Albertville, Minnesota We have audited the financial statements of the City of Albertville, Minnesota, as of and for the year ended December 31,2004, and have issued our report thereon dated February 18,2005. We conducted our audit in accordance with U.S. generally accepted auditing standards and the provisions of the Minnesota Legal Compliance Audit Guide for Local Government, promulgated by the State Auditor pursuant to Minnesota Statutes Sec. 6.65. Accordingly, the audit included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances. The Minnesota Legal Compliance Audit Guide for Local Government covers six main categories of compliance to be tested: contracting and bidding, deposits and investments, conflicts of interest, public indebtedness, claims and disbursements and miscellaneous provisions. Our study included all of the listed categories. The results of our tests indicate that for the items tested, the City of Albertville, Minnesota, complied with the material terms and conditions of applicable legal provisions, except as described in the Schedule of Findings on Legal Compliance. This report is intended solely for the information and use of the City Council, City Administration and the Office of the State Auditor, and is not intended to be, and should not be, used by anyone other than these specified parties. Kilt-IL, Ot--We"yz"t{/L;J Vu.u., Ud. KERN, DEWENTER, VIERE, LTD. S1. Cloud, Minnesota 66